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Title 12--Banks and Banking
CHAPTER V--OFFICE OF THRIFT SUPERVISION, DEPARTMENT OF THE TREASURY
PART 551--RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
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 | 551.10 | What does this part do? |
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| 551.20 | Must I comply with this part? |
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| 551.30 | What requirements apply to all transactions? |
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| 551.40 | What definitions apply to this part? |
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| 551.50 | What records must I maintain for securities transactions? |
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| 551.60 | How must I maintain my records? |
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| 551.70 | What type of notice must I provide when I effect a securities transaction for a customer? |
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| 551.80 | How do I provide a registered broker-dealer confirmation? |
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| 551.90 | How do I provide a written notice? |
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| 551.100 | What are the alternate notice requirements? |
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| 551.110 | May I provide a notice electronically? |
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| 551.120 | May I charge a fee for a notice? |
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| 551.130 | When must I settle a securities transaction? |
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| 551.140 | What policies and procedures must I maintain and follow for securities transactions? |
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| 551.150 | How do my officers and employees file reports of personal securities trading transactions? |
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