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C  e' C7XXdXXd7XXXX   `     h      p BillingCode:351033P h DEPARTMENTOFCOMMERCEBureauofExportAdministration15CFRParts740,772and774̜DocketNo.000616178017801̛RIN:0694AC19XXXXRevisionstotheExportAdministrationRegulations:ImplementationoftheWassenaar  @ ArrangementListofDualUseItems:RevisionstoCategories1,2,3,4,5,6and9oftheCommerceControlList#XXXX#AGENCY:BureauofExportAdministration,Commerce  ACTION:Finalrule. -`'* SUMMARY:TheBureauofExportAdministration(BXA)maintainstheCommerceControlList(CCL),whichidentifiesthoseitemssubjecttoDepartmentofCommerceexportcontrols.ThisfinalrulerevisescertainentriescontrolledfornationalsecurityreasonsinCategories1,2,3,4,5,6and9toconformwithchangesintheWassenaarArrangement'sListofDualUseGoodsandTechnologiesmaintainedandagreedtobygovernmentsparticipatingintheWassenaarArrangementonExportControlsforConventionalArmsandDualUseGoodsandTechnologies(WassenaarArrangement).TheWassenaarArrangementcontrolsstrategicitemswiththeobjectiveofimprovingregionalandinternationalsecurityandstability.XXXXԀThepurposeofthisfinal   ruleistomakethenecessarychangestotheCCLtoimplementrecentlyagreedrevisionstotheWassenaarListofDualUseGoodsandTechnologies.#XXXXD#DATES:Thisruleiseffective(DATEOFPUBLICATION).  FORFURTHERINFORMATIONCONTACT:Forquestionsoftechnicalnature,thefollowingpersonsintheOfficeofStrategicTradeareavailable:Category1:RobertTeer(202)4824749Category2:TanyaMottley(202)4821837Category3:HectorRivera(202)4825534Category4:PattySefcik(202)4820707Category5(Telecommunications):TonyKoo(202)4823206Category5(InformationSecurity):PattySefcik(202)4820707 -`'* Category6:ChristopherCostanzo(202)4820718Category9:GeneChristiansen(202)4822984SUPPLEMENTARYINFORMATION:Background   InJuly1996,theUnitedStatesandthirty-twoothercountriesgavefinalapprovaltotheestablishmentofanewmultilateralexportcontrolarrangement,calledtheWassenaarArrangementonExportControlsforConventionalArmsandDual-UseGoodsandTechnologies(WassenaarArrangement).TheWassenaarArrangementcontributestoregionalandinternationalsecurityandstabilitybypromotingtransparencyandgreaterresponsibilityintransfersofconventionalarmsanddual-usegoodsandtechnologies,thuspreventingdestabilizingaccumulationsofsuchitems.Participatingstateshavecommittedtoexchangeinformationonexportsofdual-usegoodsandtechnologiestononparticipatingstatesforthepurposesofenhancingtransparencyandassistingindevelopingcommonunderstandingsoftherisksassociatedwiththetransfersoftheseitems.OnJanuary15,1998,BXApublishedaninterimrule(63FR2452)fulfillingU.S.commitmentstotheWassenaarArrangementbyimplementingtheWassenaarArrangementlistofdualuseitemsandimposingreportingrequirementsforexportsofcertainitemscontrolledundertheWassenaarArrangement.OnJuly23,1999,BXApublishedafinalrule(64FR40106)thatrevisedcertainentries -`'* controlledfornationalsecurityreasonstoconformwiththe1998changesintheWassenaarArrangementsListofDualUseGoodsandTechnologiesagreedtobyparticipatinggovernments.XXXXThisfinalrulerevisesanumberofnationalsecuritycontrolledentriesontheCommerceControlList(CCL)toconformwithrecentlyagreedchangesintheWassenaarListofDualUseGoodsandTechnologies.Themostsignificantrevisionsincludeliberalizationsinnationalsecuritythresholdsfor#XXXX#XXXXԀmicroprocessors.AdetaileddescriptionofrevisionstotheCCLisprovided   below.#XXXX$#Specifically,thisrulemakesthefollowingamendmentstotheCommerceControlList:Category1Materials,Chemicals,Microorganisms,andToxins:1A001amendedbyclarifyingtheterm vinylethermonomertoread vinylethergroupasaconstitutionalunit(1A001.c).1C011amendedby(1)addinganewtechnicalnotetoaddhafniumasanimpurityinthecontrolofrawzirconium.Thisrevisionallowsforthenaturalcontentofhafniuminzirconium(2τ7%)tobecountedwiththezirconium(technicalnoteto1C011.a);and(2)addingnitroguanidinetothelistofmetalsandcompoundscontrolledby1C011(1C011.d).PreviouslynitroguanidinewascontrolledontheMunitionsList(ML).Thisrevisionplacesnitroguanidine -`'* undercontrolasadualuseitemontheCommerceControlList(CCL).1C012amendedbyrevisingtheentryheadingtoremovethereference fornuclearheatsourcesandbyrevisingtherelateddefinitionssectiontoclarifythat thesematerialsaretypicallyusedfornuclearheatsources(1C012,RelatedDefinitions).1E002amendedbyreformatting1E002.c.1.cbymergingthetechnicalparametersofthenoteinto1E002.c.1.c.1andbyclarifyingparagraphsc.1.c.2andc.1.c.3.Thesereformattingrevisionsdonotalterthescopeofexistingcontrols.Category3Electronics:3A001amendedby(1)revisingforclaritythephrase integratedcircuitsdescribedin3A001.a.3to3A001.a.10or3A001.a.12"toprovideanarrativedescriptionoftheitemsidentifiedbytheseparagraphreferencesandbyrevisingthephrase fieldprogrammablegatearraystoread fieldprogrammablelogicdevices(3A001.a.2);(2)increasingthecompositetheoreticalperformance(CTP)formicroprocessorsin3A001.a.3.afrom260millionoperationspersecond(MTOPS)to3,500MTOPStoaccountfortechnologicaladvancesandcontrollabilityfactors(3A001.a.3.a);(3)removingthephrase maximumresolutionfrom3A001.a.5.a.1toa.5.a.3andaddingatechnicalnoteto3A001.a.5.bstatingthat aresolutionofnbitcorrespondstoaquantizationof2nlevelsandatotalconversiontimeistheinverseofthesamplerate(3A001.a.5);(4)replacingthereferenceto gatearrayswith logicdevicesin3A001.a.7, -`'* combiningthecontrolcriteriadescribedin3A001.a.8into3A001.a.7tocreateasingleentryforlogicdevices,andcreatinganotespecifyingthat3A001.a.7includesSimpleProgrammableLogicDevices(SPLDss),ComplexProgrammableLogicDevices(CPLDs),FieldProgrammableGateArrays(FPGAs),FieldProgrammableLogicArrays(FPLAs),FieldProgrammableInterconnects(FPICs)andaddinganotabenestatingthatfieldprogrammablelogicdevicesarealsoknownasfieldprogrammablelogicarrays(3A001.a.7).Theseclarificationsaredesignedtoreflectnewtechnologyandterms; (5)removingfromcontrolontheCCLimpregnated @  cathodesdesignedforelectronictubeswithaturnontimetorateemissionoflessthat3seconds(3A001.b.1.c.1).TheseimpregnatedcathodesarenowcontrolledontheMunitionsListandaresubjecttotheexportlicensingauthorityoftheU.S.DepartmentofState,OfficeofDefenseTradeControls(see22CFR,part121); and(6)removingfromcontrolontheCCLelectromagnetic ( amplificationatfrequenciesequaltoorlessthan31GHzwithanoisefigureoflessthan0.5Db,oratfrequenciesexceeding31GHz(3A001.d.1).TheseitemsarenowcontrolledontheMunitionsListandaresubjecttotheexportlicensingauthorityoftheU.S.DepartmentofState,OfficeofDefenseTradeControls(see22CFR,part121).3B002amendedby(1)liberalizingthepatternratefortestingintegratedcircuitsfrom60MHzto333MHzandaddingatechnicalnoteexplainingwhichtechnicalparametershouldbeusedindefiningthepatternrate(3B002.b);(2)clarifyingthat storedprogramcontrolledtestequipmentfortestingmicrowaveintegratedcircuitsarecontrolledby3A001.b.2(3B002.c)andremovingtheduplicativedecontrolnote(decontrolnoteto3B002.c),asthisdecontrolnoteisdescribedby3A001.b.2;(3)removingfromnationalsecuritycontrols,electronicbeamsystems -`'* andlaserbeamsdescribedby3B002.d.TheseitemscontinuetobesubjecttotheCCLandremaincontrolledforantiterrorismreasonsunder3B992.3E002amendedbyaddinganewparagraph3E002.gcontrollingcontroltechnologyaccordingtotheGeneralTechnologyNote(notcontrolledby3E001)forthedevelopmentorproductionofmicroprocessorsabove530MTOPSandanaccesswidthof32bitsormore(3E001.g).Category5Telecommunications,PartI:5A001amendedby:(1)revisingforclaritythephrase spreadspectrumorfrequencyagility(frequencyhopping)techniquestoread spreadspectrumtechniques,includingfrequencyhoppingtechniques(5A001.b.3);and(2)revisingdecontrolnotesto5A001.b.3.band5A001.b.4bystatingthatthesesubparagraphsdonotcontrolradioequipmentspeciallydesignedforusewithcivilcellularradiocommunications(5A001.b.3andb.4).5B001amendedbyremovingnationalsecuritycontrolsontestequipmentusedtotestradioequipmentoperatingatinputoroutputfrequenciesexceeding31GHz(5B001.b.4).5D001XXXXamendedbyremovingnationalsecuritycontrolsonsoftwareusedforthedevelopment ((!$ ofradioequipmentoperatingatinputoroutputfrequenciesexceeding31GHz#XXXX5'#XXXXԀ(5D001.d.4). *#& #XXXX+(#XXXX5E001amendedbyrevisingforclaritythephrase spreadspectrumorfrequencyagility -`'* (frequencyhopping)techniquestoread spreadspectrumtechniques,includingfrequencyhoppingtechniques(5E001.b.4).Category5InformationSecurity,Part2:5A002amendedby(1)revisingthephrase receivingequipmentforradiobroadcast,paytelevisionorsimilarrestrictedaudiencetelevisionoftheconsumertypetoread receivingequipmentforradiobroadcast,paytelevisionorsimilarrestrictedaudiencebroadcastoftheconsumertype#XXXX(#XXXXԀinparagraphcoftherelatedcontrolssectionof5A002;(2)revisingthephrase h  spreadspectrumorthehoppingcodeforfrequencyagilitysystemstoread spreadspectrumsystems,includingthehoppingcodeforfrequencyhoppingsystems(5A002.a.5).Thisrevisionisconsistentwiththerevisionmadeto5A001.b.3.#XXXX\+#Category6SensorsandLasers: ` 6A001amendedby(1)removingfromcontrolacousticprojectorsdesignedtowithstandpressureduringnormaloperationatdepthsexceeding1,000m(6A001.a.1.c.3);(2)XXXXԀremoving h$  fromcontrolacousticsystemsdesignedtowithstandpressureduringnormaloperationatdepthsexceeding1,000m(6A001.a.1.d.2)and#XXXX-#XXXXreformatting6A001.a.1.dbymergingthetechnical ((!$ parametersdescribedin6A001.a.1.d.1#XXXX.#XXXXinto6A001.a.1.d.;(3)revising6A001.a.2.abyremoving *#& thereferenceto transducers,addinganotespecifyingthatthecontrolsstatusofhydrophonesspeciallydesignedforotherequipmentisdeterminedbythecontrolstatusoftheotherequipment -`'* andsimplifyingthecontrolcriteriafortowedhydrophonesarraysbyestablishingaclear35meterpointofdemarcationbetweencommercialandmilitaryapplications(6A001.a.2.).6A002amendedbyrevisingthesecondnoteto6A002.a.3forclarity.6A003amendedbyaddinganoteto6A003.aspecifyingthatinstrumentationcamerascontrolledby6A003.a.3toa.5,withmodularstructuresshouldbeevaluatedbytheirmaximumcapability,usingelectronicassembliesavailableaccordingtothecameramanufacturersspecifications(noteto6A003.a).6A004amendedbyaddinganewparagraph6A004.etocontrolfornationalsecurityreasonscertainasphericopticalelements.Thisrevisionisalsoaccompaniedbytheadditionofnewtechnicalnotesanddecontrolnotesdesignedtoclarifythescopeofthisnewcontrol.Duetothesensitivenatureoftheseasphericopticalelementscontrolledby6A004.e,avalidatedlicenseisrequiredtoalldestinations,exceptCanadafor#XXXX/#XXXXԀthetechnologyforthedevelopment(6E001)and  @ production(6E002)oftheseasphericopticalelements.̀#XXXX4#Category9PropulsionSystems,SpaceVehiclesandRelatedEquipment: H&" 9B001amendedbyremovingnationalsecuritycontrolsonceramiccoremanufacturingequipmentortoolsandceramicshellwaxpatternpreparationequipment(9B001c.andd.). -`'* 9E003amendedby(1)addingnationalsecuritycontrolsontechnologyforcomponentsmanufacturedfromcompositematerialcontrolledby1C010andmanufacturedwithresinscontrolledby1C008(9E003.a.3);and(2)removingnationalsecuritycontrolsontechnologyforrotorbladetipclearancecontrolsystemsemployingactivecompensatingcasing technologylimitedtoadesignanddevelopmentdatabaseXXXXԀ(9E003.a.11anda.12)#XXXXN8#.Thisequipmentwill   continuetobecontrolledforantiterrorismreasonsundernewlycreatedECCN9E993.EditorialrevisionsofNotes,TechnicalNotesandNotaBene.Thisfinalrulemakesanumberof   conformingrevisionstotheCCLinordertoprovideconsistencywiththeuseofthetermsNotes,TechnicalNotesandNotaBene.Theseconformingrevisionsdonotaffectorchangethescopeofcontrol,butmerelyprovideconsistencywiththeuseoftheseterms.ThereisacommonunderstandingthataNotecoulddirectlyaffectcontrolstatus,whereasaTechnicalNoteclarifiesissuesandaNotaBene(N.B.)directsthereadertoarelateditemorissue.SpecificrevisionsontheCCLinclude:ECCNs1C001,1C006,1C011,TechnicalNotestoCategory2B,ECCNs2B007,2B008,3B001,NotestoCategory4,ECCNs5A001,and9E002.Inaddition,thisrulecorrectsinadvertentomissionstotheCCL.Thesecorrectionsincludeaminoreditorialrevisionto6A995.c.2.a.1bycorrectingatypographicerrorandrevisionsto9E003.aand.dtoconformwithpreviouslyagreedWassenaartext.Itemsplacedundercontrolwillbesubjecttobothnationalsecurity(NS)andantiterrorism(AT)controls.TheseactionsaretakeninconsultationwiththeDepartmentsofStateandDefenseand -`'* pursuanttoagreementsreachedintheWassenaarArrangement.Allitemsremovedfromnationalsecurity(NS)controlsasaresultoftheWassenaarListofDualUseGoodsandTechnologieswillcontinuetobecontrolledforantiterrorism(AT)reasons.BXAiscontinuingacomprehensivereviewoftheCommerceControlList(CCL)toaccountforitemscontrolledbytheNuclearSuppliersGroup(NSG),theMissileTechnologyControlRegime(MTCR),andtheAustraliaGroup(AG)andtocorrecterrorsunavoidablyreprintedinthisversionoftheCCL.ThereviewwillbebasedinlargepartuponthecommentsreceivedanduponongoingeffortstoharmonizetheCCLwiththeEU'scontrollist.XXXXAlthoughtheExportAdministrationAct(_EAA_)expiredonAugust20,1994,thePresident  invokedtheInternationalEmergencyEconomicPowersActandcontinuedineffecttheEAR,and,totheextentpermittedbylaw,theprovisionsofthe_EAA_ԀinExecutiveOrder12924ofAugust19,1994,extendedbyPresidentialnoticeof#XXXX@#"XXXXԀAugust10,1999,64FR44101(August13,  @ 1999).#XXX"XB# "  SavingClauseShipmentsofitemsremovedfromeligibilityforexportorreexportunderaparticularLicenseExceptionauthorizationorthedesignatorNLR,asaresultofthisregulatoryaction,maycontinuetobeexportedorreexportedunderthatLicenseExceptionauthorizationordesignatoruntil[30 -`'* DAYSFROMDATEOFPUBLICATION].Inaddition,thisrulerevisesthenumberingandstructureofcertainentriesontheCommerceControlList.Foritemsundersuchentriesandfor[90DAYSFROMDATEOFPUBLICATION],BXAwillacceptlicenseapplicationsforitemsdescribedeitherbytheentriesineffectimmediatelybefore[DATEOFPUBLICATION]ortheentriesdescribedinthisrule.RulemakingRequirements  1.ThisinterimrulehasbeendeterminedtobenotsignificantforpurposesofE.O.12866.  2.Notwithstandinganyotherprovisionoflaw,nopersonisrequiredtorespondto,norshallanypersonbesubjecttoapenaltyforfailuretocomplywithacollectionofinformation,subjecttotherequirementsofthePaperworkReductionAct(PRA),unlessthatcollectionofinformationdisplaysacurrentlyvalidOMBControlNumber.ThisruleinvolvescollectionsofinformationsubjecttothePaperworkReductionActof1995(44U.S.C.3501etseq.)These "  collectionshavebeenapprovedbytheOfficeofManagementandBudgetundercontrolnumbers06940073,06940106,and06940088.