WPC'( Au)1=/pVX' <  n?9{x \%|E(!F[VU9aɩlSݽ~ &c"BN r5:eu9IlbzSGs$⭺e0biEetM/. ABLnLJ'%_ I;$F匟Ei;u̓5Ozۿ4}3}f^ |$62aq9J0lm] g\ mc Ρ4AQsl},PEpp CEIhቸfeg.f<ò-1y Iֳ,4**7>/5"Sn(tX mɐ$Sufϻ :F]ɖQ.?S>>,I ecfndN,#7i<$]\XA_pڬw1=c KaGc/'1us A#UmNI % 0U1H0LxUVw42UVAUVUVUVCUVUVUVEUVUVUVGUVUVUVIUVUVUVKUVUVUVMUVUVUVOUVUVUV UVcUVUV UVe UV UV!UVg!UH!{" 0#UH/$ 0Aw$  $U.$N$$.$!& m#&#&#&UN:&&UN&^ & 0~&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&&& 0x'HP LaserJet 4000 Series PCL$,,,,$0(hH  Z 6Times New Roman RegularX(k_<$XCXX1X&_&XXC    "+ON  0Times New Roman BoldC:\OFFICE\WPWIN\TEMPLATE\STANDARD.WPT)ON   >Times New Roman Bold ItalicK~7$ 3|x)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic  ()XpXXX&s%XXp   _&=%%&s%&=ExportAdministrationRegulations   h 0  0(#(#0p(#(#0p(#p(#0 (#(#0x (# (#April26,_2002___)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic+ON  0Times New Roman Bold q .('XpXXX&s%XXp   _/&=%%&s/%/&=ApplicationProcessing,Issuanceand/orDenial@(#/Part750!page  1  #/#(3($ _ however,BISmayconsultwithotherU.S.depart V.? mentsandagenciesregardinganylicense .@ application. A  &%%&s  (b)Reviewbyotherdepartmentsoragencies#&s%% &u# C ,&=%%&s(1)#&s%%,&=#ԀTheDepartmentsofDefense,Energy,State, d<E andtheArmsControlandDisarmamentAgency @F (_ACDA_)havetheauthoritytoreviewanylicense G applicationsubmittedundertheEAR.In H addition,BISmay,whereappropriate,refer I licenseapplicationstootherU.S.government xJ departmentsoragencies.Theseagenciesand xPK departmentswillbereferredtoas agenciesfor P (L thepurposesofthispart.Thoughtheseagencies (!M havetheauthoritytoreviewanylicense "N application,theymaydeterminethattheydonot "O needtoreviewcertaintypesoflicense #P applications.Intheseinstances,theagencywill $`Q provideBISwithaDelegationofAuthorityto `%8R processthoselicenseapplicationswithoutreview 8& S bythatparticularagency. ' T &=%%&s(2)#&s%%&=#ԀTheDepartmentsofDefense,Energy,State, ("V and_ACDA_Ԁaregenerallyconcernedwithlicense )t#W applicationsinvolvingitemscontrolledfor t*L$X nationalsecurity,missiletechnology,nuclear L+$%Y _nonproliferation_,andchemicalandbiological $,%Z weaponsproliferationreasonsordestinedfor ( countriesand/orendusesofconcern.In  particular,theseagenciesareconcernedwith  reviewinglicenseapplicationsasfollows:   F (_i_)TheDepartmentofDefenseisconcerned ` 8 primarilywithitemscontrolledfornational 8  securityandregionalstabilityreasonsandwith   controlsrelatedtoencryptionitems;    F (ii)TheDepartmentofEnergyisconcerned p  primarilywithitemscontrolledfornuclear pH  _nonproliferation_Ԁreasons; H   F (iii)TheDepartmentofStateisconcerned   primarilywithitemscontrolledforregional   stability,antiterrorism,crimecontrolreasons,   andsanctions;and X  F (iv)_ACDA_Ԁisconcernedprimarilywithitems 0 controlledfornationalsecurity,nuclear  _nonproliferation_,regionalstability,andanti  terrorismreasons.   F (v)TheDepartmentofJusticeisconcernedwith h@ controlsrelatingtoencryptionitemsanditems @ primarilyusefulforthesurreptitiousinterception  ofwire,oral,orelectroniccommunications.      750.4 # xP PROCEDURESFORPROCESSING (!  АLICENSEAPPLICATIONS  "!  &%%&s(a)Overview#&s%% &i$# ## #&=%%&s(1)#&s%%&=$#ԀAlllicenseapplicationswillberesolvedor ^%6% referredtothePresidentnolaterthan90calendar :& & daysfromthedateofBIS'sregistrationofthe ' ' licenseapplication.Processingtimesforthe '!( purposesofthissectionaredefinedincalendar (") days.Theproceduresandtimelimitsdescribedin )r#* thispartapplytoalllicenseapplications r*J$+ registeredonorafterFebruary4,1996.The J+"%, proceduresandtimelimitsineffectpriorto ",%- December6,1995willapplytolicense (- applicationsregisteredpriortoFebruary4,1996. . &=%%&s(2)#&s%%&=(#ԀProperlycompletedlicenseapplicationswill 0 beregisteredpromptlyuponreceiptbyBIS.  d1 Registrationisdefinedasthepointatwhichthe d <2 applicationisenteredintoBIS'selectroniclicense < 3 processingsystem.Ifyourapplicationcontains  4 deficienciesthatpreventBISfromregistering  5 yourapplication,BISwillattempttocontactyou  6 tocorrectthedeficiencies,however,ifBISis t7 unabletocontactyou,thelicenseapplicationwill tL 8 bereturnedwithoutbeingregistered.The L$ 9 specificdeficienciesrequiringreturnwillbe $ : enumeratedinanoticeaccompanyingthe  ; returnedlicenseapplication.Ifalicense  < applicationisregistered,butBISisunableto  = correctdeficienciescrucialtoprocessingthe \> licenseapplication,itwillbereturnedwithout \4? action.Thenoticewillidentifythedeficiencies 4 @ andtheactionnecessarytocorrectthe  A deficiencies.Ifyoudecidetoresubmitthelicense B application,itwillbetreatedasanewlicense C applicationwhencalculatinglicenseprocessing lD timeframes. lDE &%%&s  (b)Actionsnotincludedinprocessingtime G calculations#&s%%&.# H  .Thefollowingactionswillnotbecountedinthe xJ timeperiodcalculationsdescribedinparagraph xPK (a)(1)ofthissectionfortheprocessingoflicense P (L applications: (!M &=%%&s(1)Agreementbytheapplicanttothedelay. "O #&s%%&=/#BISmayrequestapplicantstoprovideadditional #P informationinsupportoftheirlicense $`Q application,respondtoquestionsarisingduring `%8R processing,oracceptproposedconditionsor 8& S ridersontheirlicenseapplication.IfBIShas ' T providedtheapplicantwithanintenttodeny '!U letterdescribedin750.6ofthispart,processing ("V timesmaybesuspendedinordertonegotiate )p#W modificationstoalicenseapplicationandobtain p*H$X agreementtosuchmodificationsfromtheforeign H+ %Y partiestothelicenseapplication.  ,%Z Ї&=%%&s(2)Prelicensechecks.