Title 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 8--EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS


TEXT PDF8.01 Scope of rules.
TEXT PDF8.02 Implementing exchange rules.
TEXT PDF8.03 Definitions.
TEXT PDF8.05 Enforcement staff.
TEXT PDF8.06 Investigations.
TEXT PDF8.07 Investigation reports.
TEXT PDF8.08 Disciplinary committee.
TEXT PDF8.09 Review of investigation report.
TEXT PDF8.10 Predetermined penalties.
TEXT PDF8.11 Notice of charges.
TEXT PDF8.12 Right to representation.
TEXT PDF8.13 Answer to charges.
TEXT PDF8.14 Admission or failure to deny charges.
TEXT PDF8.15 Denial of charges and right to hearing.
TEXT PDF8.16 Settlement offers.
TEXT PDF8.17 Hearing.
TEXT PDF8.18 Decision.
TEXT PDF8.19 Appeal.
TEXT PDF8.20 Final decision.
TEXT PDF8.25 Member responsibility actions.
TEXT PDF8.26 Procedure for member responsibility actions.
TEXT PDF8.27 Violations of rules regarding decorum, submission of records or other similar activities.
TEXT PDF8.28 Final decision.


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