%XXXXSendcommentsregardingtheseburdenestimatesorany H&" otheraspectofthesecollectionsofinformation,includingsuggestionsforreducingtheburden,toOMBDeskOfficer,NewExecutiveOfficeBuilding,Washington,DC20503;andtotheRegulatoryPolicyDivision,BureauofExportAdministration,DepartmentofCommerce,P.O.Box273,Washington,DC20044.#XXX%XI# -`'* Ї  3.ThisruledoesnotcontainpolicieswithFederalismimplicationssufficienttowarrantpreparationofaFederalismassessmentunderExecutiveOrder#XXXX13132#XXX#XK#. H   4.TheprovisionsoftheAdministrativeProcedureAct(5U.S.C.553)requiringnoticeofproposedrulemaking,theopportunityforpublicparticipation,andadelayineffectivedate,areinapplicablebecausethisregulationinvolvesamilitaryandforeignaffairsfunctionoftheUnitedStates(Sec.5U.S.C.553(a)(1)).Further,nootherlawrequiresthatanoticeofproposedrulemakingandanopportunityforpubliccommentbegivenforthisinterimrule.Becauseanoticeofproposedrulemakingandanopportunityforpubliccommentarenotrequiredtobegivenforthisruleunder5U.S.C.orbyanyotherlaw,theanalyticalrequirementsoftheRegulatoryFlexibilityAct(5U.S.C.601etseq.)arenotapplicable. ( ListofSubjects15CFRPart740  Administrativepracticeandprocedure,Exports,Foreigntrade,Reportingandrecordkeepingrequirements.   h$  15CFRParts772and774  Exports,ForeignTrade.  Accordingly,parts740,772and774oftheExportAdministrationRegulations(15CFR -`'* parts730through799)areamendedasfollows:  2 e  1  .3  ԀTheauthoritycitationforpart740continuestoreadasfollows:  XXXXAuthority:50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;E.O.12924,59FR   43437,3_CFR_,1994Comp.,p.917;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;#XXXXQ#"XXXXNoticeofAugust10,1999,64FR44101(August13,1999).#XXX"XhR# @    2 e  2  .3  ԀTheauthoritycitationforpart772continuestoreadasfollows:  XXXXAuthority:50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;E.O.12924,59FR ( 43437,3_CFR_,1994Comp.,p.917;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;#XXXXS#"XXXXNoticeofAugust10,1999,64FR44101(August13,1999).#XXX"XT#    2 e  3  .3  ԀXXXXTheauthoritycitationforpart774continuestoreadasfollows:  @   Authority:#XXXXU#"XXXXԀ50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;10U.S.C.7420;10 h$  U.S.C.7430(e);18U.S.C.2510etseq.;22U.S.C.287c,22U.S.C.3201etseq.,22U.S.C.6004;30U.S.C.185(s),185(u);42U.S.C.2139a;42U.S.C.6212;43U.S.C.1354;46U.S.C.app.466c;50U.S.C.app.5;E.O.12924,59FR43437,3_CFR_,1994Comp.,p.917;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;NoticeofAugust10,1999,64FR44101(August13,1999).#XXX"XyV# -`'* Ї PART740[AMENDED]  h   XXXX  2 e  4  .3  ԀSection740.11isamendedbyrevisingparagraph(a)(2)[introductorytext]and (  paragraph(a)(2)(v)toreadasfollows:740.11Governments,internationalorganizations,andinternationalinspectionsundertheChemicalWeaponsConvention(GOV).@$*****(a)***  (2)Thefollowingitemscontrolledfornationalsecurity(NS)reasonsunderExportControlClassificationNumbers(ECCNs)identifiedontheCommerceControlListmaynotbeexportedorreexportedunderthisLicenseExceptiontodestinationsotherthanAustria,Belgium,Canada,Denmark,Finland,France,Germany,Greece,Ireland,Italy,Luxembourg,theNetherlands,Portugal,Spain,Sweden,andtheUnitedKingdom:1C001,1C012,5A001.b.4,6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.56A001.a.2.b,6A001.a.2.e.,6A002.a.1.c,6A008.l.3.,6B008,8A001.b.,8A001.d.,8A002.o.3.b.,9A011;and   @  @` #XXXX*Y#XXXX*****#XXXX$^#XXXX ((!$ ]   ` (v)Bottomorbaycablesystemscontrolledby6A001.a.2.fandhavingprocessingequipmentspeciallydesignedforrealtimeapplicationwithbottomorbaycablesystems;and#XXXX^#XXXX -`'* #XXXX_#@$*****  2 e  5  .3  ԀSupplementNo.1tosection740.11isamended:   ` a.Byrevisingparagraph(a)(1)[introductorytext];   ` b.Byrevisingparagraph(a)(1)(v);   ` c.Byrevisingparagraphs(a)(1)(vii)(C)and(a)(1)(vii)(D);   ` d.Byrevisingparagraph(b)(1)[introductorytext];   ` e.Byrevisingparagraph(b)(1)(v);and   ` f.Byrevisingparagraphs(b)(1)(vii)(C)and(b)(1)(vii)(D),toreadasfollows:XXXXSUPPLEMENTNO.1TO740.11ADDITIONALRESTRICTIONSONUSEOFLICENSE  EXCEPTIONGOV.(a)***  (1)ItemsidentifiedontheCommerceControlListascontrolledfornationalsecurity(NS)reasonsunderExportControlClassificationNumbers(ECCNs)asfollowsforexportorreexporttodestinationsotherthanAustria,Belgium,Canada,Denmark,Finland,France,Germany,Greece,Ireland,Italy,Luxembourg,theNetherlands,Portugal,Spain,Sweden,ortheUnitedKingdom:1C001,1C012,5A001.b.4,6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5,6A001.a.2.b,6A001.a.2.e,6A002.a.1.c,6A008.l.3.,6B008,8A001.b.,8A001.d.,8A002.o.3.b.,9A011;and -`'* @$*****   ` (v)Bottomorbaycablesystemscontrolledby6A001.a.2.fandhavingprocessingequipmentspeciallydesignedforrealtimeapplicationwithbottomorbaycablesystems;and  *****#XXXXb#XXXX   #XXXXf#]fXXXX   ` (vii)***   `  (C)Controlledby6E001forthe"development"ofequipmentor"software"in6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5,6A001.a.2.b,6A001.a.2.c,6A001.a.2.e,6A001.a.2.f,6A002.a.1.c,6A008.l.3,or6B008,asdescribedinparagraph(a)(1)ofthisSupplement;and   `  (D)Controlledby6E002forthe"production"ofequipmentcontrolledby6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5,6A001.a.2.b,6A001.a.2.c,6A001.a.2.e,6A001.a.2.f,6A002.a.1.c,6A008.l.3,or6B008,asdescribedinparagraph(a)(1)ofthisSupplement;and@$*****(b)***  (1)ItemsidentifiedontheCommerceControlListascontrolledfornationalsecurity(NS)reasonsunderExportControlClassificationNumbers(ECCNs)asfollowsforexportorreexporttodestinationsotherthanAustria,Belgium,Canada,Denmark,Finland,France,Germany,Greece,Ireland,Italy,Luxembourg,theNetherlands,Portugal,Spain,Sweden,orthe -`'* UnitedKingdom:1C001,1C012,5A001.b.4,6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5,6A001.a.2.b,6A001.a.2.e.,6A002.a.1.c,6A008.l.3.,6B008,8A001.b.,8A001.d.,8A002.o.3.b.,9A011;and  *****#XXXX g#XXXX   +l   ` (v)#XXXXsl#XXXXԀBottomorbaycablesystemscontrolledby6A001.a.2.fandhavingprocessing   equipmentspeciallydesignedforrealtimeapplicationwithbottomorbaycablesystems;and#XXXXl#XXXX `  @$*****   ` (vii)***   `  (C)Controlledby6E001forthe"development"ofequipmentor"software"in6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5,6A001.a.2.b,6A001.a.2.c,6A001.a.2.e,6A001.a.2.f,6A002.a.1.c,6A008.l.3,or6B008,asdescribedinparagraph(b)(1)ofthisSupplement;and   ` (D)Controlledby6E002forthe"production"ofequipmentcontrolledby6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5,6A001.a.2.b,6A001.a.2.c,6A001.a.2.e,6A001.a.2.f,6A002.a.1.c,6A008.l.3,or6B008,asdescribedinparagraph(b)(1)ofthisSupplement;and@$*****#XXXXm#Ԉ p  +%(  -`'*  PART772[AMENDED]  h   2 e  6  .3  ԀPart772isamendedbyremovingthetwodefinitionsfor Frequencyagility[tworeferences]andbyaddinganewdefinition Frequencyhoppingtobeaddedinalphabeticalordertoreadasfollows:PART772DEFINITIONSOFTERMS Frequencyhopping.(Cat5part1and5part2)Aformof spreadspectruminwhichthe h transmissionfrequencyofasinglecommunicationchannelismadetochangebyarandomorpseudorandomsequenceofdiscretesteps.@$***** PART774[AMENDED]   @   2 e  7  .3  ԀInSupplementNo.1topart774(theCommerceControlList),Category1Materials,Chemicals,Microorganisms,andToxins,ExportControlClassificationNumbers(ECCNs)areamended:   ` a.ByrevisingtheListofItemsControlledsectionforECCNs1A001,1C001,1C006,1C011,and1E002;and   ` b.ByrevisingtheentryheadingandListofItemsControlledsectionforECCN -`'* 1C012,toreadasfollows:XXXX 1A001Componentsmadefromfluorinatedcompounds,asfollows(seeListofItems (  Controlled).    @00%***** ListofItemsControlled      Unit:Kilograms H 0  RelatedControls:Itemsspeciallydesignedormodifiedformissilesorforitemsonthe ( U.S.MunitionsListaresubjecttotheexportlicensingauthorityoftheU.S.DepartmentofState,OfficeofDefenseTradeControls(see22CFRpart121.) (#(#   RelatedDefinitions:N/A `   Items:  @ a.Seals,gaskets,sealantsorfuelbladdersspeciallydesignedfor"aircraft"oraerospaceusemadefrommorethan50%byweightofanyofthematerialscontrolledby1C009.bor1C009.c;̀b.Piezoelectricpolymersandcopolymersmadefromvinylidenefluoridematerialscontrolledby1C009.a: -`'*   b.1.Insheetorfilmform;and h   b.2.Withathicknessexceeding200m;̀c.Seals,gaskets,valveseats,bladdersordiaphragmsmadefromfluoroelastomerscontainingatleastonevinylethergroupasaconstitutionalunit,speciallydesignedfor"aircraft",aerospaceormissileuse.#XXXXQv#XXXX 1C001Materialsspeciallydesignedforuseasabsorbersofelectromagneticwaves,or H intrinsicallyconductivepolymers,asfollows(seeListofItemsControlled). @$*****   ListofItemsControlled  `   Unit:Kilograms "    RelatedControls:Seealso1C101 h$  0  RelatedDefinitions:N/AH&"(#(#   Items: ((!$ #XXXX{#XXXXa.Materialsforabsorbingfrequenciesexceeding2x108Hzbutlessthan3x1012Hz. +%(  -`'*   Note1: 1C001.adoesnotcontrol: h   a.Hairtypeabsorbers,constructedofnaturalorsyntheticfibers,withnon-magneticloadingtoprovideabsorption;  b.Absorbershavingnomagneticlossandwhoseincidentsurfaceisnon-planarinshape,includingpyramids,cones,wedgesandconvolutedsurfaces;  c.Planarabsorbers,havingallofthefollowingcharacteristics:     ` 1.Madefromanyofthefollowing:   `  a.Plasticfoammaterials(flexibleornon-flexible)withcarbon-loading,ororganicmaterials,includingbinders,providingmorethan5%echocomparedwithmetaloverabandwidthexceeding15%ofthecenterfrequencyoftheincidentenergy,andnotcapableofwithstandingtemperaturesexceeding450K(177-C);or "     `  b.Ceramicmaterialsprovidingmorethan20%echocomparedwithmetaloverabandwidthexceeding15%ofthecenterfrequencyoftheincidentenergy,andnotcapableofwithstandingtemperaturesexceeding800K(527-C); *#&    ` TechnicalNote: Absorptiontestsamplesfor1C001.a.Note1.c.1shouldbea -`'* squareatleast5wavelengthsofthecenterfrequencyonasideandpositionedinthefarfieldoftheradiatingelement.   ` 2.Tensilestrengthlessthan7x106N/m2;and      ` 3.Compressivestrengthlessthan14x106N/m2; `    d.Planarabsorbersmadeofsinteredferrite,having:   ` 1.Aspecificgravityexceeding4.4;and H    ` 2.Amaximumoperatingtemperatureof548K(275-C).  Ѐ  Note2: NothinginNote1releasesmagneticmaterialstoprovideabsorptionwhen ` containedinpaint.b.Materialsforabsorbingfrequenciesexceeding1.5x1014Hzbutlessthan3.7x1014Hzand h$  nottransparenttovisiblelight;c.Intrinsicallyconductivepolymericmaterialswithabulkelectricalconductivityexceeding10,000S/m(Siemenspermeter)orasheet(surface)resistivityoflessthan100ohms/square,basedonanyofthefollowingpolymers: -`'* Ї  c.1.Polyaniline;  c.2.Polypyrrole;    c.3.Polythiophene;  c.4.Polyphenylene-vinylene;or @    c.5.Polythienylene-vinylene.̀  TechnicalNote: Bulkelectricalconductivityandsheet(surface)resistivityshouldbe ( determinedusingASTMD-257ornationalequivalents.#XXXXb~#  XXXX 1C006Fluidsandlubricatingmaterials,asfollows(seeListofItemsControlled).  ` @#***** ListofItemsControlled  h$    Unit:Barrels(55U.S.gallons/209liters) ((!$   RelatedControls:N/A *#&   RelatedDefinitions:N/A +%(   Items: -`'* Їa.Hydraulicfluidscontaining,astheirprincipalingredients,anyofthefollowingcompoundsormaterials:  a.1.Syntheticorsilahydrocarbonoils,havingallofthefollowing:  TechnicalNote: 󀀀Forthepurposeof1C006.a.1,silahydrocarbonoilscontain `  exclusivelysilicon,hydrogenandcarbon.   ` a.1.a.Aflashpointexceeding477K(204oC); h    ` a.1.b.Apourpointat239K(-34oC)orless; (    ` a.1.c.Aviscosityindexof75ormore;and     ` a.1.d.Athermalstabilityat616K(343$C);or  @   a.2.Chlorofluorocarbons,havingallofthefollowing:   ` TechnicalNote: Forthepurposeof1C006.a.2,chlorofluorocarbonscontain ((!$ exclusivelycarbon,fluorineandchlorine.   ` a.2.a.Noflashpoint; -`'* Ї   ` a.2.b.Anautogenousignitiontemperatureexceeding977K(704oC); h    ` a.2.c.Apourpointat219K(-54oC)orless; (     ` a.2.d.Aviscosityindexof80ormore;and      ` a.2.e.Aboilingpointat473K(200oC)orhigher; @  b.Lubricatingmaterialscontaining,astheirprincipalingredients,anyofthefollowingcompoundsormaterials:  b.1.Phenyleneoralkylphenyleneethersorthio-ethers,ortheirmixtures,containingmorethantwoetherorthio-etherfunctionsormixturesthereof;or    b.2.Fluorinatedsiliconefluidswithakinematicviscosityoflessthan5,000mm2/s  @ (5,000centistokes)measuredat298K(25oC); "  c.Dampingorflotationfluidswithapurityexceeding99.8%,containinglessthan25particlesof200morlargerinsizeper100mlandmadefromatleast85%ofanyofthefollowingcompoundsormaterials:  c.1.Dibromotetrafluoroethane; -`'* Ї  c.2.Polychlorotrifluoroethylene(oilyandwaxymodificationsonly);or h   c.3.Polybromotrifluoroethylene;d.Fluorocarbonelectroniccoolingfluids,havingallofthefollowingcharacteristics:  d.1.Containing85%byweightormoreofanyofthefollowing,ormixturesthereof:   ` d.1.a.Monomericformsofperfluoropolyalkylether-triazinesorperfluoroaliphatic-ethers;   ` d.1.b.Perfluoroalkylamines;̀   ` d.1.c.Perfluorocycloalkanes;or `    ` d.1.d.Perfluoroalkanes;  d.2.Densityat298K(25oC)of1.5g/mlormore; H&"   d.3.Inaliquidstateat273K(0oC);and *#&   d.4.Containing60%ormorebyweightoffluorine. -`'* Ї   TechnicalNote: Forthepurposeof1C006: h   a.FlashpointisdeterminedusingtheClevelandOpenCupMethoddescribedinASTMD-92ornationalequivalents;  b.PourpointisdeterminedusingthemethoddescribedinASTMD-97ornationalequivalents;  c.ViscosityindexisdeterminedusingthemethoddescribeinASTMD-2270ornationalequivalents;  d.Thermalstabilityisdeterminedbythefollowingtestprocedureornationalequivalents:Twentymlofthefluidundertestisplacedina46mltype317stainlesssteelchambercontainingoneeachof12.5mm(nominal)diameterballsofM-10toolsteel,52100steelandnavalbronze(60%Cu,39%Zn,0.75%Sn);Thechamberispurgedwithnitrogen,sealedatatmosphericpressureandthetemperatureraisedtoandmaintainedat6446K(3716oC)forsixhours; *#& Thespecimenwillbeconsideredthermallystableif,oncompletionoftheaboveprocedure,allof -`'* thefollowingconditionsaremet:  1.Thelossinweightofeachballislessthan10mg/mm2ofballsurface;  2.Thechangeinoriginalviscosityasdeterminedat311K(38oC)islessthan25%;and     3.Thetotalacidorbasenumberislessthan0.40;e.AutogenousignitiontemperatureisdeterminedusingthemethoddescribedinASTME-659ornationalequivalents.#XXXX#XXXX  1C011Metalsandcompounds,asfollows(seeListofItemsControlled).   @$***** `  ListofItemsControlled   @   Unit:N/A h$  0  RelatedControls:1.)Seealso1C111.2.)Itemscontrolledby1C011.a,andmetalfuels H&" inparticleform,whetherspherical,atomized,spheroidal,flakedorground,manufacturedfrommaterialconsistingof99percentormoreofitemscontrolledby1C011.b.aresubjecttotheexportlicensingauthorityoftheU.S.DepartmentofState,OfficeofDefenseTradeControls(see22CFRpart121).