#&s%%&=!3#Ifaprelicensecheck,to ( establishtheidentityandreliabilityofthe  recipientofthecontrolleditems,isconducted  throughgovernmentchannels,providedthat:   F (_i_)Theneedforsuchaprelicensecheckis d < establishedbytheSecretary,orbyanothera <  gency,iftherequestforaprelicensecheckis   madebysuchagencyandtherequestismadein   accordancewiththefollowingtimeframes;    Ѐ F   (A)Theprelicensecheckisrequestedwithin tL  5daysofthedeterminationthatitisnecessary; L$  and $   F   (B)Theanalysisresultingfromthepre   licensecheckiscompletedwithin5days.   &=%%&s(3)GovernmenttoGovernmentassurances.#&s%%&=?7#Ԁ \4 Requestsforgovernmenttogovernment 8 assurancesofsuitableenduseofitemsapproved  forexportor_reexport_Ԁwhenfailuretoobtainsuch  assuranceswouldresultinrejectionofthelicense  application,providedthat: p  F (_i_)Therequestforsuchassurancesissentto H  theSecretaryofStatewithinfivedaysofthe   determinationthattheassurancesarerequired;   F (ii)TheSecretaryofStateinitiatestherequest  oftherelevantgovernmentwithin10daysof X receiptoftherequestforsuchassurances;and X 0  F (iii)Thelicenseisissuedwithin5daysofthe "! Secretary'sreceiptoftherequestedassurances. "" &=%%&s(4)Consultations.#&s%%&=;#ԀConsultationwithother $h$ governments,ifsuchconsultationisprovidedfor l%D% byarelevantbilateralarrangementormultilateral D& & regimeasapreconditionforapprovingalicense. ' ' &=%%&s(5)Multilateralreviews.#&s%%&=<#Multilateralreviewof (") alicenseapplicationifsuchreviewisrequiredby )#* therelevantmultilateralregime. *X$+  F &=%%&s(6)Congressionalnotification.#&s%%&==#UnderSection 0,&- 6(j)oftheExportAdministrationAct,as (- amended(_EAA_),theSecretariesofCommerce . andStatearerequiredtonotifyappropriate / CommitteesoftheCongress30dayspriorto 0 issuingalicensetoanycountrydesignatedbythe  `1 SecretaryofStateasbeingterroristsupportingfor ` 82 anyitemsthatcouldmakeasignificant 8 3 contributiontothemilitarypotentialofsuch  4 countries,orcouldenhancetheabilityofsuch  5 countriestosupportactsofinternational  6 terrorism.Accordingly,theissuanceofany p7 licensesubjecttothisrequirementwillbedelayed pH 8 for30days. H 9   (_i_):&s%%&sDesignatedcountries.Thefollowing  ; countrieshavebeendesignatedbytheSecretary  < ofStateasterrorist-supportingcountries:Cuba,  = Iran,NorthKorea,Sudan,andSyria.#&s%%:&sB# X>   (ii)Itemssubjecttonotificationrequirement. 0@ Licenseapplicationsinvolvingtheexportor A _reexport_Ԁofthefollowingitemstothemilitary, B police,intelligenceorothersensitiveendusers C aresubjecttothisnotificationrequirement: hD    D (A)Allitemscontrolledfornationalsecurity @F reasons; G    D (B)Allitemscontrolledforchemicaland I biologicalweaponsproliferationreasons; xJ    D (C)Allitemscontrolledformissile P (L technologyreasons; (!M    D (D)Allitemscontrolledfornuclear "O _nonproliferation_Ԁreasons;and #P    D (E)AllitemscontrolledbytheCCLwhere `%8R theentryheadingidentifiestheitemscontrolled 8& S asthosecontainedinthe_Wassenaar_ԀArrangement ' T MunitionsList. '!U   (iii)Additionalnotifications.TheSecretaries )p#W ofCommerceandStatemustalsonotifythe p*H$X appropriateCongressionalcommittees30days H+ %Y beforealicenseisissuedfortheexportor  ,%Z _reexport_ԀofanyitemcontrolledontheCCLtoa ( designatedcountryiftheSecretaryofState  determinesthattheexportor_reexport_Ԁ could  makeasignificantcontributiontothemilitary  potentialofsuchcountry,includingitsmilitary  ` logisticscapability,orcouldenhancetheability ` 8 ofsuchcountrytosupportactsofinternational 8  terrorism.   &%%&s  (c)Initialprocessing#&s%%&K#    KWithin9daysoflicenseapplicationregistration, nF  BISwill,asappropriate: F  &=%%&s(1)#&s%%&=L#ԀContacttheapplicantifadditionalinformation   isrequired,ifthelicenseapplicationis   improperlycompleted,orrequiredsupport   documentsaremissing,torequestadditionalor Z correctedinformation; Z2 &=%%&s(2)#&s%%&= N#Assurethestatedclassificationonthelicense   applicationiscorrect;  &=%%&s(3)#&s%%&=N#ԀReturnthelicenseapplicationifalicenseis n notrequiredwithastatementnotifyingthe rJ applicantthatalicenseisnotrequired; J" &=%%&s(4)#&s%%&=O#Approvethelicenseapplicationornotifythe  applicantoftheintenttodenythelicense  application;or  &=%%&s(5)#&s%%&=P#ԀReferthelicenseapplicationelectronically ^ 6 alongwithallnecessaryrecommendationsand :!  analysisconcurrentlytoallagenciesunlessthe "! applicationissubjecttoaDelegationof "" Authority.Anyrelevantinformationnot ## containedintheelectronicfilewillbe $r$ simultaneouslyforwardedinpapercopy. r%J%    (d)Reviewbyotheragenciesand/or "' ' interagencygroups  '!( R&=%%&s(1)#&s%%&=FS#ԀWithin10daysofreceiptofareferralthe )~#* reviewingagencymustadviseBISofany *Z$+ informationnotcontainedinthereferralas Z+2%, describedinparagraph(c)(5)ofthissection.BIS 2, &- willpromptlyrequestsuchinformationfromthe (- applicant.Thetimethatelapsesbetweenthedate . theinformationisrequestedbythereviewing / agencyandthedatetheinformationisreceivedby 0 thereviewingagencywillnotbecountedin  `1 processingtimeframes. ` 82 &=%%&s(2)#&s%%&=V#ԀWithin30daysofreceiptoftheinitial  4 referral,thereviewingagencywillprovideBIS  5 witharecommendationeithertoapprove(withor  6 withoutconditionsorriders)ordenythelicense t7 application.Asappropriate,sucha tL 8 recommendationmaybemadewiththebenefitof L$ 9 consultationand/ordiscussionsininteragency $ : groupsestablishedtoprovideexpertiseand  ; coordinateinteragencyconsultation.These  < interagencygroupsconsistof:  =   (_i_)TheMissileTechnologyExportControl \4? Group(_MTEC_).The_MTEC_,chairedbythe 4 @ DepartmentofState,reviewslicenseapplications  