2008 CFR Title 17, Volume 3

Title 17--Commodity and Securities Exchanges CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED) PART 247--REGULATION R--EXEMPTIONS AND DEFINITIONS RELATED TO THE EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER
	247.100	Definition.
	247.700	Defined terms relating to the networking exception from the definition of ``broker.''
	247.701	Exemption from the definition of ``broker'' for certain institutional referrals.
	247.721	Defined terms relating to the trust and fiduciary activities exception from the definition of ``broker.''
	247.722	Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
	247.723	Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
	247.740	Defined terms relating to the sweep accounts exception from the definition of ``broker.''
	247.741	Exemption for banks effecting transactions in money market funds.
	247.760	Exemption from definition of ``broker'' for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
	247.771	Exemption from the definition of ``broker'' for banks effecting transactions in securities issued pursuant to Regulation S.
	247.772	Exemption from the definition of ``broker'' for banks engaging in securities lending transactions.
	247.775	Exemption from the definition of ``broker'' for banks effecting certain excepted or exempted transactions in investment company securities.
	247.776	Exemption from the definition of ``broker'' for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
	247.780	Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
	247.781	Exemption from the definition of ``broker'' for banks for a limited period of time.