-`'*(#(#   RelatedDefinitions:N/A h   Items: H a.Metalsinparticlesizesoflessthan60mwhetherspherical,atomized,spheroidal,flakedorground,manufacturedfrommaterialconsistingof99%ormoreofzirconium,magnesiumandalloysofthese;  TechnicalNote: Thenaturalcontentofhafniuminthezirconium(typically2%to7%)is   countedwiththezirconium.  Note: Themetalsoralloyslistedin1C011.aarecontrolledwhetherornotthemetalsor ( alloysareencapsulatedinaluminum,magnesium,zirconiumorberyllium.b.Boronorboroncarbideof85%purityorhigherandaparticlesizeof60morless;  Note: Themetalsoralloyslistedin1C011.barecontrolledwhetherornotthemetalsor "  alloysareencapsulatedinaluminum,magnesium,zirconiumorberyllium.c.Guanidinenitrate;d.Nitroguanidine(NQ)(CAS556887). -`'*  1C012Materials,asfollows(seeListofItemsControlled).  h @$***** ListofItemsControlled      Unit:N/A `    RelatedControls:N/A @    RelatedDefinitions:Thesematerialsaretypicallyusedfornuclearheatsources.     Items: h a.Plutoniuminanyformwithaplutoniumisotopicassayofplutonium-238ofmorethan50%byweight;  Note: 1C012.adoesnotcontrol: `   1.Shipmentswithaplutoniumcontentof1gorless;  2.Shipmentsof3effectivegramsorlesswhencontainedinasensingcomponentininstruments.b.Previouslyseparatedneptunium-237inanyform. -`'*   Note: 1C012.bdoesnotcontrolshipmentswithaneptunium-237contentof1gorless. h #XXXX #XXXX 1E002Other"technology",asfollows(seeListofItemsControlled).    @$***** ListofItemsControlled  h   Unit:N/A ( 0  RelatedControls:Seealso1E102,1E202,and1E101for"technology"relatedto1E002.e(#(#   RelatedDefinitions:N/A    Items: ` a."Technology"forthe"development"or"production"ofpolybenzothiazolesorpolybenzoxazoles;b."Technology"forthe"development"or"production"offluoroelastomercompoundscontainingatleastonevinylethermonomer;c."Technology"forthedesignor"production"ofthefollowingbasematerialsor -`'* non-"composite"ceramicmaterials:  c.1.Basematerialshavingallofthefollowingcharacteristics:   ` c.1.a.Anyofthefollowingcompositions:   `  c.1.a.1.Singleorcomplexoxidesofzirconiumandcomplexoxidesofsiliconoraluminum;   `  c.1.a.2.Singlenitridesofboron(cubiccrystallineforms);   `  c.1.a.3.Singleorcomplexcarbidesofsiliconorboron;or     `  c.1.a.4.Singleorcomplexnitridesofsilicon;̀   ` c.1.b.Totalmetallicimpurities,excludingintentionaladditions,oflessthan:   `  c.1.b.1.1,000ppmforsingleoxidesorcarbides;or H&"    `  c.1.b.2.5,000ppmforcomplexcompoundsorsinglenitrides;and *#&    ` c.1.c.Beinganyofthefollowing: -`'* Ї   `  c.1.c.1.Zirconiawithanaverageparticlesizeequaltoorlessthan1mandnomorethan10%oftheparticleslargerthan5m;   `    `  c.1.c.2.Otherbasematerialswithanaverageparticlesizeequaltoorlessthan5mandnomorethan10%oftheparticleslargerthan10m;or @  #XXXXB#XXXX   `  c.1.c.3.Havingallofthefollowing:   `    c.1.c.3.a.Plateletswithalengthtothicknessratioexceeding5;   `    c.1.c.3.b.Whiskerswithalengthtodiameterratioexceeding10fordiameterslessthan2m;and `    `    c.1.c.3.c.Continuousorchoppedfiberslessthan10mindiameter;  c.2.Non-"composite"ceramicmaterialscomposedofthematerialsdescribedin1E002.c.1;  Note: 1E002.c.2doesnotcontroltechnologyforthedesignorproductionofabrasives. -`'* Їd."Technology"forthe"production"ofaromaticpolyamidefibers;e."Technology"fortheinstallation,maintenanceorrepairofmaterialscontrolledby1C001;f."Technology"fortherepairof"composite"structures,laminatesormaterialscontrolledby1A002,1C007.cor1C007.d.  Note: 1E002.fdoesnotcontrol"technology"fortherepairof"civilaircraft"structures   usingcarbon"fibrousorfilamentarymaterials"andepoxyresins,containedinaircraftmanufacturers'manuals.#XXXXx#  2 e  8  .3  ԀInSupplementNo.1topart774(theCommerceControlList),Category2Materials  ProcessingisamendedbyrevisingtheTechnicalNotestoCategory2B(Test,InspectionandProductionEquipment),toreadasfollows:XXXX B.TEST,INSPECTIONANDPRODUCTIONEQUIPMENT "   ̀ NotesforCategory2B:  ((!$   1.Secondaryparallelcontouringaxes,(e.g.,thew-axisonhorizontalboringmillsorasecondaryrotaryaxisthecenterlineofwhichisparalleltotheprimaryrotaryaxis)arenot -`'* countedinthetotalnumberofcontouringaxes.Rotaryaxesneednotrotateover360o.Arotary h axiscanbedrivenbyalineardevice(e.g.,ascreworarack-and-pinion).̀  2.AxisnomenclatureshallbeinaccordancewithInternationalStandardISO841,"NumericalControlMachines-AxisandMotionNomenclature".  3.Forthepurposesof2B001to2B009a"tiltingspindle"iscountedasarotaryaxis.̀  4.Guaranteedpositioningaccuracylevelsinsteadofindividualtestprotocolsmaybe h usedforeachmachinetoolmodelusingtheagreedISOtestprocedure.  5.Thepositioningaccuracyof"numericallycontrolled"machinetoolsistobedeterminedandpresentedinaccordancewithISO230/2(1988)#XXXXܹ#XXXX.#XXXX#XXXX  #XXXX#XXXXԀ `   14.2 e  9  .3  񛀀InSupplementNo.1topart774(theCommerceControlList),Category2MaterialsProcessing,ExportControlClassificationNumbers(ECCNs)2B007and2B008areamendedbyrevisingtheListofItemsControlledsection,toreadasfollows:#XXXXL# h$  XXXX 2B007"Robots"havinganyofthefollowingcharacteristicsdescribedintheListofItems ((!$ Controlledandspeciallydesignedcontrollersand"end-effectors"therefor . *#& @$***** -`'* Ї ListofItemsControlled  h   Unit:$value (    RelatedControls:Seealso2B207and2B997     RelatedDefinitions:N/A     Items: `  a.Capableinrealtimeoffullthree-dimensionalimageprocessingorfullthree-dimensionalsceneanalysistogenerateormodify"programs"ortogenerateormodifynumericalprogramdata;  TechnicalNote: Thesceneanalysislimitationdoesnotincludeapproximationofthe  thirddimensionbyviewingatagivenangle,orlimitedgreyscaleinterpretationfortheperceptionofdepthortexturefortheapprovedtasks(21/2D).b.Speciallydesignedtocomplywithnationalsafetystandardsapplicabletoexplosivemunitionsenvironments;c.Speciallydesignedorratedasradiation-hardenedtowithstandgreaterthan5x103Gy(Si) ((!$ withoutoperationaldegradation;or *#& d.Speciallydesignedtooperateataltitudesexceeding30,000m. -`'* Ї 2B008Assemblies,unitsorinsertsspeciallydesignedformachinetools,orforequipment H controlledby2B006or2B007,asfollows(seeListofItemsControlled).  (   @$*****ListofItemsControlled  @    Unit:$value h   RelatedControls:Seealso2B998 H 0  RelatedDefinition:N/A((#(#   Items:  a.Linearpositionfeedbackunits(e.g.,inductivetypedevices,graduatedscales,infraredsystemsor"laser"systems)havinganoverall"accuracy"less(better)than(800+(600xLx103))nm(L  @ equalstheeffectivelengthinmm);  N.B.: 󀀀For"laser"systemsseealsoNoteto2B006.b.1. H&" b.Rotarypositionfeedbackunits(e.g.,inductivetypedevices,graduatedscales,infraredsystemsor"laser"systems)havingan"accuracy"less(better)than0.00025o; +%(  -`'*   N.B.: For"laser"systemsseealsoNoteto2B006.b.1. h ̀c."Compoundrotarytables"and"tiltingspindles",capableofupgrading,accordingtothemanufacturer'sspecifications,machinetoolstoorabovethelevelscontrolledby2B001to2B009.̜#XXXX#ԛ̀  2 e  9  .3  Ԁ2 e   10  .3  InSupplementNo.1topart774(theCommerceControlList),Category3 @  Electronics,ExportControlClassificationNumbers(ECCNs),areamendedbyrevisingtheListofItemsControlledsectionforECCNs3A001,3A991,3B001,3B002,3B992and3E002,toreadasfollows: 3A001Electroniccomponents,asfollows(seeListofItemsControlled).   @$***** ListofItemsControlled   @   Unit:Number h$    RelatedControls:Seealso3A101,3A201,and3A991 H&" 0  RelatedDefinitions:Forthepurposesofintegratedcircuitsin3A001.a.1,5x103Gy(Si) ((!$ =5x105Rads(Si);5x106Gy(Si)/s=5x108Rads(Si)/s.*#&(#(#   Items: +%(  -`'* a.Generalpurposeintegratedcircuits,asfollows:  Note1: Thecontrolstatusofwafers(finishedorunfinished),inwhichthefunctionhas (  beendetermined,istobeevaluatedagainsttheparametersof3A001.a.  Note2: Integratedcircuitsincludethefollowingtypes: `     ` "Monolithicintegratedcircuits";   ` "Hybridintegratedcircuits";   ` "Multichipintegratedcircuits";   ` "Filmtypeintegratedcircuits",includingsilicon-on-sapphireintegratedcircuits;   ` "Opticalintegratedcircuits".  a.1.Integratedcircuits,designedorratedasradiationhardenedtowithstandanyofthefollowing:   ` a.1.a.Atotaldoseof5x103Gy(Si),orhigher;or h$     ` a.1.b.Adoserateupsetof5x106Gy(Si)/s,orhigher; ((!$   a.2. Microprocessormicrocircuits, microcomputermicrocircuits,microcontrollermicrocircuits,storageintegratedcircuitsmanufacturedfromacompoundsemiconductor,analog -`'* todigitalconverters,digitaltoanalogconverters,electroopticalor opticalintegratedcircuitsdesignedfor signalprocessing,fieldprogrammablelogicdevices,neuralnetworkintegratedcircuits,customintegratedcircuitsforwhicheitherthefunctionisunknownorthecontrolstatusoftheequipmentinwhichtheintegratedcircuitwillbeusedinunknown,FastFourierTransform(FFT)processors,XXXXelectricalerasableprogrammableread-onlymemories(EEPROMs),flash   memoriesorstaticrandom-accessmemories(SRAMs),#XXXXl#Ԁhavinganyofthefollowing: `     ` a.2.a.Ratedforoperationatanambienttemperatureabove398K(125$C);      ` a.2.b.Ratedforoperationatanambienttemperaturebelow218K(-55$C);or H    ` a.2.c.Ratedforoperationovertheentireambienttemperaturerangefrom218K(-55$C)to398K(125$C);    Note: 3A001.a.2doesnotapplytointegratedcircuitsforcivilautomobilesorrailway  @ trainapplications.  a.3."Microprocessormicrocircuits","micro-computermicrocircuits"andmicrocontrollermicrocircuits,havinganyofthefollowingcharacteristics:  Note: 3A001.a.3includesdigitalsignalprocessors,digitalarrayprocessorsanddigital +%( coprocessors. -`'* Ї   ` a.3.a.A"compositetheoreticalperformance"("CTP")of3500milliontheoreticaloperationspersecond(Mtops)ormoreandanarithmeticlogicunitwithanaccesswidthof32bitormore;   ` a.3.b.Manufacturedfromacompoundsemiconductorandoperatingataclockfrequencyexceeding40MHz;or `     ` a.3.c.Morethanonedataorinstructionbusorserialcommunicationportforexternalinterconnectioninaparallelprocessorwithatransferrateexceeding2.5Mbyte/s;  a.4.Storageintegratedcircuitsmanufacturedfromacompoundsemiconductor;  a.5.Analog-to-digitalanddigital-to-analogconverterintegratedcircuits,asfollows:   ` a.5.a.Analog-to-digitalconvertershavinganyofthefollowing:   `  a.5.a.1.Aresolutionof8bitormore,butlessthan12bit,withatotalconversiontimeoflessthan10ns;   `  a.5.a.2.Aresolutionof12bitwithatotalconversiontimeoflessthan200ns;or +%(  -`'*    `  a.5.a.3.Aresolutionofmorethan12bitwithatotalconversiontimeoflessthan2s;   ` a.5.b.Digital-to-analogconverterswitharesolutionof12bitormore,anda"settlingtime"oflessthan10ns;   ` TechnicalNote: @     ` 1.Aresolutionofnbitcorrespondstoaquantizationof2nlevels.      ` 2.Totalconversiontimeistheinverseofthesamplerate.  a.6.Electro-opticaland"opticalintegratedcircuits"designedfor"signalprocessing"havingallofthefollowing:   ` a.6.a.Oneormorethanoneinternal"laser"diode;   ` a.6.b.Oneormorethanoneinternallightdetectingelement;and "     ` a.6.c.Opticalwaveguides;  a.7.Fieldprogrammablelogicdeviceshavinganyofthefollowing:   ` a.7.a.Anequivalentusablegatecountofmorethan30,000(2inputgates); -`'* Ї   ` a.7.b.Atypical"basicgatepropagationdelaytime"oflessthan0.4ns;or h    ` a.7.c.Atogglefrequencyexceeding133Mhz;   ` Note: 3A001.a.7includes:SimpleProgrammableLogicDevices(SPLDs),   ComplexProgrammableLogicDevices(CPLDs),FieldProgrammableGateArrays(FPGAs),FieldProgrammableLogicArrays(FPLAs),andFieldProgrammableInterconnects(FPICs).   ` N.B.: Fieldprogrammablelogicdevicesarealsoknownasfieldprogrammable h gateorfieldprogrammablelogicarrays.̀  a.8.Reserved.  a.9.Neuralnetworkintegratedcircuits;  a.10.Customintegratedcircuitsforwhichthefunctionisunknown,orthecontrolstatusoftheequipmentinwhichtheintegratedcircuitswillbeusedisunknowntothemanufacturer,havinganyofthefollowing:   ` a.10.a.Morethan208terminals;   ` a.10.b.Atypical"basicgatepropagationdelaytime"oflessthan0.35ns;or -`'* Ї   ` a.10.c.Anoperatingfrequencyexceeding3GHz;  a.11.Digitalintegratedcircuits,otherthanthosedescribedin3A001.a.3to3A001.a.10and3A001.a.12baseduponanycompoundsemiconductorandhavinganyofthefollowing:   ` a.11.a.Anequivalentgatecountofmorethan3,000(2inputgates);or `     ` a.11.b.Atogglefrequencyexceeding1.2GHz;  a.12.FastFourierTransform(FFT)processorshavinganyofthefollowing:   ` a.12.a.Aratedexecutiontimefora1,024pointcomplexFFToflessthan1ms;   ` a.12.b.AratedexecutiontimeforanN-pointcomplexFFTofotherthan1,024pointsoflessthanNlog2N/10,240ms,whereNisthenumberofpoints;or  @    ` a.11.c.Abutterflythroughputofmorethan5.12MHz;b.Microwaveormillimeterwavecomponents,asfollows:  b.1.Electronicvacuumtubesandcathodes,asfollows: -`'*   Note: 3A001.b.1doesnotcontroltubesdesignedorratedtooperateintheITUallocated h bandsatfrequenciesnotexceeding31GHz.   ` b.1.a.Travelingwavetubes,pulsedorcontinuouswave,asfollows:   `  b.1.a.1.Operatingatfrequencieshigherthan31GHz;   `  b.1.a.2.HavingacathodeheaterelementwithaturnontimetoratedRFpoweroflessthan3seconds;   `  b.1.a.3.Coupledcavitytubes,orderivativesthereof,withan"instantaneousbandwidth"ofmorethan7%orapeakpowerexceeding2.5kW;   `  b.1.a.4.Helixtubes,orderivativesthereof,withanyofthefollowingcharacteristics:   `    b.1.a.4.a.An"instantaneousbandwidth"ofmorethanoneoctave,andaveragepower(expressedinkW)timesfrequency(expressedinGHz)ofmorethan0.5;   `    b.1.a.4.b.An"instantaneousbandwidth"ofoneoctaveorless,andaveragepower(expressedinkW)timesfrequency(expressedinGHz)ofmorethan1;or +%(  -`'*    `    b.1.a.4.c.Being"spacequalified";   ` b.1.b.Crossed-fieldamplifiertubeswithagainofmorethan17Db;   ` b.1.c.Impregnatedcathodesdesignedforelectronictubesproducingacontinuousemissioncurrentdensityatratedoperatingconditionsexceeding5A/cm2; `    b.2.Microwaveintegratedcircuitsormoduleshavingallofthefollowing:   ` b.2.a.Containing"monolithicintegratedcircuits";and H    ` b.2.b.Operatingatfrequenciesabove3GHz;  Note: 3A001.b.2doesnotcontrolcircuitsormodulesforequipmentdesignedorratedto ` operateintheITUallocatedbandsatfrequenciesnotexceeding31GHz.  b.3.Microwavetransistorsratedforoperationatfrequenciesexceeding31GHz;  b.4.Microwavesolidstateamplifiers,havinganyofthefollowing:   ` b.4.a.Operatingfrequenciesexceeding10.5GHzandan"instantaneousbandwidth"ofmorethanhalfanoctave;or -`'* Ї   ` b.4.b.Operatingfrequenciesexceeding31GHz;  b.5.Electronicallyormagneticallytunableband-passorband-stopfiltershavingmorethan5tunableresonatorscapableoftuningacrossa1.5:1frequencyband(Fmax/Fmin)inlessthan   10shavinganyofthefollowing:   ` b.5.a.Aband-passbandwidthofmorethan0.5%ofcenterfrequency;or @     ` b.5.b.Aband-stopbandwidthoflessthan0.5%ofcenterfrequency;  b.6.Microwave"assemblies"capableofoperatingatfrequenciesexceeding31GHz;  b.7.Mixersandconvertersdesignedtoextendthefrequencyrangeofequipmentdescribedin3A002.c,3A002.eor3A002.fbeyondthelimitsstatedtherein;  b.8.Microwavepoweramplifierscontainingtubescontrolledby3A001.bandhavingallofthefollowing:  b.8.a.Operatingfrequenciesabove3GHz;  b.8.b.Anaverageoutputpowerdensityexceeding80W/kg;and +%(  -`'*   b.8.c.Avolumeoflessthan400cm3; h   Note: 3A001.b.8doesnotcontrolequipmentdesignedorratedforoperationinanITU (  allocatedband.c.Acousticwavedevices,asfollows,andspeciallydesignedcomponentstherefor:  c.1.Surfaceacousticwaveandsurfaceskimming(shallowbulk)acousticwavedevices(i.e.,"signalprocessing"devicesemployingelasticwavesinmaterials),havinganyofthefollowing:   ` c.1.a.Acarrierfrequencyexceeding2.5GHz;   ` c.1.b.Acarrierfrequencyexceeding1GHz,butnotexceeding2.5GHz,andhavinganyofthefollowing:   `  c.1.b.1.Afrequencyside-loberejectionexceeding55Db;   `  c.1.b.2.Aproductofthemaximumdelaytimeandthebandwidth(timeinsandbandwidthinMHz)ofmorethan100;   `  c.1.b.3.Abandwidthgreaterthan250MHz;or -`'* Ї   `  c.1.b.4.Adispersivedelayofmorethan10s;or h    ` c.1.c.Acarrierfrequencyof1GHzorless,havinganyofthefollowing:   `  c.1.c.1.Aproductofthemaximumdelaytimeandthebandwidth(timeinsandbandwidthinMHz)ofmorethan100;   `  c.1.c.2.Adispersivedelayofmorethan10s;or      `  c.1.c.3.Afrequencyside-loberejectionexceeding55Dbandabandwidthgreaterthan50MHz;  c.2.Bulk(volume)acousticwavedevices(i.e.,"signalprocessing"devicesemployingelasticwaves)thatpermitthedirectprocessingofsignalsatfrequenciesexceeding1GHz;  c.3.Acoustic-optic"signalprocessing"devicesemployinginteractionbetweenacousticwaves(bulkwaveorsurfacewave)andlightwavesthatpermitthedirectprocessingofsignalsorimages,includingspectralanalysis,correlationorconvolution;d.Electronicdevicesandcircuitscontainingcomponents,manufacturedfrom"superconductive"materialsspeciallydesignedforoperationattemperaturesbelowthe"criticaltemperature"ofatleastoneofthe"superconductive"constituents,withanyofthefollowing: -`'* Ї  d.1.Currentswitchingfordigitalcircuitsusing"superconductive"gateswithaproductofdelaytimepergate(inseconds)andpowerdissipationpergate(inwatts)oflessthan1014J; H or (    d.2.FrequencyselectionatallfrequenciesusingresonantcircuitswithQ-valuesexceeding10,000;e.Highenergydevices,asfollows:  e.1.Batteriesandphotovoltaicarrays,asfollows:  Note: 3A001.e.1doesnotcontrolbatterieswithvolumesequaltoorlessthan27cm3  (e.g.,standardC-cellsorR14batteries).   ` e.1.a.Primarycellsandbatterieshavinganenergydensityexceeding480Wh/kgandratedforoperationinthetemperaturerangefrombelow243K(-30$C)toabove343K(70$ "  C);   ` e.1.b.Rechargeablecellsandbatterieshavinganenergydensityexceeding150Wh/kgafter75charge/dischargecyclesatadischargecurrentequaltoC/5hours(Cbeingthenominalcapacityinamperehours)whenoperatinginthetemperaturerangefrombelow253K(-20$C)toabove333K(60$C); -`'* Ї  TechnicalNote: Energydensityisobtainedbymultiplyingtheaveragepowerinwatts h (averagevoltageinvoltstimesaveragecurrentinamperes)bythedurationofthedischargeinhoursto75%oftheopencircuitvoltagedividedbythetotalmassofthecell(orbattery)inkg.  e.1.c."Spacequalified"andradiationhardenedphotovoltaicarrayswithaspecificpowerexceeding160W/m2atanoperatingtemperatureof301K(28$C)underatungstenillumination `  of1kW/m2at2,800K(2,527$C); @    e.2.Highenergystoragecapacitors,asfollows:   ` e.2.a.Capacitorswitharepetitionrateoflessthan10Hz(singleshotcapacitors)havingallofthefollowing:   `  e.2.a.1.Avoltageratingequaltoormorethan5kV;   `  e.2.a.2.Anenergydensityequaltoormorethan250J/kg;and "     `  e.2.a.3.Atotalenergyequaltoormorethan25kJ;   ` e.2.b.Capacitorswitharepetitionrateof10Hzormore(repetitionratedcapacitors)havingallofthefollowing: -`'*    `  e.2.b.1.Avoltageratingequaltoormorethan5kV;   `  e.2.b.2.Anenergydensityequaltoormorethan50J/kg;   `  e.2.b.3.Atotalenergyequaltoormorethan100J;and      `  e.2.b.4.Acharge/dischargecyclelifeequaltoormorethan10,000;  e.3."Superconductive"electromagnetsandsolenoidsspeciallydesignedtobefullychargedordischargedinlessthanonesecond,havingallofthefollowing:XXXX  Note: 3A001.e.3doesnotcontrol"superconductive"electromagnetsorsolenoids  speciallydesignedforMagneticResonanceImaging(MRI)medicalequipment.#XXXXY#   ` e.3.a.Energydeliveredduringthedischargeexceeding10kJinthefirstsecond;   ` e.3.b.Innerdiameterofthecurrentcarryingwindingsofmorethan250mm;and h$     ` e.3.c.Ratedforamagneticinductionofmorethan8Tor"overallcurrentdensity"inthewindingofmorethan300A/mm2; *#& f.Rotaryinputtypeshaftabsolutepositionencodershavinganyofthefollowing: -`'* Ї  f.1.Aresolutionofbetterthan1partin265,000(18bitresolution)offullscale;or h   f.2.Anaccuracybetterthan2.5secondsofarc.XXXX 3A991Electronicdevicesandcomponentsnotcontrolledby3A001.  `   @$***** #XXXX*#XXXXԛ @   ListofItemsControlled  h   Unit:Equipmentinnumber (   RelatedControls:N/A    RelatedDefinitions:N/A    Items: ` #XXXX#XXXXa."Microprocessormicrocircuits","microcomputermicrocircuits",andmicrocontrollermicrocircuitshavingaclockfrequencyexceeding25MHz;b.Storageintegratedcircuits,asfollows:  b.1.Electricalerasableprogrammableread-onlymemories(EEPROMs)withastoragecapacity; -`'* Ї   ` b.1.a.Exceeding16Mbitsperpackageforflashmemorytypes;or x  h    ` b.1.b.ExceedingeitherofthefollowinglimitsforallotherEEPROMtypes:   `  b.1.b.1.Exceeding1Mbitperpackage;or      `  b.1.b.2.Exceeding256kbitperpackageandamaximumaccesstimeoflessthan80ns;  b.2.Staticrandomaccessmemories(SRAMs)withastoragecapacity:   ` b.2.a.Exceeding1Mbitperpackage;or     ` b.2.b.Exceeding256kbitperpackageandamaximumaccesstimeoflessthan25ns;c.Fieldprogrammablelogicdeviceshavingeitherofthefollowing:  c.1.Anequivalentgatecountofmorethan5000(2inputgates);or ((!$   c.2.Atogglefrequencyexceeding100MHz; -`'* d.Customintegratedcircuitsforwhicheitherthefunctionisunknown,orthecontrolstatusoftheequipmentinwhichtheintegratedcircuitswillbeusedisunknowntothemanufacturer,havinganyofthefollowing:  d.1.Morethan144terminals;or     d.2.Atypical"basicpropagationdelaytime"oflessthan0.4ns.e.Travellingwavetubes,pulsedorcontinuouswave,asfollows:  e.1.Coupledcavitytubes,orderivativesthereof;  e.2.Helixtubes,orderivativesthereof,withanyofthefollowing:   `  e.2.a.1.An"instantaneousbandwidth"ofhalfanoctaveormore;and  @    `  e.2.a.2.Theproductoftheratedaverageoutputpower(expressedinkW)andthemaximumoperatingfrequency(expressedinGHz)ofmorethan0.2;   `  e.2.b.1An"instantaneousbandwidth"oflessthanhalfanoctave;and *#&    `  e.2.b.2.Theproductoftheratedaverageoutputpower(expressedinkW) -`'* andthemaximumoperatingfrequency(expressedinGHz)ofmorethan0.4;f.Flexiblewaveguidesdesignedforuseatfrequenciesexceeding40GHz;g.Surfaceacousticwaveandsurfaceskimming(shallowbulk)acousticwavedevices(i.e.,"signalprocessing"devicesemployingelasticwavesinmaterials),havingeitherofthefollowing:  g.1.Acarrierfrequencyexceeding1GHz;or h   g.2.Acarrierfrequencyof1GHzorless;and (    ` g.2.a.Afrequencyside-loberejectionexceeding55Db;   ` g.2.b.Aproductofthemaximumdelaytimeandbandwidth(timeinmicrosecondsandbandwidthinMHz)ofmorethan100;or "     ` g.2.c.Adispersivedelayofmorethan10microseconds.h.Batteries,asfollows:  Note: 3A991.hdoesnotcontrolbatterieswithvolumesequaltoorlessthan26cm3(e.g., -`'* standardC-cellsorUM-2batteries).  h.1.Primarycellsandbatterieshavinganenergydensityexceeding350Wh/kgandratedforoperationinthetemperaturerangefrombelow243K(-30$C)toabove343K(70$C);     h.2.Rechargeablecellsandbatterieshavinganenergydensityexceeding150Wh/kgafter75charge/dischargecyclesatadischargecurrentequaltoC/5hours(Cbeingthenominalcapacityinamperehours)whenoperatinginthetemperaturerangefrombelow253K(-20$C)   toabove333K(60$C); h   TechnicalNote: Energydensityisobtainedbymultiplyingtheaveragepowerinwatts ( (averagevoltageinvoltstimesaveragecurrentinamperes)bythedurationofthedischargeinhoursto75percentoftheopencircuitvoltagedividedbythetotalmassofthecell(orbattery)inkg.i."Superconductive"electromagnetsorsolenoidsspeciallydesignedtobefullychargedordischargedinlessthanoneminute,havingallofthefollowing:  Note: 3A991.idoesnotcontrol"superconductive"electromagnetsorsolenoidsdesigned ((!$ forMagneticResonanceImaging(MRI)medicalequipment.  i.1.Maximumenergydeliveredduringthedischargedividedbythedurationofthe -`'* dischargeofmorethan500kJperminute;  i.2.Innerdiameterofthecurrentcarryingwindingsofmorethan250mm;and (    i.3.Ratedforamagneticinductionofmorethan8Tor"overallcurrentdensity"inthewindingofmorethan300A/mm2. `  j.  Circuitsorsystemsforelectromagneticenergystorage,containingcomponents   manufacturedfrom"superconductive"materialsspeciallydesignedforoperationattemperaturesbelowthe"criticaltemperature"ofatleastoneoftheir"superconductive"constituents,havingallofthefollowing:  j.1.Resonantoperatingfrequenciesexceeding1MHz;  j.2.Astoredenergydensityof1MJ/M3ormore;and  @   j.3.Adischargetimeoflessthan1ms;k.Hydrogen/hydrogen-isotopethyratronsofceramic-metalconstructionandrateforapeakcurrentof500Aormore;l.Digitalintegratedcircuitsbasedonanycompoundsemiconductorhavinganequivalentgate -`'* countofmorethan300(2inputgates).#XXXXr#XXXX#XXXXE/# 3B001Equipmentforthemanufacturingofsemiconductordevicesormaterialsand   speciallydesignedcomponentsandaccessoriestherefor.    @$***** ListofItemsControlled      Unit:Number H   RelatedControls:Seealso3B991 (   RelatedDefinitions:N/A    Items:  a."Storedprogramcontrolled"equipmentdesignedforepitaxialgrowth,asfollows:  a.1.Equipmentcapableofproducingalayerthicknessuniformtolessthan2.5%acrossadistanceof75mmormore;  a.2.Metalorganicchemicalvapordeposition(MOCVD)reactorsspeciallydesignedforcompoundsemiconductorcrystalgrowthbythechemicalreactionbetweenmaterialscontrolledby3C003or3C004; -`'* Ї  a.3.Molecularbeamepitaxialgrowthequipmentusinggasorsolidsources;b."Storedprogramcontrolled"equipmentdesignedforionimplantation,havinganyofthefollowing:  b.1.Abeamenergy(acceleratingvoltage)exceeding1MeV;  b.2.Beingspeciallydesignedandoptimizedtooperateatabeamenergy(acceleratingvoltageoflessthan2keV;  b.3.Directwritecapability;or (   b.4.Beingcapableofhighenergyoxygenimplantintoaheatedsemiconductormaterial"substrate";c."Storedprogramcontrolled"anisotropicplasmadryetchingequipment,asfollows:  c.1.Equipmentwithcassette-to-cassetteoperationandload-locks,andhavinganyofthefollowing:   ` c.1.a.Magneticconfinement;or +%(  -`'*    ` c.1.b.Electroncyclotronresonance(ECR);  c.2.Equipmentspeciallydesignedforequipmentcontrolledby3B001.e.andhavinganyofthefollowing:  c.2.a.Magneticconfinement;or `    c.2.b.ECR;d."Storedprogramcontrolled"plasmaenhancedCVDequipment,asfollows:  d.1.Equipmentwithcassette-to-cassetteoperationandload-locks,andhavinganyofthefollowing:   ` d.1.a.Magneticconfinement;or  @    ` d.1.b.ECR;  d.2.Equipmentspeciallydesignedforequipmentcontrolledby3B001.e.andhavinganyofthefollowing:   ` d.2.a.Magneticconfinement;or -`'* Ї   ` d.2.b.ECR;e."Storedprogramcontrolled"automaticloadingmulti-chambercentralwaferhandlingsystems,havingallofthefollowing:  e.1.Interfacesforwaferinputandoutput,towhichmorethantwopiecesofsemiconductorprocessingequipmentaretobeconnected;and @    e.2.Designedtoformanintegratedsysteminavacuumenvironmentforsequentialmultiplewaferprocessing;  Note: 3B001.e.doesnotcontrolautomaticroboticwaferhandlingsystemsnotdesigned  tooperateinavacuumenvironment.f."Storedprogramcontrolled"lithographyequipment,asfollows:  f.1.Alignandexposestepandrepeat(directsteponwafer)orstepandscan(scanner)equipmentforwaferprocessingusingphoto-opticalorX-raymethods,havinganyofthefollowing:   ` f.1.a.Alightsourcewavelengthshorterthan350nm;or +%(  -`'*    ` f.1.b.Capableofproducingapatternwithaminimumresolvablefeaturesizeof0.5morless;  TechnicalNote: Theminimumresolvablefeaturesizeiscalculatedbythefollowing   formula:̀(anexposurelightsourcewavelengthinm)x(Kfactor)MRF=̀numericalaperturewheretheKfactor=0.7.MRF=minimumresolvablefeaturesize.  f.2.Equipmentspeciallydesignedformaskmakingorsemiconductordeviceprocessingusingdeflectedfocussedelectronbeam,ionbeamor"laser"beam,havinganyofthefollowing:  f.2.a.Aspotsizesmallerthan0.2m;  f.2.b.Beingcapableofproducingapatternwithafeaturesizeoflessthan1m;or ((!$   f.2.c.Anoverlayaccuracyofbetterthan0.20m(3sigma); -`'* g.Masksandreticlesdesignedforintegratedcircuitscontrolledby3A001;h.Multi-layermaskswithaphaseshiftlayer.XXXX 3B002"Storedprogramcontrolled"testequipment,speciallydesignedfortestingfinished   orunfinishedsemiconductordevicesandspeciallydesignedcomponentsandaccessoriestherefor.  @  @$***** ListofItemsControlled  (   Unit:Number    RelatedControls:Seealso3B992 `   RelatedDefinitions:N/A  @   Items: "  a.FortestingS-parametersoftransistordevicesatfrequenciesexceeding31GHz;b.Fortestingintegratedcircuitscapableofperformingfunctional(truthtable)testingatapatternrateofmorethan333MHz; -`'*   Note: 3B002.bdoesnotcontroltestequipmentspeciallydesignedfortesting: h   1."Assemblies"oraclassof"assemblies"forhomeorentertainmentapplications;  2.Uncontrolledelectroniccomponents,"assemblies"orintegratedcircuits.   TechnicalNote: Forpurposesof3B002.b,patternrateisdefinedasthemaximum @  frequencyofdigitaloperationofatester.Itisthereforeequivalenttothehighestdataratethatatestercanprovideinnonmultiplexedmode.Itisalsoreferredtoastestspeed,maximumdigitalfrequencyormaximumdigitalspeed.c.Fortestingmicrowaveintegratedcircuitscontrolledby3A001.b.2.  #XXXX1B# 3B992Equipmentnotcontrolledby3B002fortheinspectionortestingofelectronic "  componentsandmaterials,andspeciallydesignedcomponentsandaccessoriestherefor.  h$  @$***** ListofItemsControlled  +%(  -`'*   Unit:Equipmentinnumber h   RelatedControls:N/A H   RelatedDefinitions:N/A (    Items:   a.Equipmentspeciallydesignedfortheinspectionortestingofelectrontubes,opticalelementsandspeciallydesignedcomponentsthereforcontrolledby3A001or3A991;b.Equipmentspeciallydesignedfortheinspectionortestingofsemiconductordevices,integratedcircuitsand"assemblies",asfollows,andsystemsincorporatingorhavingthecharacteristicsofsuchequipment:  Note: 3B992.balsocontrolsequipmentusedormodifiedforuseintheinspectionor  testingofotherdevices,suchasimagingdevices,electro-opticaldevices,acoustic-wavedevices.  