2005 CFR Title 17, Volume 1

Title 17--Commodity and Securities Exchanges CHAPTER I--COMMODITY FUTURES TRADING COMMISSION PART 12--RULES RELATING TO REPARATIONS
	12.1	Scope and applicability of rules of practice relating to reparations.
	12.2	Definitions.
	12.3	Business address; hours.
	12.4	Suspension, amendment, revocation and waiver of rules.
	12.5	Computation of time.
	12.6	Extensions of time; adjournments; postponements.
	12.7	Ex parte communications in reparation proceedings.
	12.8	Separation of functions.
	12.9	Practice before the Commission.
	12.10	Service.
	12.11	Formalities of filing of documents with the Proceedings Clerk.
	12.12	Signature.
	12.13	Complaint; election of procedure.
	12.14	Withdrawal of complaint.
	12.15	Notification of complaint.
	12.16	Response to complaint.
	12.17	Satisfaction of complaint.
	12.18	Answer; election of procedure.
	12.19	Counterclaim.
	12.20	Response to counterclaim; reply; election of procedure.
	12.21	Voluntary dismissal.
	12.22	Default proceedings.
	12.23	Setting aside of default.
	12.24	Parallel proceedings.
	12.25	Filing fees.
	12.26	Commencement of a reparation proceeding.
	12.27	Termination of consideration of pleadings.
	12.30	Methods of discovery.
	12.31	Production of documents and tangible items.
	12.32	Depositions on written interrogatories.
	12.33	Admissions.
	12.34	Discovery by a decisionmaking official.
	12.35	Consequences of a party's failure to comply with a discovery order.
	12.36	Subpoenas to compel discovery.
	12.100	Scope and applicability of rules.
	12.101	Functions and responsibilities of the Judgment Officer.
	12.102	Disqualification of Judgment Officer.
	12.103	Filing of documents; subscription; service.
	12.104	Amendments to pleadings; motions.
	12.105	Submission of proof only in documentary or tangible form.
	12.106	Final decision and order.
	12.200	Scope and applicability of rules.
	12.201	Functions and responsibilities of the Judgment Officer.
	12.202	Disqualification of Judgment Officer.
	12.203	Filing of documents; subscription; service.
	12.204	Amended and supplemental pleadings.
	12.205	Motions.
	12.206	Pre-decision conferences.
	12.207	Summary disposition.
	12.208	Submissions of proof.
	12.209	Oral testimony.
	12.210	Initial decision.
	12.300	Scope and applicability of rules.
	12.303	Pre-decision conferences.
	12.304	Functions and responsibilities of the Administrative Law Judge.
	12.305	Disqualification of Administrative Law Judge.
	12.306	Filing of documents; subscription; service.
	12.307	Amended and supplemental pleadings.
	12.308	Motions.
	12.309	Interlocutory review by the Commission.
	12.310	Summary disposition.
	12.311	Disposition of proceeding or issues without oral hearing.
	12.312	Oral hearing.
	12.313	Subpoenas for attendance at an oral hearing.
	12.314	Initial decision.
	12.315	Consequences of overstating damages claims not in excess of $30,000.
	12.400	Scope and applicability of rules.
	12.401	Appeal to the Commission.
	12.402	Appeal of disposition of less than all claims or parties in a proceeding.
	12.403	Commission review on its own motion.
	12.404	The record of proceedings.
	12.405	Leave to adduce additional evidence.
	12.406	Final decision of the Commission.
	12.407	Satisfaction of reparation award; enforcement; sanctions.
	12.408	Delegation of authority to the Deputy General Counsel for Opinions.