A involvingitemscontrolledformissiletechnology B reasons.The_MTEC_Ԁalsoreviewslicense C applicationsinvolvingitemsnotcontrolledfor lD missiletechnology(MT)reasons,butdestinedfor lDE acountryand/orenduse/enduserofMTconcern. DF   (ii)The_SubGroup_ԀonNuclearExport H Coordination(_SNEC_).The_SNEC_,chairedbythe I DepartmentofState,reviewslicenseapplications |J involvingitemscontrolledfornuclear |TK _nonproliferation_Ԁreasons.The_SNEC_Ԁalsoreviews T ,L licenseapplicationsinvolvingitemsnot ,!M controlledfornuclear_nonproliferation_Ԁ(NP) "N reasons,butdestinedforacountryand/orend "O use/enduserofNPconcern. #P   (iii)TheShield.TheShield,chairedbythe d%<R DepartmentofState,reviewslicenseapplications <& S involvingitemscontrolledforchemicaland ' T biologicalweaponsreasons.TheShieldalso '!U reviewslicenseapplicationsinvolvingitemsnot ("V controlledforchemicalandbiologicalweapons )t#W (CBW)reasons,butdestinedforacountryand/or t*L$X enduse/enduserofCBWconcern. L+$%Y  $,%Z _  &%%&s  (e)Recommendationsbyreviewingagencies#&s%%&`# ( `Reviewingagenciesrecommendingdenialofa  licenseapplicationmustprovideastatementof  reasons,consistentwiththeprovisionsofthe  ^ EAAorEAR,andciteboththestatutoryandthe ^ 6 regulatorybasisfortherecommendationtodeny. 6  Areviewingagencythatfailstoprovidea   recommendationwithin30dayswithastatement   ofreasonssupportedbythestatutoryand    regulatorybasisshallbedeemedtohaveno n  objectiontothefinaldecisionofBIS. nF  &%%&s  (f)Interagencydisputeresolutionand   escalationprocedures#&s%%&d#   #d&=%%&s(1)EscalationtotheOperatingCommittee z  (OC).#&s%%&=d# zR ̀ F   (i)Inanyinstancewherethereviewing * agenciesarenotinagreementonfinaldisposition  ofalicenseapplication,itwillbeescalatedtothe  OCforresolution.TheChairoftheOCwill  considertherecommendationsofthereviewing b agenciesandanyinformationprovidedbythe b: applicantinpersonduringanopenOCsession. : EachagencywillbeinformedoftheChairs  decisiononthelicenseapplicationwithin14days  afterthedeadlineforreceivingagency  recommendations. r  F (ii)IfanyagencydisagreeswiththeOC J " АChairsdecision,theagencymayescalatethe "!  decisionbyappealingtotheChairofthe !! AdvisoryCommitteeonExportPolicyfor "" resolution.Ifsucharequestforescalationisnot ## madewithin5daysofthedecisionoftheOC $Z$ Chair,thechair'sdecisionwillbefinal. Z%2% &=%%&s(2)EscalationtotheAdvisoryCommitteeon  ' ' ExportPolicy(ACEP).#&s%%&=j#Requestsforescalation '!( totheACEPmustbeinwritingfromanofficial (") appointedbythePresidentwiththeadviceand )n#* consentoftheSenate,orapersonproperlyacting n*F$+ insuchcapacity,andciteboththestatutoryand F+%, theregulatorybasisfortheappeal.TheACEP ,%- willreviewallrelevantinformationand (- recommendations.TheChairoftheACEPwill . informthereviewingagenciesofthemajority / votedecisionoftheACEPwithin11daysfrom 0 thedateofreceiptoftheescalationrequest.  `1 Within5daysofthedecision,anydissenting ` 82 agencymayappealinwritingtheACEPs 8 3 decisiontotheSecretaryofCommerceinthe  4 Secretary'scapacityastheChairoftheExport  5 AdministrationReviewBoard.Thewritten  6 requestmustbemadebytheheadoftheagency p7 requestingescalationandciteboththestatutory pH 8 andtheregulatorybasisfortheappeal.Within H 9 thesameperiodoftime,theSecretarymay   : initiateameetingonhisorherowninitiativeto  ; consideralicenseapplication.Intheabsenceof  < atimelyappeal,thedecisionoftheACEPwillbe  = final. X> &=%%&s(3)EscalationtotheExportAdministration 0@ ReviewBoard(EARB).#&s%%&=p#TheEARBwillreview A allrelevantinformationandrecommendations, B andsuchotherexportcontrolmattersasmaybe C appropriate.TheSecretaryofCommercewill lD informthereviewingagenciesofthemajority lDE votedecisionoftheEARBwithin11daysfrom DF thedateofreceiptoftheappeal.Within5daysof G thedecision,anyagencydissentingfromthe H decisionoftheEARBmayappealthedecisionto I thePresident.Theappealmustbeinwritingfrom |J theheadofthedissentingagency.Intheabsence |TK ofatimelyappeal,thedecisionoftheEARBwill T ,L befinal. ,!M     750.5 &t #P STATUSOFPENDINGAPPLICATIONS d%<R ANDOTHERREQUESTS  <& S &%%&s(a)Informationavailable#&s%%&;u# '!U tYoumaycontactBISforstatusofyourpending )r#W ClassificationRequest,AdvisoryOpinion,or r*J$X licenseapplication.ForAdvisoryOpinion J+"%Y requests,telephone(202)4824905orsenda_fax ",%Z to(202)2199179.Forlicenseapplicationsand ( ClassificationRequests,telephoneBIS'sSystem  forTrackingExportLicenseApplications  (STELA)at(202)4822752.STELAisan  automatedvoiceresponsesystem,thatupon  ` requestviaanystandardtouchtonetelephone, ` 8 willprovideyouwithuptotheminutestatuson 8  anyapplicationpendingatBIS.Press 0on   yourkeypadforonlineinstructionsor 9forthe   letter Z.Requestsforstatusmaybemadeonly    bytheapplicantortheapplicantsagent. p  &%%&s  (b)STELA'shours#&s%%&y# H  ySTELAisoperationalMondaythroughFriday   from7:15amto11:15pmandonSaturdayfrom   8:00amto4:00pm,EasternTime.Ifyouhave ~  anydifficultyaccessingSTELA,contactduring ~V normalbusinesshours,oneofBISsofficeslisted V. in748.2(a)oftheEAR. . &%%&s  (c)Procedurestoaccessinformationon  STELA#&s%%&{#  {OnceyoudialSTELAyouwillbeinstructedto b: enteryourApplicationControlNumberusing : yourpushbuttontelephonekeys.Afteryouenter  theApplicationControlNumber,STELAwill  provideyouwiththecurrentstatusofyourlicense  applicationorClassificationrequest. r     750.6 &"~ "!  DENIALOFLICENSEAPPLICATIONS  "" &%%&s(a)Intenttodenynotification#&s%%&~# $Z$ /~IfBISintendstodenyyourlicenseapplication, 0& & BISwillnotifyyouinwritingwithin5daysofthe ' ' decision.Thenotificationwillinclude: '!