2000 CFR Title 19, Volume 2

Title 17--Commodity and Securities Exchanges CHAPTER I--COMMODITY FUTURES TRADING COMMISSION PART 4--COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
	4.1	Requirements as to form.
	4.2	Requirements as to filing.
	4.5	Exclusion for certain otherwise regulated persons from the definition of the term ``commodity pool operator.''
	4.6	Exclusion for certain otherwise regulated persons from the definition of the term ``commodity trading advisor.''
	4.7	Exemption from certain part 4 requirements with respect to pools whose participants are limited to qualified eligible participants and with respect to commodity trading advisors' accounts for clients that are qualified eligible clients.
	4.8	Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
	4.10	Definitions.
	4.11	Exemption from section 4n(3)(B).
	4.12	Exemption from provisions of part 4.
	4.13	Exemption from registration as a commodity pool operator.
	4.14	Exemption from registration as a commodity trading advisor.
	4.15	Continued applicability of antifraud section.
	4.16	Prohibited representations.
	4.20	Prohibited activities.
	4.21	Required delivery of pool Disclosure Document.
	4.22	Reporting to pool participants.
	4.23	Recordkeeping.
	4.24	General disclosures required.
	4.25	Performance disclosures.
	4.26	Use, amendment and filing of Disclosure Document.
	4.30	Prohibited activities.
	4.31	Required delivery of Disclosure Document to prospective clients.
	4.33	Recordkeeping.
	4.34	General disclosures required.
	4.35	Performance disclosures.
	4.36	Use, amendment and filing of Disclosure Document.
	4.41	Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.