b.1."Storedprogramcontrolled"inspectionequipmentfortheautomaticdetectionofdefects,errorsorcontaminantsof0.6micrometerorlessinoronprocessedwafers,"substrates",otherthanprintedcircuitboardsorchips,usingopticalimageacquisitiontechniquesforpatterncomparison;  Note: 3B992.b.1doesnotcontrolgeneralpurposescanningelectronmicroscopes,except +%( whenspeciallydesignedandinstrumentedforautomaticpatterninspection. -`'* Ї  b.2.Speciallydesigned"storedprogramcontrolled"measuringandanalysisequipment,asfollows:   ` b.2.a.Speciallydesignedforthemeasurementofoxygenorcarboncontentinsemiconductormaterials;   ` b.2.b.Equipmentforlinewidthmeasurementwitharesolutionof1micrometerorfiner;   ` b.2.c.Speciallydesignedflatnessmeasurementinstrumentscapableofmeasuringdeviationsfromflatnessof10micrometerorlesswitharesolutionof1micrometerorfiner.  b.3."Storedprogramcontrolled"waferprobingequipmenthavinganyofthefollowingcharacteristics:   ` b.3.a.Positioningaccuracyfinerthan3.5micrometer;   ` b.3.b.Capableoftestingdeviceshavingmorethan68terminals;or H&"    ` b.3.c.Capableoftestingatafrequencyexceeding1GHz;  b.4.Testequipmentasfollows: -`'* Ї   ` b.4.a."Storedprogramcontrolled"equipmentspeciallydesignedfortestingdiscretesemiconductordevicesandunencapsulateddice,capableoftestingatfrequenciesexceeding18GHz;̀  TechnicalNote: Discretesemiconductordevicesincludephotocellsandsolarcells.      ` b.4.b."Storedprogramcontrolled"equipmentspeciallydesignedfortestingintegratedcircuitsand"assemblies"thereof,capableoffunctionaltesting:   `  b.4.b.1.Atapatternrateexceeding20MHz;or H    `  b.4.b.2.Atapatternrateexceeding10MHzbutnotexceeding20MHzandcapableoftestingpackagesofmorethan68terminals;  Note: 3B992.b.4.bdoesnotcontrolequipmentspeciallydesignedfortestingintegrated  @ circuitsnotcontrolledby3A001or3A991.  Notes: 1.3B992.b.4.bdoesnotcontroltestequipmentspeciallydesignedfortesting H&" "assemblies"oraclassof"assemblies"forhomeandentertainmentapplications.  2.3B992.b.4.bdoesnotcontroltestequipmentspeciallydesignedfortestingelectroniccomponents,"assemblies"andintegratedcircuitsnotcontrolledby3A001or3A991provided -`'* suchtestequipmentdoesnotincorporatecomputingfacilitieswith"useraccessibleprogrammability".   ` b.4.c.Equipmentspeciallydesignedfordeterminingtheperformanceoffocal-planearraysatwavelengthsofmorethan1,200nm,using"storedprogramcontrolled"measurementsorcomputeraidedevaluationandhavinganyofthefollowingcharacteristics:   ` b.4.c.1.Usingscanninglightspotdiametersoflessthan0.12mm;   ` b.4.c.2.Designedformeasuringphotosensitiveperformanceparametersandforevaluatingfrequencyresponse,modulationtransferfunction,uniformityofresponsivityornoise;or     ` b.4.c.3.Designedforevaluatingarrayscapableofcreatingimageswithmorethan32x32lineelements;  b.5.Electronbeamtestsystemsdesignedforoperationat3keVorbelow,or laserbeamsystems,fornon-contactiveprobingofpowered-upsemiconductordeviceshavinganyofthefollowing:   ` b.5.a.Stroboscopiccapabilitywitheitherbeamblankingordetectorstrobing; -`'*    ` b.5.b.Anelectronspectrometerforvoltagemeasurementswitharesolutionoflessthan0.5V;or H    ` b.5.c.Electricaltestsfixturesforperformanceanalysisofintegratedcircuits;  Note: 3B992.b.5doesnotcontrolscanningelectronmicroscopes,exceptwhenspecially `  designedandinstrumentedfornon-contactiveprobingofapowered-upsemiconductordevice.  b.6."Storedprogramcontrolled"multifunctionalfocusedionbeamsystemsspeciallydesignedformanufacturing,repairing,physicallayoutanalysisandtestingofmasksorsemiconductordevicesandhavingeitherofthefollowingcharacteristics:   ` b.6.a.Target-to-beampositionfeedbackcontrolprecisionof1micrometerorfiner;or `    ` b.6.b.Digital-to-analogconversionaccuracyexceeding12bit;  b.7.Particlemeasuringsystemsemploying"lasers"designedformeasuringparticlesizeandconcentrationinairhavingbothofthefollowingcharacteristics:   ` b.7.a.Capableofmeasuringparticlesizesof0.2micrometerorlessataflowrateof0.02832m3perminuteormore;and -`'* Ї   ` b.7.b.CapableofcharacterizingClass10cleanairorbetter.XXXX 3E002Other"technology"forthe"development"or"production"ofitemsdescribedin (  theListofItemsControlled. @$***** ListofItemsControlled  @    #XXXXb#XXXXUnit:N/A h 0  RelatedControls:1.)See3E001forsilicononinsulation(SOI)technologyforthe H  developmentor productionrelatedtoradiationhardeningofintegratedcircuits#XXXXc#XXXX((#(#   RelatedDefinitions:N/A    Items:  a.Vacuummicroelectronicdevices;b.Hetero-structuresemiconductordevicessuchashighelectronmobilitytransistors(HEMT),Ϣhetero-bipolartransistors(HBT),quantumwellandsuperlatticedevices;c."Superconductive"electronicdevices;d.Substratesoffilmsofdiamondforelectroniccomponents; -`'* Їe.Substratesofsilicononinsulator(SOI)forintegratedcircuitsinwhichtheinsulatorissilicondioxide;f.Substratesofsiliconcarbideforelectroniccomponents.#XXXXe#g. TechnologyaccordingtotheGeneralTechnologyNoteotherthanthatcontrolledin3E001 `  forthe developmentor productionof microprocessormicrocircuits, microcomputermicrocircuitsandmicrocontrollermicrocircuitshavinga compositetheoreticalperformance( CTP)of530milliontheoreticaloperationspersecond(Mtops)ormoreandanarithmeticlogicunitwithanaccesswidthofmorethan32bitsormore.XXXX Note: 󀀢3E002.gdoesnotcontrol"technology"forthe"development"or"production"of:(a)  Microwavetransistorsoperatingatfrequenciesbelow31GHz;(b)Integratedcircuitscontrolledby3A001.a.3toa.12,havingallofthefollowing:1.)Using"technology"of0.7micrometerormore,and2.)Notincorporatingmultilayerstructures.Thetermmultilayerstructuresinthisentrydoesnotincludedevicesincorporatingamaximumoftwometallayersandtwopolysiliconlayers#XXXXi# h$  ̢  2 e   11  .3  ԀInSupplementNo.1topart774(theCommerceControlList),Category4ComputersisamendedbyrevisingtheNotesthatimmediatelyfollowtheCategoryheading,toreadasfollows: -`'*  CATEGORY4-COMPUTERS  h   Note1: Computers,relatedequipmentand"software"performingtelecommunicationsor (  "localareanetwork"functionsmustalsobeevaluatedagainsttheperformancecharacteristicsofCategory5,Part1(Telecommunications).  Note2: Controlunitsthatdirectlyinterconnectthebusesorchannelsofcentral @  processingunits,"mainstorage"ordiskcontrollersarenotregardedastelecommunicationsequipmentdescribedinCategory5,Part1(Telecommunications).  N.B: Forthecontrolstatusof"software"speciallydesignedforpacketswitching,see ( ECCN5D001.(Telecommunications).  Note3: Computers,relatedequipmentand"software"performingcryptographic, ` cryptoanalytic,certifiablemulti-levelsecurityorcertifiableuserisolationfunctions,orthatlimitelectromagneticcompatibility(EMC),mustalsobeevaluatedagainsttheperformancecharacteristicsinCategory5,Part2("InformationSecurity").XXXX  #XXXXq#  2 e   12  .3  ԀInSupplementNo.1topart774(theCommerceControlList),Category5Telecommunicationsand"InformationSecurity",Part1TelecommunicationsisamendedbyrevisingtheListofItemsControlledsectionforExportControlClassificationNumbers(ECCNs) -`'* 5A001,5B001,5D001,and5E001,toreadasfollows:̀   `  H Ѐ 5A001Telecommunicationssystems,equipment,andcomponents.    @$***** ListofItemsControlled  @  0  Unit:Equipmentinnumber;partsandaccessoriesin$valueh(#(#   RelatedControls:Seealso5A101and5A991 H   RelatedDefinitions:N/A (   Items:  a.Anytypeoftelecommunicationsequipmenthavinganyofthefollowingcharacteristics,functionsorfeatures:  a.1.Speciallydesignedtowithstandtransitoryelectroniceffectsorelectromagneticpulseeffects,botharisingfromanuclearexplosion;  a.2.Speciallyhardenedtowithstandgamma,neutronorionradiation;or *#&   a.3.Speciallydesignedtooperateoutsidethetemperaturerangefrom218K(-55oC)to -`'* 397K(124oC). h Ѐ  Note: 5A001.a.3appliesonlytoelectronicequipment. (    Note: 5A001.a.2and5A001.a.3donotapplytoequipmentonboardsatellites.   b.Telecommunicationtransmissionequipmentandsystems,andspeciallydesignedcomponentsandaccessoriestherefor,havinganyofthefollowingcharacteristics,functionsorfeatures:  b.1Beingunderwatercommunicationssystemshavinganyofthefollowingcharacteristics:   ` b.1.a.Anacousticcarrierfrequencyoutsidetherangefrom20Khzto60Khz;   ` b.1.b.Usinganelectromagneticcarrierfrequencybelow30Khz;or "     ` b.1.c.Usingelectronicbeamsteeringtechniques;  b.2.Beingradioequipmentoperatinginthe1.5MHzto87.5MHzbandandhavinganyofthefollowingcharacteristics: -`'*    ` b.2.a.Incorporatingadaptivetechniquesprovidingmorethan15Dbsuppressionofaninterferingsignal;or H    ` b.2.b.Havingallofthefollowing:   `  b.2.b.1.Automaticallypredictingandselectingfrequenciesand"totaldigitaltransferrates"perchanneltooptimizethetransmission;and @     `  b.2.b.2.Incorporatingalinearpoweramplifierconfigurationhavingacapabilitytosupportmultiplesignalssimultaneouslyatanoutputpowerof1kWormoreinthe1.5MHzto30MHzfrequencyrangeor250Wormoreinthe30MHzto87.5MHzfrequencyrange,overan"instantaneousbandwidth"ofoneoctaveormoreandwithanoutputharmonicanddistortioncontentofbetterthan-80Db;  b.3.Beingradioequipmentemploying"spreadspectrum"techniques,including frequencyhoppingtechniques,havinganyofthefollowingcharacteristics:   ` b.3.a.Userprogrammablespreadingcodes;or H&"    ` b.3.b.Atotaltransmittedbandwidthwhichis100ormoretimesthebandwidthofanyoneinformationchannelandinexcessof50Khz; -`'*   Note: 5A001.b.3.bdoesnotcontrolradioequipmentspeciallydesignedforusewith h civilcellularradiocommunicationssystems.  Note: 5A001.b.3doesnotcontrolequipmentoperatingatanoutputpowerof1.0Wattor   less.  b.4.Beingdigitallycontrolledradioreceivershavingallofthefollowing:   ` b.4.a.Morethan1,000channels;   ` b.4.b.A"frequencyswitchingtime"oflessthan1ms;   ` b.4.c.Automaticsearchingorscanningofapartoftheelectromagneticspectrum;and `    ` b.4.d.Identificationofthereceivedsignalsorthetypeoftransmitter;or "    Note: 5A001.b.4doesnotcontrolradioequipmentspeciallydesignedforusewithcivil H&" cellularradiocommunicationssystems.  b.5.Employingfunctionsofdigital"signalprocessing"toprovidevoicecodingatratesoflessthan2,400bit/s. -`'* Їc.Opticalfibercommunicationcables,opticalfibersandaccessories,asfollows:  c.1.Opticalfibersofmorethan500minlengthspecifiedbythemanufacturerasbeingcapableofwithstandingaprooftesttensilestressof2x109N/m2ormore;      TechnicalNote: ProofTest:on-lineoroff-lineproductionscreentestingthat `  dynamicallyappliesaprescribedtensilestressovera0.5to3mlengthoffiberatarunningrateof2to5m/swhilepassingbetweencapstansapproximately150mmindiameter.Theambienttemperatureisanominal293K(20$C)andrelativehumidity40%.Equivalentnational h standardsmaybeusedforexecutingtheprooftest.  c.2.Opticalfibercablesandaccessoriesdesignedforunderwateruse.  Note: 5A001.c.2doesnotcontrolstandardciviltelecommunicationcablesand ` accessories.  N.B.1: Forunderwaterumbilicalcables,andconnectorsthereof,see8A002.a.3. h$    N.B.2 :Forfiber-optichullpenetratorsorconnectors,see8A002.c. ((!$ d."Electronicallysteerablephasedarrayantennae"operatingabove31GHz. -`'*   Note: 5A001.ddoesnotcontrol"electronicallysteerablephasedarrayantennae"for h landingsystemswithinstrumentsmeetingICAOstandardscoveringmicrowavelandingsystems(MLS). 5B001Telecommunicationtest,inspectionandproductionequipment,asfollows(SeeListofItemsControlled).  @  @$***** ListofItemsControlled  (   Unit:Equipmentinnumber;partsandaccessoriesin$value  0  RelatedControls:Seealso5B991.`(#(# 0  RelatedDefinition:N/A @(#(#   Items: "  a.Equipmentandspeciallydesignedcomponentsoraccessoriestherefor,speciallydesignedforthe"development","production"or"use"ofequipment,functionsorfeaturescontrolledby5A001,5D001or5E001.  Note:5B001.a.doesnotcontrolopticalfibercharacterizationequipmentnotusing -`'* semiconductor"lasers".b.Equipmentandspeciallydesignedcomponentsoraccessoriestherefor,speciallydesignedforthe"development"ofanyofthefollowingtelecommunicationtransmissionor"storedprogramcontrolled"switchingequipment:  b.1.Equipmentemployingdigitaltechniques,including"AsynchronousTransferMode"("ATM"),designedtooperateata"totaldigitaltransferrate"exceeding1.5Gbit/s;  b.2.Equipmentemployinga"laser"andhavinganyofthefollowing:   ` b.2.a.Atransmissionwavelengthexceeding1750nm;   ` b.2.b.Performing"opticalamplification";   ` b.2.c.EmployingcoherentXXXXoptical#XXXX?#transmissionorcoherentopticaldetection "  techniques(alsocalledopticalheterodyneorhomodynetechniques);or h$     ` b.2.d.Employinganalogtechniquesandhavingabandwidthexceeding2.5GHz;  Note:5B001.b.2.d.doesnotincludeequipmentspeciallydesignedforthe"development" +%( ofcommercialTVsystems. -`'* Ї  b.3.Equipmentemploying"opticalswitching";  b.4.Radioequipmentemployingquadratureamplitudemodulation(QAM)techniquesabovelevel128;  b.5.Equipmentemploying"commonchannelsignalling"operatingineithernonassociatedmodeofoperationorquasiassociatedmodeofoperation. 5D001"Software",asdescribedintheListofItemsControlled.  h  @$***** (  ListofItemsControlled     Unit:$value  @   RelatedControls:Seealso5D991 "    RelatedDefinitions:N/A h$    Items: H&" a."Software"speciallydesignedormodifiedforthe"development","production"or"use"ofequipment,functionsorfeaturescontrolledby5A001or5B001. -`'* b."Software"speciallydesignedormodifiedtosupport"technology"controlledby5E001.c.Specific"software"asfollows:  c.1."Software"speciallydesignedormodifiedtoprovidecharacteristics,functionsorfeaturesofequipmentcontrolledby5A001or5B001;  c.2."Software"whichprovidesthecapabilityofrecovering"sourcecode"oftelecommunications"software"controlledby5D001;  c.3."Software",otherthaninmachine-executableform,speciallydesignedfor"dynamicadaptiverouting".d."Software"speciallydesignedormodifiedforthe"development"ofanyofthefollowingtelecommunicationtransmissionor"storedprogramcontrolled"switchingequipment:  d.1.Equipmentemployingdigitaltechniques,including"AsynchronousTransferMode"("ATM"),designedtooperateata"totaldigitaltransferrate"exceeding1.5Gbit/s;  d.2.Equipmentemployinga"laser"andhavinganyofthefollowing:   ` d.2.a.Atransmissionwavelengthexceeding1750nm;or -`'* Ї   ` d.2.b.Employinganalogtechniquesandhavingabandwidthexceeding2.5GHz;  Note:5D001.d.2.b.doesnotcontrol"software"speciallydesignedormodifiedforthe (  "development"ofcommercialTVsystems.  d.3.Equipmentemploying"opticalswitching";or `    d.4.Radioequipmentemployingquadratureamplitudemodulation(QAM)techniquesabovelevel128; 5E001"Technology",(seeListofItemsControlled).  ( @$*****̜ ListofItemsControlled  `   Unit:$value "    RelatedControls:Seealso5E101and5E991 h$    RelatedDefinitions:N/A H&"   Items: ((!$ a."Technology"accordingtotheGeneralTechnologyNoteforthe"development","production"or"use"(excludingoperation)ofequipment,functionsorfeaturesor"software"controlledby -`'* 5A001,5B001or5D001.b.Specific"technologies",asfollows:  b.1."Required""technology"forthe"development"or"production"oftelecommunicationsequipmentspeciallydesignedtobeusedonboardsatellites;  b.2."Technology"forthe"development"or"use"of"laser"communicationtechniqueswiththecapabilityofautomaticallyacquiringandtrackingsignalsandmaintainingcommunicationsthroughexoatmosphereorsub-surface(water)media;  b.3."Technology"forthe"development"ofdigitalcellularradiosystems;  b.4."Technology"forthe"development"of"spreadspectrum"techniques,including frequencyhoppingtechniques.c."Technology"accordingtheGeneralTechnologyNoteforthe"development"XXXXor"#XXXX#XXXXproduction"#XXXX# h$  ofanyofthefollowingtelecommunicationtransmissionor"storedprogramcontrolled"switchingequipment,functionsorfeatures:  c.1.Equipmentemployingdigitaltechniques,including"AsynchronousTransferMode"("ATM"),designedtooperateata"totaldigitaltransferrate"exceeding1.5Gbit/s; -`'* Ї  c.2.Equipmentemployinga"laser"andhavinganyofthefollowing:   ` c.2.a.Atransmissionwavelengthexceeding1750nm;   ` c.2.b.Performing"opticalamplification"usingpraseodymiumdopedfluoridefiberamplifiers(PDFFA);   ` c.2.c.Employingcoherentopticaltransmissionorcoherentopticaldetectiontechniques(alsocalledopticalheterodyneorhomodynetechniques);   ` c.2.d.Employingwavelengthdivisionmultiplexingtechniquesexceeding8opticalcarriersinasingleopticalwindow;or     ` c.2.e.Employinganalogtechniquesandhavingabandwidthexceeding2.5GHz;  Note:5E001.c.2.e.doesnotcontrol"technology"forthe"development"orXXXX"#XXXXҧ#productionXXXX"#XXXX#  @ ofcommercialTVsystems.  c.3.Equipmentemploying"opticalswitching";or H&"   c.4.Radioequipmenthavinganyofthefollowing:   ` c.4.a.Quadratureamplitudemodulation(QAM)techniquesabovelevel128;or -`'* Ї   ` c.4.b.Operatingatinputoroutputfrequenciesexceeding31GHz;or h   Note:5E001.c.4.b.doesnotcontrol"technology"forthe"development"orXXXXԀ#XXXX#XXXX"#XXXXƪ#XXXXproduction#XXXX #XXXX"#XXXXU# (  ofequipmentdesignedormodifiedforoperationinanyITUallocatedband.  c.5.Equipmentemploying"commonchannelsignalling"operatingineithernonassociatedorquasiassociatedmodeofoperation.  2 e   13  .3  ԀInSupplementNo.1topart774(theCommerceControlList),Category5,part2InformationSecurityisamendedbyrevisingtheListofItemsControlledsectionforExportControlClassificationNumber(ECCN)5A002toreadasfollows:XXXX 5A002Systems,equipment,applicationspecific"electronicassemblies",modulesand ` integratedcircuitsfor"informationsecurity",andotherspeciallydesignedcomponentstherefor.  "  @$***** ListofItemsControlled  ((!$   Unit:$value +%( 0  RelatedControls:Seealso5A992.Thisentrydoesnotcontrol:a)"Personalizedsmart -`'* cards"#XXXXŭ#XXXXԀwherethecryptographiccapabilityisrestrictedforuseinequipmentorsystems h excludedfromcontrolparagraphs(b)through(f)ofthisnote.Notethatifa"personalizedsmartcard"hasmultiplefunctions,thecontrolstatusofeachfunctionisassessedindividually;b)Receivingequipmentforradiobroadcast,paytelevisionorsimilarrestrictedaudiencebroadcastoftheconsumertype,withoutdigitalencryptionexceptthatexclusivelyusedforsendingthebillingorprogramrelatedinformationbacktothebroadcastproviders;c)Portableormobileradiotelephonesforciviluse(e.g.,forusewithcommercialcivilcellularradiocommunicationssystems)thatarenotcapableofendtoendencryption;d)Equipmentwherethecryptographiccapabilityisnotuseraccessibleandwhichisspeciallydesignedandlimitedtoallowanyofthefollowing:(1)Executionofcopyprotected"software";(2)accesstoanyofthefollowing:(a)Copyprotectedreadonlymedia;or(b)Informationstoredinencryptedformonmedia(e.g.,in  connectionwiththeprotectionofintellectualpropertyrights)wherethemediaisofferedforsaleinidenticalsetstothepublic;or(3)onetimeencryptionofcopyrightprotected ` audio/videodata;(e)Cryptographicequipmentspeciallydesignedandlimitedforbankinguseormoneytransactions;(f)Cordlesstelephoneequipmentnotcapableofendtoendencryptionwherethemaximumeffectiverangeofunboostedcordlessoperation(e.g.,asingle,unrelayedhopbetweenterminalandhomebasestation)islessthan400metersaccordingtothemanufacturer'sspecifications. (#(# 0  RelatedDefinitions:(1)Theterm"moneytransactions"inparagraph(e)ofRelated *#& Controlsincludesthecollectionandsettlementoffaresorcreditfunctions.(2)Forthecontrolofglobalnavigationsatellitesystemsreceivingequipmentcontainingor -`'* employingdecryption(e.g.,GPSorGLONASS)see7A005. (#(#   Items: H   TechnicalNote:Paritybitsarenotincludedinthekeylength. (  a.Systems,equipment,applicationspecific"electronicassemblies",modulesandintegratedcircuitsfor"informationsecurity",andotherspeciallydesignedcomponentstherefor:  a.1.Designedormodifiedtouse"cryptography"employingdigitaltechniquesperforminganycryptographicfunctionotherthanauthenticationordigitalsignaturehavinganyofthefollowing:  TechnicalNotes:    1.Authenticationanddigitalsignaturefunctionsincludetheirassociatedkeymanagementfunction.  2.Authenticationincludesallaspectsofaccesscontrolwherethereisnoencryptionoffilesortextexceptasdirectlyrelatedtotheprotectionofpasswords,PersonalIdentificationNumbers(PINs)orsimilardatatopreventunauthorizedaccess.  3."Cryptography"doesnotinclude"fixeddatacompressionorcodingtechniques. -`'*   Note:5A002.a.1includesequipmentdesignedormodifiedtouse"cryptography" h employinganalogprincipleswhenimplementedwithdigitaltechniques.   ` a.1.a.A"symmetricalgorithm"employingakeylengthinexcessof56bits;or      ` a.1.b.An"asymmetricalgorithm"wherethesecurityofthealgorithmisbasedonanyofthefollowing:   `  a.1.b.1.Factorizationofintegersinexcessof512bits(e.g.,RSA);   `  a.1.b.2.Computationofdiscretelogarithmsinamultiplicativegroupofafinitefieldofsizegreaterthan512bits(e.g.,DiffieHellmanoverZ/pZ);or (    `  a.1.b.3.Discretelogarithmsinagroupotherthanmentionedin5A002.a.1.b.2inexcessof112bits(e.g.,DiffieHellmanoveranellipticcurve);  a.2.Designedormodifiedtoperformcryptoanalyticfunctions;  a.3.[Reserved]  a.4.Speciallydesignedormodifiedtoreducethecompromisingemanationsofinformation-bearingsignalsbeyondwhatisnecessaryforhealth,safetyorelectromagneticinterferencestandards; -`'* Ї  a.5.Designedormodifiedtousecryptographictechniquestogeneratethespreadingcodefor"spreadspectrum"systems,includingthehoppingcodefor frequencyhoppingsystems;  a.6.Designedormodifiedtoprovidecertifiedorcertifiable"multilevelsecurity"oruserisolationatalevelexceedingClassB2oftheTrustedComputerSystemEvaluationCriteria(TCSEC)orequivalent;  a.7.Communicationscablesystemsdesignedormodifiedusingmechanical,electricalorelectronicmeanstodetectsurreptitiousintrusion.@0#XXXX#XXXXԈ#XXXX#  2 e   14  .3  ԀInSupplementNo.1topart774(theCommerceControlList),Category6Sensors,  thefollowingExportControlClassificationNumbers(ECCNs)areamended: x      ` a.ByrevisingtheLicenseExceptionsandListofItemsControlledsectionforECCN6A001;   ` b.ByrevisingtheListofItemsControlledsectionfor6A002,6A003,and6A995;   ` c.ByrevisingtheLicenseRequirementsandListofItemsControlledsectionsforECCN6A004;and   ` d.ByrevisingtheLicenseExceptionssectionforECCNs6E001and6E002,toreadasfollows: -`'* XXXX 6A001Acoustics.  h @$***** LicenseExceptions    0  LVS:0` (#(#$3000;N/Afor6A001.a.2.a.1,a.2.a.2,a.2.a.5,a.2.b;processingequipment @  controlledby6A001.a.2.c,andspeciallydesignedforrealtimeapplicationwithtowedacoustichydrophonearrays;a.2.e.1,a.2.e.2;andbottomorbaycablesystemscontrolledby6A001.a.2.fandhavingprocessingequipmentspeciallydesignedforrealtimeapplicationwithbottomorbaycablesystems ` (#` (#   GBS: ` Yesfor6A001.a.1.b.4    CIV: ` Yesfor6A001.a.1.b.4   ListofItemsControlled   @   Unit:$value h$    RelatedControls:Seealso6A991 H&"   RelatedDefinitions:N/A ((!$   Items: *#& #XXXXe#XXXXa.Marineacousticsystems,equipmentandspeciallydesignedcomponentstherefor,asfollows: -`'* Ї  a.1.Active(transmittingortransmitting-and-receiving)systems,equipmentandspeciallydesignedcomponentstherefor,asfollows:  Note :6A001.a.1doesnotcontrol:     a.Depthsoundersoperatingverticallybelowtheapparatus,notincludingascanningfunctionexceeding20$,andlimitedtomeasuringthedepthofwater,thedistanceof @  submergedorburiedobjectsorfishfinding;  b.Acousticbeacons,asfollows:   ` 1.Acousticemergencybeacons;   ` 2.Pingersspeciallydesignedforrelocatingorreturningtoanunderwaterposition.   ` a.1.a.Wide-swathbathymetricsurveysystemsdesignedforseabedtopographicmapping,havingallofthefollowing:   `  a.1.a.1.Beingdesignedtotakemeasurementsatanangleexceeding20$ ((!$ fromthevertical;   `  a.1.a.2.Beingdesignedtomeasuredepthsexceeding600mbelowthe -`'* watersurface;and h    `  a.1.a.3.Beingdesignedtoprovideanyofthefollowing:   `    a.1.a.3.a.Incorporationofmultiplebeamsanyofwhichislessthan1.9$;or `     `    a.1.a.3.b.Dataaccuraciesofbetterthan0.3%ofwaterdepthacrosstheswathaveragedovertheindividualmeasurementswithintheswath;   ` a.1.b.Objectdetectionorlocationsystemshavinganyofthefollowing:   `  a.1.b.1.Atransmittingfrequencybelow10Khz;   `  a.1.b.2.Soundpressurelevelexceeding224Db(reference1Paat1m)forequipmentwithanoperatingfrequencyinthebandfrom10Khzto24Khzinclusive;   `  a.1.b.3.Soundpressurelevelexceeding235Db(reference1Paat1m)forequipmentwithanoperatingfrequencyinthebandbetween24Khzand30Khz;   `  a.1.b.4.Formingbeamsoflessthan1$onanyaxisandhavingan +%( operatingfrequencyoflessthan100Khz; -`'* Ї   `  a.1.b.5.Designedtooperatewithanunambiguousdisplayrangeexceeding5,120m;or H    `  a.1.b.6.Designedtowithstandpressureduringnormaloperationatdepthsexceeding1,000mandhavingtransducerswithanyofthefollowing:   `    a.1.b.6.a.Dynamiccompensationforpressure;or @     `    a.1.b.6.b.Incorporatingotherthanleadzirconatetitanateasthetransductionelement;   ` a.1.c.Acousticprojectors,includingtransducers,incorporatingpiezoelectric,magnetostrictive,electrostrictive,electrodynamicorhydraulicelementsoperatingindividuallyorinadesignedcombination,havinganyofthefollowing:  Notes :1.Thecontrolstatusofacousticprojectors,includingtransducers,specially "  designedforotherequipmentisdeterminedbythecontrolstatusoftheotherequipment.  2.6A001.a.1.cdoesnotcontrolelectronicsourcesthatdirectthesoundverticallyonly,ormechanical(e.g.,airgunorvapor-shockgun)orchemical(e.g.,explosive)sources.   `  a.1.c.1.Aninstantaneousradiatedacousticpowerdensityexceeding0.01 -`'* mW/mm2/Hzfordevicesoperatingatfrequenciesbelow10Khz; h    `  a.1.c.2.Acontinuouslyradiatedacousticpowerdensityexceeding0.001Mw/mm2/Hzfordevicesoperatingatfrequenciesbelow10Khz;or     TechnicalNote :Acousticpowerdensityisobtainedbydividingtheoutputacoustic `  powerbytheproductoftheareaoftheradiatingsurfaceandthefrequencyofoperation.   `  or h    `  a.1.c.3.Side-lobesuppressionexceeding22Db;   ` a.1.d.Acousticsystems,equipmentandspeciallydesignedcomponentsfordeterminingthepositionofsurfacevesselsorunderwatervehiclesdesignedtooperateatarangeexceeding1,000mwithapositioningaccuracyoflessthan10mrms(rootmeansquare)whenmeasuredatarangeof1,000m;  Note :6A001.a.1.dincludes: H&"   a.Equipmentusingcoherent"signalprocessing"betweentwoormorebeaconsandthehydrophoneunitcarriedbythesurfacevesselorunderwatervehicle; -`'*   b.Equipmentcapableofautomaticallycorrectingspeed-of-soundpropagationerrorsforcalculationofapoint.   `  or     a.2.Passive(receiving,whetherornotrelatedinnormalapplicationtoseparateactiveequipment)systems,equipmentandspeciallydesignedcomponentstherefor,asfollows:   ` a.2.a.Hydrophoneshavinganyofthefollowingcharacteristics:   ` Note: Thecontrolstatusofhydrophonesspeciallydesignedforotherequipmentis H determinedbythecontrolstatusoftheotherequipment.   `  a.2.a.1.Incorporatingcontinuousflexiblesensorsorassembliesofdiscretesensorelementswitheitheradiameterorlengthlessthan20mmandwithaseparationbetweenelementsoflessthan20mm;   `  a.2.a.2.Havinganyofthefollowingsensingelements:   `    a.2.a.2.a.Opticalfibers;   `    a.2.a.2.b.Piezoelectricpolymers;or +%(  -`'*    `    a.2.a.2.c.Flexiblepiezoelectricceramicmaterials;   `  a.2.a.3.Ahydrophonesensitivitybetterthan-180Dbatanydepthwithnoaccelerationcompensation;   `  a.2.a.4.Whendesignedtooperateatdepthsexceeding35mwithaccelerationcompensation;or @     `     `  a.2.a.5.Designedforoperationatdepthsexceeding1,000m;  TechnicalNote :Hydrophonesensitivityisdefinedastwentytimesthelogarithmtothe  base10oftheratioofrmsoutputvoltagetoa1Vrmsreference,whenthehydrophonesensor,withoutapre-amplifier,isplacedinaplanewaveacousticfieldwithanrmspressureof1Pa.Forexample,ahydrophoneof-160Db(reference1VperPa)wouldyieldanoutputvoltageof10-8Vinsuchafield,whileoneof-180Dbsensitivitywouldyieldonly10-9Voutput.Thus, h$  -160Dbisbetterthan-180Db.   ` a.2.b.Towedacoustichydrophonearrayshavinganyofthefollowing:   `  a.2.b.1.Hydrophonegroupspacingoflessthan12.5m; -`'* Ї   `  a.2.b.2.Designedorabletobemodifiedtooperateatdepthsexceeding35m;  TechnicalNote :"Abletobemodified"in6A001.a.2.b.2meanshavingprovisionsto   allowachangeofthewiringorinterconnectionstoalterhydrophonegroupspacingoroperatingdepthlimits.Theseprovisionsare:sparewiringexceeding10%ofthenumberofwires,hydrophonegroupspacingadjustmentblocksorinternaldepthlimitingdevicesthatareadjustableorthatcontrolmorethanonehydrophonegroup.   `     `  a.2.b.3.Headingsensorscontrolledby6A001.a.2.d;   `  a.2.b.4.Longitudinallyreinforcedarrayhoses;   `  a.2.b.5.Anassembledarrayoflessthan40mmindiameter;   `  a.2.b..6Multiplexedhydrophonegroupsignalsdesignedtooperateatdepthsexceeding35morhavinganadjustableorremovabledepthsensingdeviceinordertooperateatdepthsexceeding35m;or *#&    `  a.2.b..7Hydrophonecharacteristicscontrolledby6A001.a.2.a; -`'* Ї   ` a.2.c.Processingequipment,speciallydesignedfortowedacoustichydrophonearrays,having"useraccessibleprogrammability"andtimeorfrequencydomainprocessingandcorrelation,includingspectralanalysis,digitalfilteringandbeamformingusingFastFourierorothertransformsorprocesses;   ` a.2.d.Headingsensorshavingallofthefollowing:   `  a.2.d.1.Anaccuracyofbetterthan0.5$;and      `  a.2.d.2.Designedtooperateatdepthsexceeding35morhavinganadjustableorremovabledepthsensingdeviceinordertooperateatdepthsexceeding35m;   `       ` a.2.e.Bottomorbaycablesystemshavinganyofthefollowing:   `  a.2.e.1.Incorporatinghydrophonescontrolledby6A001.a.2.a;or "     `  a.2.e.2.Incorporatingmultiplexedhydrophonegroupsignalmoduleshavingallofthefollowingcharacteristics:   `    a.2.e.2.a.Designedtooperateatdepthsexceeding35morhavinganadjustableorremovaldepthsensingdeviceinordertooperateatdepthsexceeding35m;and +%(  -`'*    `    a.2.e.2.b.Capableofbeingoperationallyinterchangedwithtowedacoustichydrophonearraymodules;   ` a.2.f.Processingequipment,speciallydesignedforbottomorbaycablesystems,having"useraccessibleprogrammability"andtimeorfrequencydomainprocessingandcorrelation,includingspectralanalysis,digitalfilteringandbeamformingusingFastFourierorothertransformsorprocesses;b.Correlation-velocitysonarlogequipmentdesignedtomeasurethehorizontalspeedoftheequipmentcarrierrelativetotheseabedatdistancesbetweenthecarrierandtheseabedexceeding500m. 6A002Opticalsensors.  ` @$***** ListofItemsControlled  H&"   Unit:Equipmentinnumber;partsandaccessoriesin$value#XXXX#XXXX *#& 0  RelatedControls:Seealso6A102,6A202,and6A992+%((#(# 0  RelatedDefinitions:1.)"Imageintensifiers"definedin6A002.a.2and"focalplane -`'* arrays"definedin6A002.a.3speciallydesigned,modified,orconfiguredformilitaryuseandnotpartofcivilequipmentaresubjecttotheexportlicensingauthorityofU.S.DepartmentofState,OfficeofDefenseTradeControls(22CFRpart121).2.)"Spacequalified""monospectralimagingsensors",and"multispectralimagingsensors"definedin6A002.b,and"spacequalified""focalplanearrays"definedin6A002.e,speciallydesignedormodifiedforitemsontheU.S.MunitionsListaresubjecttotheexportlicensingauthorityoftheDepartmentofState,OfficeofDefenseTradeControls(22CFRpart121). (#(#   Items: h a.Opticaldetectors,asfollows:  Note :6A002.adoesnotcontrolgermaniumorsiliconphotodevices.    a.1."Space-qualified"solid-statedetectors,asfollows:   ` a.1.a."Space-qualified"solid-statedetectors,havingallofthefollowing:   `  a.1.a.1.Apeakresponseinthewavelengthrangeexceeding10nmbutnotexceeding300nm;and *#&    `  a.1.a.2.Aresponseoflessthan0.1%relativetothepeakresponseata -`'* wavelengthexceeding400nm;   ` a.1.b."Space-qualified"solid-statedetectors,havingallofthefollowing:   `  a.1.b.1.Apeakresponseinthewavelengthrangeexceeding900nmbutnotexceeding1,200nm;and `     `  a.1.b.2.Aresponse"timeconstant"of95nsorless;   ` a.1.c."Space-qualified"solid-statedetectorshavingapeakresponseinthewavelengthrangeexceeding1,200nmbutnotexceeding30,000nm;  a.2.Imageintensifiertubesandspeciallydesignedcomponentstherefor,asfollows:   ` a.2.a.Imageintensifiertubeshavingallofthefollowing:   `  a.2.a.1.Apeakresponseinthewavelengthrangeexceeding400nmbutnotexceeding1,050nm;   `  a.2.a.2.Amicrochannelplateforelectronimageamplificationwithaholepitch(center-to-centerspacing)of15morless;and +%(  -`'*    `  a.2.a.3.Photocathodes,asfollows:   `    a.2.a.3.a.S-20,S-25ormultialkaliphotocathodeswithaluminoussensitivityexceeding240A/lm;   `    a.2.a.3.b.GaAsorGaInAsphotocathodes;or `     `    a.2.a.3.c.OtherIII-Vcompoundsemiconductorphotocathodes;  Note :6A002.a.2.a.3.cdoesnotcontrolcompoundsemiconductorphotocathodeswitha H maximumradiantsensitivityof10mA/Worless.   ` a.2.b.Speciallydesignedcomponents,asfollows:   `  a.2.b.1.Microchannelplateshavingaholepitch(center-to-centerspacing)of15morless;   `  a.2.b.2.GaAsorGaInAsphotocathodes;   `  a.2.b.3.OtherIII-Vcompoundsemiconductorphotocathodes;  Note :6A002.a.2.b.3doesnotcontrolcompoundsemiconductorphotocathodeswitha -`'* maximumradiantsensitivityof10mA/Worless.  a.3.Non-"space-qualified""focalplanearrays",asfollows:  TechnicalNote :Linearortwo-dimensionalmulti-elementdetectorarraysarereferredto   as"focalplanearrays".  Note 1:6A002.a.3includesphotoconductivearraysandphotovoltaicarrays.     Note2:̀6A002.a.3doesnotcontrol:   ` a.Silicon"focalplanearrays";   ` b.Multi-element(nottoexceed16elements)encapsulatedphotoconductivecellsusingeitherleadsulphideorleadselenide;   ` c.Pyroelectricdetectorsusinganyofthefollowing:   `  c.1.Triglycinesulphateandvariants;   `  c.2.Lead-lanthanum-zirconiumtitanateandvariants; -`'* Ї   `  c.3.Lithiumtantalate;   `  c.4.Polyvinylidenefluorideandvariants;or (     `  c.5.Strontiumbariumniobateandvariants.#XXXX#XXXX   ` a.3.a.Non-"space-qualified""focalplanearrays",havingallofthefollowing: @     `  a.3.a.1.Individualelementswithapeakresponsewithinthewavelengthrangeexceeding900nmbutnotexceeding1,050nm;and H    `  a.3.a.2.Aresponse"timeconstant"oflessthan0.5ns;   ` a.3.b.Non-"space-qualified""focalplanearrays",havingallofthefollowing:   `  a.3.b.1.Individualelementswithapeakresponseinthewavelengthrangeexceeding1,050nmbutnotexceeding1,200nm;and h$     `  a.3.b.2.Aresponse"timeconstant"of95nsorless;   ` a.3.c.Non-"space-qualified""focalplanearrays",havingindividualelementswithapeakresponseinthewavelengthrangeexceeding1,200nmbutnotexceeding30,000nm. -`'* Їb."Monospectralimagingsensors"and"multispectralimagingsensors"designedforremotesensingapplications,havinganyofthefollowing:  b.1.AnInstantaneous-Field-Of-View(IFOV)oflessthan200r(microradians);or     b.2.Beingspecifiedforoperationinthewavelengthrangeexceeding400nmbutnotexceeding30,000nmandhavingallthefollowing;   ` b.2.a.Providingoutputimagingdataindigitalformat;and h    ` b.2.b.Beinganyofthefollowing:   `  b.2.b.1."Space-qualified";or     `  b.2.b.2.Designedforairborneoperation,usingotherthansilicondetectors,andhavinganIFOVoflessthan2.5mr(milliradians).c.Directviewimagingequipmentoperatinginthevisibleorinfraredspectrum,incorporatinganyofthefollowing:  c.1.Imageintensifiertubeshavingthecharacteristicslistedin6A002.a.2.a;or +%(  -`'*   c.2."Focalplanearrays"havingthecharacteristicslistedin6A002.a.3.  TechnicalNote :"Directview"referstoimagingequipment,operatinginthevisibleor (  infraredspectrum,thatpresentsavisualimagetoahumanobserverwithoutconvertingtheimageintoanelectronicsignalfortelevisiondisplay,andthatcannotrecordorstoretheimagephotographically,electronicallyorbyanyothermeans.  Note :6A002.cdoesnotcontrolthefollowingequipmentincorporatingotherthanGaAs   orGaInAsphotocathodes:  a.Industrialorcivilianintrusionalarm,trafficorindustrialmovementcontrolorcountingsystems;  b.Medicalequipment;  c.Industrialequipmentusedforinspection,sortingoranalysisofthepropertiesofmaterials;  d.Flamedetectorsforindustrialfurnaces;  e.Equipmentspeciallydesignedforlaboratoryuse. -`'* d.Specialsupportcomponentsforopticalsensors,asfollows:  d.1."Space-qualified"cryocoolers;  d.2.Non-"space-qualified"cryocoolers,havingacoolingsourcetemperaturebelow218K(-55$C),asfollows: `     ` d.2.a.ClosedcycletypewithaspecifiedMean-Time-To-Failure(MTTF),orMean-Time-Between-Failures(MTBF),exceeding2,500hours;   ` d.2.b.Joule-Thomson(JT)self-regulatingminicoolershavingbore(outside)diametersoflessthan8mm;  d.3.Opticalsensingfibersspeciallyfabricatedeithercompositionallyorstructurally,ormodifiedbycoating,tobeacoustically,thermally,inertially,electromagneticallyornuclearradiationsensitive.e."Spacequalified""focalplanearrays"havingmorethan2,048elementsperarrayandhavingapeakresponseinthewavelengthrangeexceeding300nmbutnotexceeding900nm.#XXXX0 # 6A003Cameras.  -`'* Ї@$***** ListofItemsControlled  (    Unit:Number   0  RelatedControls:Seealso6A203.See8A002.dand.eforcamerasspeciallydesignedor `  modifiedforunderwateruse. (#(#   RelatedDefinitions:N/A     Items: h a.Instrumentationcameras,asfollows:  Note: Instrumentationcameras,controlledby6A003.a.3to6A003.a.5,withmodular  structuresshouldbeevaluatedbytheirmaximumcapability,using electronicassembliesavailableaccordingtothecameramanufacturersspecifications.  a.1.High-speedcinemarecordingcamerasusinganyfilmformatfrom8mmto16mminclusive,inwhichthefilmiscontinuouslyadvancedthroughouttherecordingperiod,andthatarecapableofrecordingatframingratesexceeding13,150frames/s;  Note :6A003.a.1doesnotcontrolcinemarecordingcamerasdesignedforcivilpurposes. +%(  -`'*   a.2.Mechanicalhighspeedcameras,inwhichthefilmdoesnotmove,capableofrecordingatratesexceeding1,000,000frames/sforthefullframingheightof35mmfilm,oratproportionatelyhigherratesforlesserframeheights,oratproportionatelylowerratesforgreaterframeheights;  a.3.Mechanicalorelectronicstreakcamerashavingwritingspeedsexceeding10mm/s;  a.4.Electronicframingcamerashavingaspeedexceeding1,000,000frames/s;  a.5.Electroniccameras,havingallofthefollowing:   ` a.5.a.Anelectronicshutterspeed(gatingcapability)oflessthan1sperfullframe;and     ` a.5.b.Areadouttimeallowingaframingrateofmorethan125fullframespersecond.b.Imagingcameras,asfollows:  Note :6A003.bdoesnotcontroltelevisionorvideocamerasspeciallydesignedfor *#& televisionbroadcasting. -`'*   b.1.Videocamerasincorporatingsolidstatesensors,havinganyofthefollowing:   ` b.1.a.Morethan4x106"activepixels"persolidstatearrayformonochrome (  (blackandwhite)cameras;   ` b.1.b.Morethan4x106"activepixels"persolidstatearrayforcolorcameras `  incorporatingthreesolidstatearrays;or @     ` b.1.c.Morethan12x106"activepixels"forsolidstatearraycolorcameras h incorporatingonesolidstatearray;  b.2.Scanningcamerasandscanningcamerasystems,havingallofthefollowing:   ` b.2.a.Lineardetectorarrayswithmorethan8,192elementsperarray;and `    ` b.2.b.Mechanicalscanninginonedirection;  b.3.Imagingcamerasincorporatingimageintensifiertubeshavingthecharacteristicslistedin6A002.a.2.a;  b.4.Imagingcamerasincorporating"focalplanearrays"havingthecharacteristicslistedin6A002.a.3. -`'* Ї  Note:6A003.b.4doesnotcontrolimagingcamerasincorporatinglinear"focalplanearrays"withtwelveelementsorfewer,notemployingtimedelayandintegrationwiththeelement,designedforanyofthefollowing:   ` a.Industrialorcivilianintrusionalarm,trafficorindustrialmovementcontrolorcountingsystems;   ` b.Industrialequipmentusedforinspectionormonitoringofheatflowsinbuildings,equipmentorindustrialprocesses;   ` c.Industrialequipmentusedforinspection,sortingoranalysisofthepropertiesofmaterials;   ` d.Equipmentspeciallydesignedforlaboratoryuse;or `    ` e.Medicalequipment.XXXX 6A004Optics.  H&"  LicenseRequirements  *#&   ReasonforControl:NS,AT -`'* ЇControl(s) `     h     CountryChart h   NSappliestoentireentry   h     NSColumn2 (  ATappliestoentireentry   h     ATColumn1     LicenseRequirementNotes :See743.1oftheEARforreportingrequirementsfor @  exportsunderLicenseExceptions.@$***** ListofItemsControlled  ( 0  Unit:Equipmentinnumber;cableinmeters/feet;componentsin$value(#(#   RelatedControls:Seealso6A994 `   RelatedDefinitions:N/A  @   Items: "  a.Opticalmirrors(reflectors),asfollows:  a.1."Deformablemirrors"havingeithercontinuousormulti-elementsurfaces,andspeciallydesignedcomponentstherefor,capableofdynamicallyrepositioningportionsofthesurfaceofthemirroratratesexceeding100Hz; -`'* Ї  a.2.Lightweightmonolithicmirrorshavinganaverage"equivalentdensity"oflessthan30kg/m2andatotalmassexceeding10kg; H   a.3.Lightweight"composite"orfoammirrorstructureshavinganaverage"equivalentdensity"oflessthan30kg/m2andatotalmassexceeding2kg;     a.4.Beamsteeringmirrorsmorethan100mmindiameterorlengthofmajoraxis,thatmaintainaflatnessoflambda/2orbetter(lambdaisequalto633nm)havingacontrolbandwidthexceeding100Hz.b.Opticalcomponentsmadefromzincselenide(ZnSe)orzincsulphide(ZnS)withtransmissioninthewavelengthrangeexceeding3,000nmbutnotexceeding25,000nmandhavinganyofthefollowing:  b.1.Exceeding100cm3involume;or  @   b.2.Exceeding80mmindiameterorlengthofmajoraxisand20mminthickness(depth).c."Space-qualified"componentsforopticalsystems,asfollows:  c.1.Lightweightedtolessthan20%"equivalentdensity"comparedwithasolidblankof -`'* thesameapertureandthickness;  c.2.Substrates,substrateshavingsurfacecoatings(single-layerormulti-layer,metallicordielectric,conducting,semiconductingorinsulating)orhavingprotectivefilms;  c.3.Segmentsorassembliesofmirrorsdesignedtobeassembledinspaceintoanopticalsystemwithacollectingapertureequivalenttoorlargerthanasingleoptic1mindiameter;  c.4.Manufacturedfrom"composite"materialshavingacoefficientoflinearthermalexpansionequaltoorlessthan5x10-6inanycoordinatedirection. H d.Opticalcontrolequipment,asfollows:  d.1.Speciallydesignedtomaintainthesurfacefigureororientationofthe"space-qualified"componentscontrolledby6A004.c.1or6A004.c.3;  d.2.Havingsteering,tracking,stabilizationorresonatoralignmentbandwidthsequaltoormorethan100Hzandanaccuracyof10r(microradians)orless;  d.3.Gimbalshavingallofthefollowing:   ` d.3.a.Amaximumslewexceeding5$; -`'* Ї   ` d.3.b.Abandwidthof100Hzormore;   ` d.3.c.Angularpointingerrorsof200r(microradians)orless;and (     ` d.3.d.Havinganyofthefollowing:   `  d.3.d.1.Exceeding0.15mbutnotexceeding1mindiameterormajoraxislengthandcapableofangularaccelerationsexceeding2r(radians)/s2;or      `  d.3.d.2.Exceeding1mindiameterormajoraxislengthandcapableofangularaccelerationsexceeding0.5r(radians)/s2; (   d.4.Speciallydesignedtomaintainthealignmentofphasedarrayorphasedsegmentmirrorsystemsconsistingofmirrorswithasegmentdiameterormajoraxislengthof1mormore.e.Asphericopticalelementshavingallofthefollowingcharacteristics:  e.1.Thelargestdimensionoftheopticalapertureisgreaterthan400mm;  e.2.Thesurfaceroughnessislessthan1nm(rms)forsamplinglengthsequaltoorgreaterthan1mm;and -`'* Ї  e.3.Thecoefficientoflinearthermalexpansionsabsolutemagnitudeislessthan3x106/Kat25$C; H   TechnicalNotes:      ` 1.Anasphericopticalelementisanyelementusedinanopticalsystemwhoseimagingsurfaceorsurfacesaredesignedtodepartfromtheshapeofanidealsphere.   ` 2.Manufacturersarenotrequiredtomeasurethesurfaceroughnesslistedin6A004.e.2unlesstheopticalelementwasdesignedormanufacturedwiththeintenttomeet,orexceed,thecontrolparameter.  Note:6A004.edoesnotcontrolasphericopticalelementshavinganyofthefollowing:     ` a.Alargestopticalaperturedimensionlessthan1mandafocallengthtoapertureratioequaltoorgreaterthan4.5:1;     ` b.Alargestopticalaperturedimensionequaltoorgreaterthan1mandafocallengthtoapertureratioequaltoorgreaterthan7:1;   ` c.BeingdesignedasFresnel,flyeye,stripe,prismordiffractiveopticalelements; -`'*    ` d.Beingfabricatedfromborosilicateglasshavingacoefficientoflinearthermalexpansiongreaterthan2.5x106/Kat25$C;or H    ` e.Beinganxrayopticalelementhavinginnermirrorcapabilities(e.g.,tubetypemirrors).  