( &=%%&s(1)#&s%%&=#ԀTheintenttodenydecision; )h#* &=%%&s(2)#&s%%&=x#ԀThestatutoryandregulatorybasisforthe D+%, denial;  ,%- Ї&=%%&s(3)#&s%%&=#ԀTotheextentconsistentwiththenational (- securityandforeignpolicyoftheUnitedStates, . thespecificconsiderationsthatledtothedecision / todenythelicenseapplication; 0 &=%%&s(4)#&s%%&=g#What,ifany,modificationsorrestrictionsto d <2 thelicenseapplicationwouldallowBISto @ 3 reconsiderthelicenseapplication;  4 &=%%&s(5)#&s%%&=i#ԀThenameoftheBISrepresentativeina  6 positiontodiscusstheissueswiththeapplicant; |7 and |T 8   &=%%&s(6)#&s%%&=X#ԀTheavailabilityofappealprocedures. , : &%%&s  (b)Responsetointenttodenynotification#&s%%&ۄ#  < Youwillbeallowed20daysfromthedateofthe f> notificationtorespondtothedecisionbeforethe f>? licenseapplicationisdenied.Ifyourespondto >@ thenotification,BISwilladviseyouif,asaresult A ofyourresponse,thedecisiontodenyhasbeen B changed.Unlessyouaresoadvisedbythe45th C dayafterthedateofthenotification,thedenial vD willbecomefinal,withoutfurthernotice.You vNE willthenhave45daysfromthedateoffinal N&F denialtoexercisetherighttoappealunderpart &G 756oftheEAR. H   750.7 ^K ISSUANCEOFLICENSES  6!M &%%&s(a)Scope#&s%%&# "O ^Alicenseauthorizesonlyaspecifictransaction, $lQ orseriesoftransactions,asdescribedinthe l%DR licenseapplicationandanysupporting D& S documents.Alicenseapplicationmaybe ' T approvedinwholeorinpartorfurtherlimitedby '!U conditionsorotherrestrictionsappearingonthe ("V licenseitselforintheEAR.Whenalicense )|#W applicationisapprovedbyBIS,alicenseisissued |*T$X asdescribedinparagraph(b)ofthissection. T+,%Y  ,,&Z &%%&s    (b)Issuanceofalicense#&s%%&# ( ̋Afteralicenseapplicationisapproved,a  computergeneratedlicenseisissuedbythe  DepartmentofCommercebearingthelicense  ^ numberandavalidationdate.Whereappropriate, ^ 6 thelicensewillalsoshowanexpirationdate. 6  Wherenecessary,attachmentstoalicensewill   alsobevalidatedwiththeDepartmentof   Commercesealandthedateofvalidation.    Exportersmustusethecompletelicensenumber n  whenpreparingaShippersExportDeclaration nF  (SED)orAutomatedExportSystem(_AES_)record F  andotherexportcontroldocuments,andin   communicatingwiththeDepartmentof   Commerceconcerningthelicense.   &%%&s  (c)Changestothelicense#&s%%&# ~V  (1) Thefollowingnonmaterialchangesdonot , requiresubmissionofa Replacementlicenseor  anyothernotificationtoBIS.(Ifyouwishto  makeanychangenotidentifiedinthisparagraph,  youwillneedtosubmita Replacementlicense h inaccordancewiththeinstructionscontainedin h@ SupplementNo.1topart748oftheEARBlock @ 11):   F (_i_)Decreaseinunitpriceortotalvalue;   F (ii)Increaseinpriceorquantityifpermitted xP undertheshippingtolerancesin750.11ofthis P ( part; (!   F (iii)Increaseinpricethatcanbejustifiedon "" thebasisofchangesinpointofdelivery,portof ## export,orasaresultoftransportationcost, $`$ _drayage_,portcharges,warehousing,currency `%8% fluctuations,etc.; 8& &  F (iv)Establishmentofunitortotalpricein '!( conformancewitha pricestatementona (") licensethatpermitspricetobebasedonthe )p#* marketpriceataspecifieddateplusanexporter's p*H$+ mark-up,orlikebasis; H+ %,   ,%-   (v)Changeinintermediateconsigneeifthe (- newintermediateconsigneeislocatedinthe . countryofultimatedestinationasshownonthe / license,exceptachangein,oradditionof,an 0 intermediateconsigneeinvolvingaconsolidated  `1 shipment; ` 82   (vi)Changeincontinuityofshipmentby  4 unloadingfromcarrieratacountrylistedin  5 CountryGroupB(seeSupplementNo.1topart  6 740oftheEAR)portnotinthecountryof p7 ultimatedestination,withoutthedesignationofan pH 8 intermediateconsigneeontheshipping H 9 documentsandlicense,provided:   :    D (A)Thepurposeistotransfertheshipment  < toanothervessel,barge,orvehicle,solelyfor  = А_onforwarding_Ԁtothecountryofdestinationshown X> ontheshippingdocumentsandthelicense; X0?    D (B)Theshipmentismovingonathroughbill A oflading; B    D (C)Thecarrierisnotregisteredin,ownedor hD controlledby,orundercharterorleasetoa h@E countryinCountryGroupD:1orE:2(see @F SupplementNo.1topart740oftheEAR),ora G nationalofanyofthesecountries; H    D (D)Thecarrierretainscustodyofthe xJ shipmentuntilitisdeliveredtotheultimate xPK consignee;and P (L    D (E)Theoriginalbillofladingorairwaybill "N firstissuedattheportofexportisdeliveredwith "O theshipmenttotheultimateconsignee; #P   (vii)Changeinaddressofpurchaseror `%8R ultimateconsigneeifthenewaddressislocated 8& S withinthesamecountryshownonthelicense;or ' T   (viii)Changein_ECCN_,unitofquantity,orunit ("V price,wherenecessaryonlyforthepurposeof )p#W conformingtoanofficialrevisionintheCCL;or p*H$X wordingoftheitemdescription.Thisdoesnot H+ %Y coveranactualchangeintheitemtobeshipped,  ,%Z oranincreaseinthetotalpriceorquantityonthe ( license;or   (2) (_i_)ForEncryptionLicensingArrangements  issuedbyBISforexportsand_reexports_Ԁofitems  d controlledunder_ECCN_Ԁ5A002,5B002,and d < 5D002,andforencryptioncommoditiesand <  softwarepreviouslyontheU.S.MunitionsList   andcurrentlyauthorizedforexportor_reexport_   underaStateDepartmentlicense,distribution    arrangementoranyotherauthorityoftheState t  Department,youmustbylettertoBISarequest tL  forapprovalofanyadditionalcountryof L$  destination. $   F   (ii)Lettersrequestingchangespursuantto   paragraph(c)(2)(_i_)ofthissectionshouldbemade   bythelicenseholderoncompanyletterhead, \ clearlyidentifyingtheoriginallicensenumber \4 andtherequestedchange.Inaddition,requests 4  forchangestoStatelicensesorother   authorizationsmustbeaccompaniedbyacopyof  theoriginalStatelicenseorauthorization.The  requestedchangesmaynottakeeffectuntil l approvedinwritingbyBIS.Sendrequestsfor lD changestothefollowingaddress: D  F OfficeofStrategicTrade   F BureauofIndustryandSecurity   F U.S.DepartmentofCommerce |  F Room2705 |T  F 14thStreetandPennsylvaniaAve.,NW T ,  F Washington,DC20230 ,!   F Attn:EncryptionDivision "! &%%&s  (d)Responsibilityofthelicensee#&s%%&# ## <&l%%&sThepersontowhomalicenseisissuedisthe b%:% licensee.Inexporttransactions,theexporter :& & mustbethelicensee,andtheexporterlicenseeis ' ' responsiblefortheproperuseofthelicense,and '!( foralltermsandconditionsofthelicense,except (") totheextentthatcertaintermsandconditionsare )r#* directedtowardsomeotherpartytothe r*J$+ transaction.InthecaseofEncryptionLicense J+"%, Agreements(_ELA_),thelicenseemaynot ",%- necessarilybetheexporteror_reexporter_.Inthis (- case,theauthorizeduserofthe_ELA_Ԁis . responsibleforproperuseofthelicense,andfor / alltermsandconditionsofthelicense,exceptto 0 theextentthatcertaintermsandconditionsare  `1 directedtowardsomeotherpartytothe ` 82 transaction.#&s%%<&l#<&l%%&sIn_reexport_Ԁorroutedexport 8 3 transactions,aU.S.#&s%%<&l2#<&l%%&sԀagentactingonbehalfofa  4 foreignprincipalpartyininterestmaybethe  5 licensee;inthesecases,boththeagentandthe  6 foreignprincipalpartyininterest,onwhose p7 behalftheagenthasacted,areresponsibleforthe pH 8 useofthelicense,andforalltermsandconditions H 9 ofthelicense,excepttotheextentthatcertain   : termsandconditionsaredirectedtowardsome  ; otherpartytothetransaction.Itisthelicensees  < responsibilitytocommunicatethespecificlicense  = conditionstothepartiestowhomthose X> conditionsapply.Inaddition,whenrequiredby X0? thelicense,thelicenseeisresponsiblefor 0@ obtainingwrittenacknowledgment(s)ofreceiptof A theconditionsfromtheparty(_ies_)towhomthose B conditionsapply.#&s%%<&lٮ#@  <  C &%%&s  (e)Prohibiteduseofalicense#&s%%&j# h@E Nopersonconvictedofaviolationofanystatute G specifiedinsection11(h)ofthe_EAA_,atthe H discretionoftheSecretaryofCommerce,may I applyforanylicenseforaperiodupto10years vJ fromthedateoftheconviction.See766.25of vNK theEAR. N &L Ѐ&%%&s  (f)Quantityofcommoditiesauthorized#&s%%&# !N Unlikesoftwareandtechnology,commodities #P willbeapprovedwithaquantityordollarvalue $\Q limit.The UnitparagraphwithineachCCL \%4R commodityentrywilllistaspecific Unitfor 4& S thosecommoditiescontrolledbythatentry.Any  ' T licenseresultingfromalicenseapplicationto '!U exportor_reexport_Ԁcommoditieswillbelicensed ("V intermsofthespecified Unit.Ifacommodityis )l#W licensedintermsof $value,theunitofquantity l*D$X commonlyusedintrademayalsobeshownon D+%Y thelicense.Thoughthisunitmaybeshownon ,%Z theapprovedlicense,thequantityofcommodities ( authorizedislimitedentirelybythetotaldollar  valueshownontheapprovedlicense.  &%%&s    (g)Licensevalidityperiod#&s%%&&#  ` PLicensesinvolvingtheexportor_reexport_Ԁofitems 6  willgenerallyhavea24monthvalidityperiod,   unlessadifferentvalidityperiodhasbeen   requestedandspecificallyapprovedbyBIS.    Exceptionsfromthe24monthvalidityperiod n  include,licenseapplicationsreviewedand nF  approvedasan emergency(see748.4(h)ofthe F  EAR),licenseapplicationsforitemscontrolled   forshortsupplyreasons,andSpecial   ComprehensiveLicenses.Emergencylicenses   willexpirenolaterthanthelastdayofthe ~  calendarmonthfollowingthemonthinwhichthe ~V emergencylicenseisissued.Licensesforitems V. controlledforshortsupplyreasonswillbelimited . toa12monthvalidityperiod.Theexpiration  datewillbeclearlystatedonthefaceofthe  license.Iftheexpirationdatefallsonalegal  holiday(FederalorState),thevalidityperiodis f automaticallyextendedtomidnightofthefirst f> dayofbusinessfollowingtheexpirationdate. > (Seepart752oftheEARforvalidityperiodsfor  SpecialComprehensiveLicenses.)  &=%%&s(1)Extendedvalidityperiod.#&s%%&=#Validityperiods v inexcessof24monthsgenerallywillnotbe zR Аgranted.BISwillconsidergrantingavalidity R * periodexceeding24monthswhenextenuating *!  circumstanceswarrantsuchanextension, "! however,nochangeswillbeapprovedrelatedto "" anyotherparticularonthelicense(e.g.,partiesto ## thetransaction,countriesofultimatedestination, $b$ etc.).Forexample,anextendedvalidityperiod b%:% willgenerallybegrantedwherethetransactionis :& & relatedtoamultiyearproject,whenproduction ' ' leadtimewillnotpermitanexportor_reexport_ '!( duringtheoriginalvalidityperiodofthelicense, (") whenanunforeseenemergencypreventsshipment )r#* withinthe24monthvalidityofthelicense,orfor r*J$+ othersimilarcircumstances.Acontinuing J+"%, requirementtosupplyspareorreplacementparts ",%- willnotnormallyjustifyanextendedvalidity (- period.Licensesissuedinaccordancewiththe . emergencyclearanceprovisionscontainedin / 748.4(h)oftheEARwillnotbeextended.See 0 752.9oftheEARforinformationrelatingtothe  `1 extensionofaSpecialComprehensiveLicense. ` 82 &=%%&s(2)Requestforextension.#&s%%&=8#Ԁ(_i_)Theapplicant  4 mustsubmitaletterinwritingtorequestan  5 extensioninthevalidityperiodofapreviously  6 approvedlicense.Thesubjectofthelettermust t7 betitled: RequestforValidityPeriodExtension tL 8 andcontainthefollowinginformation: L$ 9    D (A)Thename,address,andtelephone  ; numberoftherequestor;  <    D (B)Acopyoftheoriginallicense,withthe \> licensenumber,validationdate,andcurrent \4? expirationdatelegible;and 4 @    D (C)Justificationfortheextension. B     (ii)Itistheresponsibilityoftheapplicantto lD ensurethatallapplicablesupportdocuments lDE remainvalidandareinthepossessionofthe DF applicant.Iftherequestforextensionisap G proved,BISwillprovidetheapplicantwitha H writtenresponse. I &%%&s  (h)Specifictypesoflicenses#&s%%&e# |TK &=%%&s(1)Licensesfortemporaryexportsor *!M _reexports_.