N.B.:󀀀Forasphericopticalelementsspeciallydesignedforlithographicequipment,see @  3B001.   #XXXX+#XXXX 6A995"Lasers",notcontrolledby6A005or6A205.  H @$***** ListofItemsControlled   0  Unit:Equipmentinnumber;partsandaccessoriesin$value @(#(#   RelatedControls:N/A "    RelatedDefinitions:N/A h$    Items: H&" a.Carbondioxide(CO2)"lasers"havinganyofthefollowing: *#& 0  a.1.ACWoutputpowerexceeding10kW;-`'*(#(# Ї  a.2.Apulsedoutputwitha"pulseduration"exceeding10microseconds;and h 0  0` (#(#a.2.a.Anaverageoutputpowerexceeding10kW;or( ` (#` (# 0  0` (#(#a.2.b.Apulsed"peakpower"exceeding100kW;or ` (#` (#   a.3.Apulsedoutputwitha"pulseduration"equaltoorlessthan10microseconds;and @     ` a.3.a.Apulseenergyexceeding5Jperpulseand"peakpower"exceeding2.5kW;or H 0  0` (#(#a.3.b.Anaverageoutputpowerexceeding2.5kW; ` (#` (# b.Semiconductorlasers,asfollows:  b.1.Individual,single-transversemodesemiconductor"lasers"having:0  0` (#(#b.1.a.Anaverageoutputpowerexceeding100MW;orH&"` (#` (# 0  0` (#(#b.1.b.Awavelengthexceeding1,050nm; ` (#` (#   b.2.Individual,multiple-transversemodesemiconductor"lasers",orarraysofindividual -`'* semiconductor"lasers",havingawavelengthexceeding1,050nm;c.Solidstate,non"tunable""lasers",asfollows:  c.1.Ruby"lasers"havinganoutputenergyexceeding20Jperpulse;  c.2.Neodymium-doped(otherthanglass)"lasers",asfollows,withanoutputwavelengthexceeding1,000nmbutnotexceeding1,100nm:   ` c.2.a.Pulse-excited,"Q-switchedlasers",withapulsedurationequaltoormorethan1ns,andamultiple-transversemodeoutputwithanyofthefollowing:   `  c.2.a.1.A"peakpower"exceeding200MW;or     `  c.2.a.2.Anaverageoutputpowerexceeding50W;   ` c.2.b.Pulse-excited,non-"Q-switchedlasers",havingamultiple-transversemodeoutputwithanaveragepowerexceeding500W;or H&"    ` c.2.c.Continuouslyexcited"lasers"havingamultiple-transversemodeoutputwithanaverageorCWoutputpowerexceeding500W; -`'* d.Freeelectron"lasers".#XXXXE#XXXX 6E001"Technology"accordingtotheGeneralTechnologyNoteforthe"development"of (  equipment,materialsor"software"controlledby6A(except6A018,6A991,6A992,6A994,6A995,6A996,6A997,or6A998),6B(except6B995),6C(except6C992or6C994),or6D(except6D991,6D992,or6D993.#XXXXBQ#XXXX  `  @$*****̜#XXXXR#XXXX LicenseExceptions  h #XXXXFS#XXXX  CIV: ` N/A (   TSR: ` Yes,exceptforthefollowing:     `  1)ItemscontrolledforMTreasons;   `  2)Itemscontrolledby6A004.e;or ` 0  0` (#(#0 ` (#` (#3)ExportsorreexportstodestinationsoutsideofAustria,Belgium,Canada,Denmark,Finland,France,Germany,Greece,Ireland,Italy,Japan,Luxembourg,theNetherlands,Portugal,Spain,Sweden,ortheUnitedKingdomof"technology"forthe"development"ofthefollowing:  (# (# 0  0` (#(#0 ` (#` (#(a)Itemscontrolledby6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5,6A001.a.2.b,6A001.a.2.e.,6A002.a.1.c,6A008.l.3,6B008,6D003.a;  (# (#    ` 0 (b)Equipmentcontrolledby6A001.a.2.cor6A001.a.2.fwhenspeciallydesignedforrealtimeapplications;or-`'* (# (# 0  0` (#(#0 ` (#` (#(c)"Software"controlledby6D001andspeciallydesignedforthe  @  @  h "development"or"production"ofequipmentcontrolledby6A008.l.3or @|"  @|"  @|" 6B008.  (# (# #XXXXS#@$*****XXXX 6E002"Technology"accordingtotheGeneralTechnologyNoteforthe"production"of @  equipmentormaterialscontrolledby6A(except6A018,6A991,6A992,6A994,6A995,6A996,6A997or6A998),6B(except6B995)or6C(except6C992or6C994). #XXXXpY#XXXX h #XXXXZ#XXXX@$***** LicenseExceptions   #XXXX[#  CIV: ` N/A `   TSR: ` Yes,exceptforthefollowing:  @   0 ` 0 ` (#` (#1)ItemscontrolledforMTreasons;  (# (#    `  2)Itemscontrolledby6A004.e;or h$    0 ` 0 ` (#` (#3)ExportsorreexportstodestinationsoutsideofAustria,Belgium,Canada,Denmark,Finland,France,Germany,Greece,Ireland,Italy,Japan,Luxembourg,theNetherlands,Portugal,Spain,Sweden,ortheUnitedKingdomof"technology"forthe"development"ofthefollowing:  (# (#    ` 0 (a)Itemscontrolledby6A001.a.2.a.1,6A001.a.2.a.2,6A001.a.2.a.5, -`'* 6A001.a.2.b,and6A001.a.2.c;and  (# (#    ` 0 (b)Equipmentcontrolledby6A001.a.2.eand6A001.a.2.fwhenspeciallydesignedforrealtimeapplications;or  (# (#    ` 0 (c)"Software"controlledby6D001andspeciallydesignedforthe"development"or"production"ofequipmentcontrolledby6A002.a.1.c,6A008.l.3or6B008.  (# (# @$*****  2 e  15  .3  ԀInSupplementNo.1topart774(theCommerceControlList),Category9PropulsionSystems,SpaceVehiclesandRelatedEquipmentisamendedbyrevisingExportControlClassificationNumbers(ECCNs),asfollows:   ` a.ByrevisingtheListofItemsControlledsectionforECCNs9B001,9B991,9E002,and9E003;and   ` b.ByaddinganewECCN9E993,toreadasfollows:XXXX 9B001Speciallydesignedequipment,toolingandfixtures,asfollows(seeListofItems h$  Controlled),formanufacturingormeasuringgasturbineblades,vanesortipshroudcastings.  ((!$ @$***** -`'*  ListofItemsControlled  h   Unit:$value (  0  RelatedControls:Forspeciallydesignedproductionequipmentofsystems,subsystems   andcomponentscontrolledby9A005to9A009,9A011,9A101,9A105to9A109,9A111,and9A116to9A119usablein"missiles"see9B115.Seealso9B991. (#(#   RelatedDefinitions:N/A @    Items:   a.Directionalsolidificationorsinglecrystalcastingequipment;b.Ceramiccoresorshells.̛̀ 9B991Speciallydesignedequipment,toolingorfixtures,notcontrolledby9B001,as  @ describedintheListofItemsControlled,formanufacturingormeasuringgasturbineblades,vanesortipshroudcastings.  h$  @$*****̜ ListofItemsControlled  *#&   Unit:$value -`'*   RelatedControls:N/A h   RelatedDefinitions:N/A H   Items: (  a.Automatedequipmentusingnonmechanicalmethodsformeasuringairfoilwallthickness;b.Tooling,fixturesormeasuringequipmentforthe"laser",waterjetorECM/EDMholedrillingprocessescontrolledby9E003.c;c.Ceramiccoreleachingequipment;d.Ceramiccoremanufacturingequipmentortools;e.Ceramicshellwaxpatternpreparationequipment;f.Ceramicshellburnoutorfiringequipment.#XXXXb#XXXX 9E002"Technology"accordingtotheGeneralTechnologyNoteforthe"production"of H&" equipmentcontrolledby9A001.c,9A004to9A011or9B(except9B990or9B991).  ((!$ @$*****̜ ListofItemsControlled  -`'* Ї  Unit:N/A h 0  RelatedControls:1.)Seealso9E102.2.)Seealso1E002.ffortechnologyfortherepair H ofcontrolledstructures,laminatesormaterials.3.)The"technology"requiredforthe"development"ofequipmentcontrolledby9A004issubjecttotheexportlicensingauthorityoftheU.S.DepartmentofState,OfficeofDefenseTradeControls.(See22CFRpart121.)4.)"Technology",requiredforthe"development"ofequipmentor"software"subjecttotheexportlicensingauthorityoftheU.S.DepartmentofState,OfficeofDefenseTradeControls,isalsosubjecttothesamelicensingjurisdiction.(See22CFRpart121). (#(# 0  RelatedDefinitions:N/AH(#(#   Items: ( ThelistofitemscontrollediscontainedintheECCNheading. 9E003Other"technology",asfollows(seeListofItemsControlled).  "  @$*****̜ ListofItemsControlled  ((!$   Unit:N/A +%( 0  RelatedControls:1.)Hotsection"technology"specificallydesigned,modified,or -`'* equippedformilitaryusesorpurposes,ordevelopedprincipallywithU.S.DepartmentofDefensefunding,issubjecttothelicensingauthorityoftheU.S.DepartmentofState.2.)"Technology"issubjecttotheEARwhenactuallyappliedtoacommercialaircraftengineprogram.ExportersmayseektoestablishcommercialapplicationeitheronacasebycasebasisthroughsubmissionofdocumentationdemonstratingapplicationtoacommercialprograminrequestinganexportlicensefromtheDepartmentCommerceinrespecttoaspecificexport,orinthecaseofuseforbroadcategoriesofaircraft,engines,orcomponents,acommodityjurisdictiondeterminationfromtheDepartmentofState. (#(#   RelatedDefinitions:N/A h   Items: H a."Technology""required"forthe"development","production",oroverhaulofthefollowingcommercialaircraftengines,componentsorsystems:  a.1.Gasturbineblades,vanesortipshroudsmadefromdirectionallysolidified(DS)orsinglecrystal(SC)alloyshaving(inthe001MillerIndexDirection)astress-rupturelifeexceeding400hoursat1,273K(1,000$C)atastressof200MPa,basedontheaverageproperty h$  values;  a.2.Multipledomedcombustorsoperatingataverageburneroutlettemperaturesexceeding1,813K(1,540$C)orcombustorsincorporatingthermallydecoupledcombustion +%( liners,non-metalliclinersornon-metallicshells; -`'* Ї  a.3.Componentsmanufacturedfromanyofthefollowing:   ` a.3.a.Organic"composite"materialsdesignedtooperateabove588K(315$C); (     ` a.3.b.Metal"matrix""composite",ceramic"matrix",intermetallicorintermetallicreinforcedmaterialscontrolledby1C007;or      ` a.3.c. Compositematerialcontrolledby1C010andmanufacturedwithresins @  controlledby1C008.  a.4.Uncooledturbineblades,vanes,tip-shroudsorothercomponentsdesignedtooperateatgaspathtemperaturesof1,323K(1,050$C)ormore; (   a.5.Cooledturbineblades,vanesortip-shrouds,otherthanthosedescribedin9E003.a.1,exposedtogaspathtemperaturesof1,643K(1,370$C)ormore; `   a.6.Airfoil-to-diskbladecombinationsusingsolidstatejoining;  a.7.Gasturbineenginecomponentsusing"diffusionbonding""technology"controlledby2E003.b;  a.8.Damagetolerantgasturbineenginerotatingcomponentsusingpowdermetallurgymaterialscontrolledby1C002.b; -`'* Ї  a.9.Fullauthoritydigitalelectronicenginecontrol(FADEC)forgasturbineandcombinedcycleenginesandtheirrelateddiagnosticcomponents,sensorsandspeciallydesignedcomponents;  a.10.Adjustableflowpathgeometryandassociatedcontrolsystemsfor:   ` a.10.a.Gasgeneratorturbines;   ` a.10.b.Fanorpowerturbines;̀   ` a.10.c.Propellingnozzles;   ` Note1: .Adjustableflowpathgeometryandassociatedcontrolsystemsdonot  includeinletguidevanes,variablepitchfans,variablestatorsorbleedvalvesforcompressors.   ` Note2 :9E003.a.10doesnotcontrol"development"or"production""technology" "  foradjustableflowpathgeometryforreversethrust.̀  a.11.Widechordhollowfanbladeswithoutpartspansupport; ((!$ Ѐb."Technology""required"forthe"development"or"production"ofanyofthefollowing: -`'*   b.1.Windtunnelaero-modelsequippedwithnon-intrusivesensorscapableoftransmittingdatafromthesensorstothedataacquisitionsystem;or H   b.2."Composite"propellerbladesorpropfanscapableofabsorbingmorethan2,000kWatflightspeedsexceedingMach0.55;̀c."Technology""required"forthe"development"or"production"ofgasturbineenginecomponentsusing"laser",waterjet,ECMorEDMholedrillingprocessestoproduceholeshavinganyofthefollowingsetsofcharacteristics:  c.1.Allofthefollowing:   ` c.1.a.Depthsmorethanfourtimestheirdiameter;   ` c.1.b.Diameterslessthan0.76mm;and  @    ` c.1.c.Incidenceanglesequaltoorlessthan25$;or h$    c.2.Allofthefollowing:   ` c.2.a.Depthsmorethanfivetimestheirdiameter; -`'*    ` c.2.b.Diameterslessthan0.4mm;and h    ` c.2.c.Incidenceanglesofmorethan25$; (     ` TechnicalNote: Forthepurposesof9E003.c,incidenceangleismeasuredfrom   aplanetangentialtotheairfoilsurfaceatthepointwheretheholeaxisenterstheairfoilsurface.̀d."Technology""required"foranyofthefollowing:  d.1.The"development"ofhelicopterpowertransfersystemsortiltrotorortiltwing"aircraft"powertransfersystems;or (   d.2.The"production"ofhelicopterpowertransfersystemsortiltrotorortiltwing"aircraft"powertransfersystems;#X(XXX(h#X(XXX( `     e.1."Technology"forthe"development"or"production"ofreciprocatingdieselenginegroundvehiclepropulsionsystemshavingallofthefollowing:   ` e.1.a.Aboxvolumeof1.2m3orless; ((!$    ` e.1.b.Anoverallpoweroutputofmorethan750kWbasedon80/1269/EEC,ISO2534ornationalequivalents;and -`'* Ї   ` e.1.c.Apowerdensityofmorethan700kW/m3ofboxvolume; h   TechnicalNote: Boxvolume:theproductofthreeperpendiculardimensionsmeasured (  inthefollowingway:   ` Length:Thelengthofthecrankshaftfromfrontflangetoflywheelface;   ` Width:Thewidestofthefollowing:   `  a.Theoutsidedimensionfromvalvecovertovalvecover;̀   `  b.Thedimensionsoftheoutsideedgesofthecylinderheads;or     `  c.Thediameteroftheflywheelhousing;̀   ` Height:Thelargestofthefollowing:   `  a.Thedimensionofthecrankshaftcenter-linetothetopplaneofthevalvecover(orcylinderhead)plustwicethestroke;or ((!$    `  b.Thediameteroftheflywheelhousing.̀ -`'*   e.2."Technology""required"forthe"production"ofspeciallydesignedcomponents,asfollows,forhighoutputdieselengines:   ` e.2.a."Technology""required"forthe"production"ofenginesystemshavingallofthefollowingcomponentsemployingceramicsmaterialscontrolledby1C007:   `  e.2.a.1.Cylinderliners;   `  e.2.a.2.Pistons;   `  e.2.a.3.Cylinderheads;and (    `  e.2.a.4.Oneormoreothercomponents(includingexhaustports,turbochargers,valveguides,valveassembliesorinsulatedfuelinjectors);   ` e.2.b."Technology""required"forthe"production"ofturbochargersystems,withsingle-stagecompressorshavingallofthefollowing:   `  e.2.b.1.Operatingatpressureratiosof4:1orhigher;   `  e.2.b.2.Amassflowintherangefrom30to130kgperminute;and +%(  -`'*    `  e.2.b.3.Variableflowareacapabilitywithinthecompressororturbinesections;   ` e.2.c."Technology""required"forthe"production"offuelinjectionsystemswithaspeciallydesignedmultifuel(e.g.,dieselorjetfuel)capabilitycoveringaviscosityrangefromdieselfuel(2.5cStat310.8K(37.8$C))downtogasolinefuel(0.5cStat310.8K(37.8$C)), `  havingbothofthefollowing:   `  e.2.c.1.Injectionamountinexcessof230mm3perinjectionpercylinder; h and H    `  e.2.c.2.Speciallydesignedelectroniccontrolfeaturesforswitchinggovernorcharacteristicsautomaticallydependingonfuelpropertytoprovidethesametorquecharacteristicsbyusingtheappropriatesensors;  e.3."Technology""required"forthedevelopment"or"production"ofhighoutputdieselenginesforsolid,gasphaseorliquidfilm(orcombinationsthereof)cylinderwalllubrication,permittingoperationtotemperaturesexceeding723K(450$C),measuredonthecylinderwallat H&" thetoplimitoftravelofthetopringofthepiston.f."Technology"nototherwisecontrolledin9E003.a.1througha.10andcurrentlyusedinthe"development","production",oroverhaulofhotsectionpartsandcomponentsofcivil -`'* derivativesofmilitaryenginescontrolledontheU.S.MunitionsList.#X(XXX(#X(XXX( 9E993Other"technology",notdescribedby9E003,asfollows(seeListofItems   Controlled).     LicenseRequirements  @    ReasonforControl:AT h    `     h     Control(s) `     h     CountryChart ( ATappliestoentireentry   h     ATColumn1   LicenseExceptions   @   CIV: ` N/A h$    TSR: ` N/A H&"   ListofItemsControlled  *#&   Unit:$value -`'*   RelatedControls:N/A h   RelatedDefinitions:N/A H   Items: (  a.Rotorbladetipclearancecontrolsystemsemployingactivecompensatingcasing technologylimitedtoadesignanddevelopmentdatabase;or `  b.Gasbearingforturbineenginerotorassemblies.#X(XXX(Ė#DATED:R.RogerMajakAssistantSecretaryforExportAdministration