#&s%%&=#ԀIfyouhavebeengrantedalicensefor "N thetemporaryexportor_reexport_Ԁofitemsandyou "O decidenottoreturntheitemstotheUnitedStates, #P youmustsubmitalicenseapplicationrequesting $fQ authorizationtodisposeoftheitems.Except f%>R whentheitemsaretobeusedonatemporary >& S basisatanewdestination(andreturnedtothe ' T UnitedStatesaftersuchuse),youmustensure '!U thatyourlicenseapplicationisaccompaniedby ("V alldocumentsthatwouldberequiredifyouhad )v#W requestedalicensetoexportor_reexport_Ԁthesame v*N$X itemdirectlytothenewdestination. N+&%Y  &,%Z &=%%&s(2)_Intransit_ԀwithintheUnitedStates.#&s%%&=#Ifyou ( havebeenissuedalicenseauthorizingan_intransit_  shipment(thatdoesnotqualifyforthe_intransit_  provisionsofLicenseException_TMP_)through  theUnitedStates,yourlicensewillbevalidonly  d fortheexportofthe_intransit_Ԁshipmentwhollyof d < foreignoriginandforwhichaTransportationand <  ExportationcustomsentryoranImmediate   Exportationcustomsentryisoutstanding.   &=%%&s(3)_Intransit_ԀoutsidetheUnitedStates.#&s%%&=l#Ifyou t  havebeenissuedalicenseauthorizingunladingor xP  transitthroughacountrylistedintheGeneral P(  ProhibitionEightcontainedin736.2(b)(8)ofthe (  EAR,andyoudidnotknowtheidentityofthe   intermediateconsigneeatthetimeoftheoriginal   licenseapplication,youmustnotifyBISin   writingonceyouhaveascertainedtheidentityof ` theintermediateconsignee.Yournotification `8 mustcontaintheoriginallicensenumber,andthe 8 completename,address,andtelephonenumberof  theintermediateconsignee.Thewrittenrequest  mustbesubmittedtoBISattheaddresslistedin  748.2(c)oftheEAR. p &=%%&s(4)Replacementlicense.#&s%%&=~#Ifyouhavebeen H  issueda replacementlicense(forchangesto $ youroriginallicensethatwerenotcoveredin  paragraph(c)ofthissection),youmustattachthe   replacementlicensetotheoriginal,andretain  both. \    (_i_)Terminatinglicenseconditions  4!   AExportersor_reexporters_Ԁwhohaveshippedunder "" licenseswithconditionsthatwouldnotapplyto ## anexportunderaLicenseExceptionorifno $j$ licensewasrequired,andforeignconsigneeswho j%B% haveagreedtosuchconditions,arenolonger B& & boundbytheseconditionswhenthelicensed ' ' itemsbecomeeligibleforaLicenseExceptionor '!( canbeexportedor_reexported_Ԁwithoutalicense. (") ItemsthatbecomeeligibleforaLicense )z#* Exceptionaresubjecttothetermsandconditions z*R$+ oftheapplicableLicenseExceptionandtothe R+*%, restrictionsin740.2oftheEAR.Itemsthat *,&- becomeeligibleforexportwithoutalicense (- remainsubjecttotheEARandanyexport, . _reexport_,ordispositionofsuchitemsmayonlybe / madeinaccordancewiththerequirementsofthe 0 EAR.Terminationoflicenseconditionsdoesnot  `1 relieveanexporteror_reexporter_Ԁofits ` 82 responsibilityforviolationsthatoccurredpriorto 8 3 theavailabilityofaLicenseExceptionorpriorto  4 theremovaloflicenserequirements.2&-| %%&sԀ   5  #&s% %2&-|#   D    p  &%%&s  (j)Records#&s%%&@# r7 _Ifyouhavebeenissuedalicenseyoumustretain H 9 thelicense,andmaintaincompleterecordsin   : accordancewithpart762oftheEARincluding  ; anylicenses(whetherusedorunused,validor  < expired)andallsupportingdocumentsand  = shippingrecords. X>    D    p       750. anx8 A REVOCATIONORSUSPENSIONOF C LICENSES  hD  &%%&s(a)Revocation#&s%% &# @F Alllicensesforexportsor_reexports_Ԁaresubjectto H revision,suspension,orrevocation,inwholeorin I part,withoutnoticewheneveritisknownthatthe vJ EARhavebeenviolatedorthataviolationis vNK abouttooccur.BIS'sOfficeofExporterServices N &L mayrevokeanylicenseinwhichapersonwho &!M hasbeenconvictedofoneofthestatutesspecified !N insection11(h)ofthe_EAA_,atthediscretionof "O theSecretaryofCommerce,hasaninterestinthe #P licenseatthetimeoftheconviction.Itmaybe $^Q necessaryforBIStostopashipmentoranexport ^%6R or_reexport_Ԁtransactionatanystageintheprocess 6& S (e.g.,inordertopreventanunauthorizedexport ' T or_reexport_).Ifashipmentisalreadyenroute,it '!U maybefurthernecessaryforBIStoorderthe ("V returnorunloadingofsuchshipmentatanyport )n#W ofcallinaccordancewiththeprovisionsofthe n*F$X _EAA_. F+%Y  ,%Z !&%%&s  (b)Returnofrevokedorsuspendedlicenses#&s%%!&# ( /IfBISrevokesorsuspendsalicense,thelicensee  shallreturnthelicenseimmediatelyupon  notificationthatthelicensehasbeensuspendedor  ^ revoked.ThelicensemustbereturnedtoBISat ^ 6 theaddresslistedin748.2(c)oftheEAR,Attn: 6   ReturnofRevoked/SuspendedLicense.All   applicablesupportingdocumentsandrecordsof   shipmentsmustberetainedbythelicenseein    accordancewiththe_recordkeeping_Ԁprovisionsof n  part762oftheEAR.Ifthelicenseefailstoreturn nF  alicenseimmediatelyuponnotificationthatithas F  beensuspendedorrevoked,BISmayimpose   sanctionsprovidedforinpart764oftheEAR.        750.9 ane ~V DUPLICATELICENSES  . #&%%&s(a)Lost,stolenordestroyed#&s%%#&#  rIfalicenseislost,stolenordestroyed,you,asthe d licensee,mayobtainaduplicateofthelicenseby d< submittingalettertotheBISattheaddresslisted < in748.2(c)oftheEAR,Attention:Duplicate  LicenseRequest.Youmustcertifyinyour  letter:  &=%%&s(1)#&s%%&=#Thattheoriginallicense([number]issuedto tL [nameandaddressoflicensee])hasbeenlost, P ( stolenordestroyed; (!  &=%%&s(2)#&s%%&=#ԀThecircumstancesunderwhichitwaslost, "" stolenordestroyed;and ## &=%%&s(3)#&s%%&=#ԀIftheoriginallicenseisfound,thelicensee d%<% willreturneithertheoriginalorduplicatelicense @& & totheBIS.Notethatifshipmentwasmade ' ' againsttheoriginallicense,thoseshipmentsmust '!( becountedagainsttheduplicatelicense.Ifyou (") areissuedaduplicatelicenseyoumustretainthe )x#* duplicatelicenseinaccordancewiththe x*P$+ А_recordkeeping_Ԁprovisionsofpart762oftheEAR. P+(%,  (,&- $&%%&s  (b)HongKongTradeDepartment#&s%%$&1# (- PBISwillautomaticallyissueaduplicatelicense / wheneverthelicenselistsapartyinHongKong 0 astheintermediateconsignee,orwhenHong  ^1 Kongisidentifiedasthecountryfromwhichthe ^ 62 _reexport_Ԁwilltakeplace.Theduplicatelicense 6 3 willbelabeled DuplicateforHongKongTrade  4 Department.Thisduplicatemustbeforwarded  5 tothe_reexporter_Ԁorintermediateconsigneefor  6 submissiontotheHongKongTradeDepartment. n7 Theoriginallicensemustberetainedonfileby nF 8 thelicenseeinaccordancewiththe_recordkeeping_ F 9 provisionscontainedinpart762oftheEAR.  :       750.10 anm ~ = TRANSFERSOFLICENSESFOR V.? EXPORTS  .@ &&%%&s(a)Authorization#&s%%&&# B zAsthelicensee,youmaynottransferalicense dD issuedfortheexportofitemsfromtheUnited d<E Statestoanyotherparty,exceptwiththeprior <F writtenapprovalofBIS.BISmayauthorizea G transferofalicenseforexporttoatransfereewho H issubjecttothejurisdictionoftheUnitedStates, I isaprincipalpartyininterest,andwillassumeall tJ powersandresponsibilitiesunderthelicensefor tLK thecontroloftheshipmentoftheitemsoutofthe L $L UnitedStates.BISwillapproveonlyonetransfer $!M ofthesamelicenseandonlytransfersoflicenses !N toexportitems. "O %&%%&s  (b)Howtorequestthetransferoflicenses#&s%%%&# $\Q &=%%&s(1)Letterfromlicensee.#&s%%&=Y#You,asthelicensee, 2& S mustsubmitaletterinwritingtorequesta ' T transferofalicenseorlicenses.Thelettermust '!U containthefollowinginformation: ("V   (_i_)Thereasonsfortherequestedtransfer; n*F$X   (ii)Eitheralistoftheoutstandinglicense ,%Z _numbersorastatementthatalloutstanding ( licensesinthenameofthelicenseearetobe  transferred,andthetotalnumberofsuch  outstandinglicenses;   F (iii)Alistofalllicenseapplicationsforexport ` 8 tobetransferredthatarependingwithBIS, 8  identifyingtheApplicationControlNumberfor   each,orotherinformationthatwillassistin   identifyingthependinglicenseapplications;     F (iv)Nameandaddressofthepersonyouintend pH  totransferthelicensesandlicenseapplications H  to;     F (v)Thefactsnecessitatingtransfer;    F (vi)Astatementastowhetherornotany X considerationhasbeen,orwillbe,paidforthe X0 transfer;and 0  F (vii)Identificationbynameofthelegal  document(certificate,agreement,etc.)orother  authoritybywhichthenewfirmnameislegally h established,thenewcorporationorfirmcreated, h@ ortheassetstransferredandshowingtheeffective @ dateofsuchdocumentandthestatewherefiled  orrecorded.  &=%%&s(2)Informationfromtransferee.#&s%%&=,#Theperson x towhomyouwishtotransferyourlicense(s)must |T provideyouasignedletter,thatmustbe T , submittedwithyourrequest,containingthe ,!  following: "!  F (i)Thatthetransfereeisaprincipalpartyin ## interestinthetransactioncoveredbythelicense, $d$ orisactingasagentforaprincipalpartyin d%<% interest; <& &  F (ii)Thatthetransfereeissubjecttothe '!( jurisdictionoftheUnitedStates; (")  F (iii)Thatthetransfereeassumesallpowersand t*L$+ responsibilitiesunderthelicenseforthecontrol L+$%, oftheshipmentoftheitemsoutoftheUnited $,%- States; (-   (iv)Whetheranyconsiderationhasbeen,has / notbeen,orwillbepaidforthetransfer; 0   (v)Thenameandaddressoftheforeign ` 82 principalininstanceswherethetransfereewill 8 3 maketheexportasanagentonbehalfofaforeign  4 principal;and  5   (vi)Ifthelicenseistobetransferredtoa p7 subsidiaryorfirm,orifyoutransfertothe pH 8 transfereeall,orasubstantialportion,ofyour H 9 assetsorbusiness,thetransfereemustcertifythat   : thelegalauthoritychangingtheexporterimposes  ; onthetransfereetheresponsibilitytoacceptand  < fulfilltheobligationsofthetransferorunderthe  = transactionscoveredbythelicense;and X>   (vii)Thefollowingcertification: 0@   0 D 0D(#D(#Theundersignedherebycertifiesthat,if B licensenumber(s)_____________is(are) C transferredinaccordancewithmy(our) hD request,anyandalldocumentsevidencing h@E theordercoveredbythis(these)license(s) @F willberetainedandmadeavailableupon G requestincompliancewiththe H АrecordkeepingprovisionscontainedinPart I 762oftheExportAdministration xJ Regulations.Theundersignedfurther xPK certifiescompliancewithallrequirements P (L oftheExportAdministrationRegulations (!M regardingtheselicenses."N(#(# '&%%&s  (c)Notificationoftransferandrecordkeeping#&s%%'&=# #P \UnlessinstructedotherwisebyBIS,youmust ^%6R retainthelicense(s)pendingnotificationbyBIS 6& S oftheactiontaken.Iftherequestisapproved, ' T youmustforwardthelicense(s)tothetransferee '!U andthevalidatedletterreceivedfromBIS ("V authorizingthetransfer.Ifthetransferrequestis )n#W notapproved,thelicense(s)musteitherbe n*F$X returnedtoBISorusedbyyouifyousochoose F+%Y andhaveretainedthelegaland_operational ,%Z capacityfullytomeettheresponsibilitiesimposed ( bythelicense(s).Ifyourinitialrequestis  returnedbyBISforadditionalinformation,after  obtainingthenecessaryinformationyoumay  resubmityourrequest.  `  F    r    h    750.11 rm   SHIPPINGTOLERANCES     (&%%&s(a)Applicabilityanduseofshipping pH  tolerances#&s%%(&M# F  Undersomecircumstances,youmayusealicense   issuedfortheexportofitemsfromtheUnited   Statestoexportmorethanthequantityorvalue |  shownonthatlicense.Thisadditionalamountis |T calledashippingtolerance.Thissectiontells T, you,asthelicensee,whenyoumaytake , advantageofashippingtoleranceandtheamount  ofshippingtoleranceyouarepermittedtouse.  &=%%&s(1)#&s%%&=#ԀIfyouhavealreadyshippedthefullamount d approvedonyourlicense,youmaynotusethis h@ shippingtoleranceprovision.Nofurther @ shipmentmaybemadeunderthelicense.  &=%%&s(2)#&s%%&=c#  Theamountofshippingtoleranceyouare  permittedisbasedonthe Unitspecifiedforthe | itemyouwanttoexportintheapplicable_ECCN_ |T ontheCCL(seeSupplementNo.1topart774of T , theEAR).Youmustcalculateshippingtolerance ,!  basedontheapplicable Unitwhetherthatbe "! Number,DollarValue,orArea,Weight,orother "" Measure.Youmaynotuseanyotherunitthat ## mayappearonyourlicense. $d$  F    r    h )&%%&s    (b) @ Calculatingshippingtolerances#&s%%)&e# :& & Therearethreebasicrules,oneforitemslicensed '!( by DollarValue,oneforitemslicensedby (")  Number,andanotherforitemslicensedby )p#*  Area,WeightorotherMeasure. p*H$+ (  ,%- <&l%%&s<X X%<&l#XpX X<XT##&s%XXps#&=%%&s(1)Itemslicensedby DollarValue.#&s%%&=#ԀIfthe (-  Unitparagraphinthe_ECCN_Ԁapplicabletoyour . itemreads $valueor in$value,thereisno / shippingtolerance.Youmaynotshipmorethan 0 thetotaldollarvaluestatedonyourlicense.  t1 &=%%&s(2)Itemslicensedby Number.#&s%%&=!#Ifthe Unit L $3 paragraphinthe_ECCN_Ԁapplicabletoyouritem ( 4 reads Numberor inNumber,thereisno  5 shippingtolerancewithrespecttothenumberof  6 units.However,thevalueofallofyour 7 shipmentsunderonelicensemayexceedthetotal ` 8 dollarvaluestatedonthatlicensebyupto25%. `8 9 &=%%&s(3)Itemslicensedby Area,Weightor  ; Measure.#&s%%&=##ԀIfthe Unitparagraphinthe_ECCN_  < applicabletoyouritemreads kilogramsor  =  squaremetersorsomeotherunitofarea, t> Аweightormeasure,yourshipmentmayexceedthe tL? unshippedbalanceofthearea,weightorother L$@ measurelistedonyourlicensebyupto10%and $A thetotaldollarvalueshownonyourlicensebyup B to25%,unless; C   (_i_)Yourlicensestipulatesaspecificshipping \E tolerance;or \4F   (ii)Youritemiscontrolledforshortsupply  H reasonsandasmallertolerancehasbeen I established.(Seepart754oftheEAR). J *&%%&s    (c)Examplesofshippingtolerances#&s%%*&(# l DL 1(&=%%&s(#&s%%&=(#&=%%&s1)#&s%%&=(#ԀAlicenseauthorizestheexportof100,000 "N kilogramsofanitemcontrolledbyan_ECCN_ "O wherethe Unitisstatedas kilograms,the #P totalcostofwhichis$1,000,000: $~Q   (_i_)Oneshipment.Ifoneshipmentismade,the V&. S quantitythatmaybeexportedmaynotexceed .'!T 110,000kg(10%toleranceontheunshipped (!U Area,Weight,orMeasurebalance),andthetotal ("V costofthatoneshipmentmaynotexceed$ )#W 1,250,000: *f$X    D    >,&Z 6,XX,XhX60 F $1,000,000(XpX%&sthetotalvalueshownonthe @r  @r  @r  @r  @r  @r  @  @  @  @  @  @  @  ( Ѐlicense#&s%XXp,#)FF  F   +250,000   ` (XpX%&s25%ofthetotalvalueshown   F    r      4    ` onthelicense#&s%XXp .#)   F   򀀀   0 F $1,250,000 FF  F (ii)Twoshipments.Ifthefirstshipmentisfor ` 8 40,000kg(valuedat$400,000),thesecond 8  shipmentmaynotexceed66,000kg(10%ofthe   unshippedbalanceof60,000kg(6,000kg)plus   theunshippedbalance),andthetotalcostofthe   secondshipmentshallnotexceed$850,000: p  0 F 0FF  $600,000  0` (thevalueoftheunshipped H  balanceof60,000kg)  ` `  0 F 0FF+250,000   ` (25%oftheoriginaltotalvalue @  @  @  @  @  @  @  @  @  @  @    Ѐshownonthe @J  @J  @J  @J license)  F 0  ________ 0 F 0FF$850,000X  F (iii)Threeshipments.Ifthefirstshipmentis 0 for40,000kg(valuedat$400,000)thesecond  shipmentisfor20,000kg(valuedat$200,000),  thethirdshipmentmaynotexceed44,000kg  (10%oftheunshippedbalanceof40,000kg h А(4,000kg)plustheunshippedbalance),andthe h@ totalcostofthethirdshipmentcannotexceed @ $650,000:   F    r      4   0 F 0FF$400,000 ` (thevalueoftheunshipped @f  @f   Ѐbalanceof40,000kg) x 0 F 0FF+250,000 ` (25%oftheoriginaltotalvalue @  @  @  @  @  @  x!P  Ѐonthelicense)P"(! 0 F 0FF________(#" 0 F 0FF$650,000$# &=%%&s(2)#&s%%&=8#ԀAlicenseauthorizestheexportofanitem %% controlledbyan_ECCN_Ԁwherethe Unitisstated &d & as $value,thetotalcostofwhichis d'(#(# 0  __________\4?(#(# 0  $12,500,0004 @(#(#    D (B)Iftheoneshipmentincludespartsand B accessories,thosepartsandaccessoriesmaynot C exceed$1,000,000becausethereisnoshipping lD toleranceonanycommoditylicensedintermsof lDE dollarvalue. DF   (ii)(A)Ifthefirstshipmentisfor4piecesof H equipmentvaluedat$4,000,000,thesecond I shipmentmaynotexceed6piecesofequipment |J (notoleranceon number)valuedatnomore |TK than$8,500,000: T ,L 0    Ԁ$6,000,000 ^ (thevalueoftheunshipped6 @"  @"  "N Ѐpieces)"O(#(# 0  +2,500,000 ^ (25%oftheoriginaltotalvalue #P Ѐ ^ shownonthelicense)$dQ(#(# 0  __________d%<R(#(# 0  $8,500,000<& S(#(#    D (B)Ifthefirstshipmentincludes$300,000of '!U partsandaccessories,thesecondshipmentmay ("V notexceed$700,000ofpartsandaccessories )t#W becausethereisnoshippingtoleranceonany t*L$X commoditylicensedintermsofdollarvalue. L+$%Y    $,%Z _ԇ F (iii)(A)Ifthefirstshipmentisfor4piecesof ( equipmentvaluedat$4,000,000andthesecond  shipmentisfor3piecesofequipmentvaluedat  $3,000,000,thethirdshipmentmaynotexceed3  piecesofequipment(notoleranceon number)  ` valuedatnomorethan$5,500,000: ` 8 0 F $3,000,000 `  (thevalueoftheunshipped3   Ѐpieces) FF 0 F +2,500,000 `  (25%oftheoriginalvalue @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @  @     Ѐshownonthelicense)p FF Ѐ0 F __________pH FF 0 F $5,500,000H FF Ї   D (B)Ifthefirstshipmentincludes$300,000of (  partsandaccessoriesandthesecondshipment   includesanother$300,000,thethirdshipment  maynotexceed$400,000becausethereisno  shippingtoleranceoncommoditieslicensedin  ` termsofdollarvalue. ` 8      D    pH  5(#(#Xj5